401k Plan data: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN plan

UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN
Plan identification number	002

UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

UNIVERSAL AMERICAN CORP. has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSAL AMERICAN CORP.

Employer identification number (EIN): 274683816

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01 SHARON KING 2019-10-14 SHARON KING 2019-10-14
002 2017-01-01 SHARON KING
002 2016-01-01 LORRIANN LAWLOR
002 2015-01-01 LORRIANN LAWLOR
002 2014-01-01 JEFFREY ROBINSON
002 2013-01-01 LORRIANN LAWLOR

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2018-01-01	SHARON KING	2019-10-14	SHARON KING	2019-10-14
002	2017-01-01	SHARON KING
002	2016-01-01	LORRIANN LAWLOR
002	2015-01-01	LORRIANN LAWLOR
002	2014-01-01	JEFFREY ROBINSON
002	2013-01-01	LORRIANN LAWLOR

Plan Statistics for UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN

401k plan membership statisitcs for UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN

Measure Date Value
2017: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,023
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 3
Total of all active and inactive participants 2017-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 3
Number of participants with account balances 2017-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2,010
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 983
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 940
Total of all active and inactive participants 2016-01-01 1,923
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 16
Total participants 2016-01-01 1,939
Number of participants with account balances 2016-01-01 1,905
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 44
2015: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2,464
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,006
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 974
Total of all active and inactive participants 2015-01-01 1,980
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 13
Total participants 2015-01-01 1,993
Number of participants with account balances 2015-01-01 1,937
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 59
2014: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,562
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,539
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 881
Total of all active and inactive participants 2014-01-01 2,420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 16
Total participants 2014-01-01 2,436
Number of participants with account balances 2014-01-01 2,349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 126
2013: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,458
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,790
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 726
Total of all active and inactive participants 2013-01-01 2,516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 14
Total participants 2013-01-01 2,530
Number of participants with account balances 2013-01-01 2,430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 77

Measure	Date	Value
2017: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,023
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	3
Total of all active and inactive participants	2017-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	3
Number of participants with account balances	2017-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2,010
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	983
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	940
Total of all active and inactive participants	2016-01-01	1,923
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	16
Total participants	2016-01-01	1,939
Number of participants with account balances	2016-01-01	1,905
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	44
2015: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,464
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,006
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	974
Total of all active and inactive participants	2015-01-01	1,980
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	13
Total participants	2015-01-01	1,993
Number of participants with account balances	2015-01-01	1,937
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	59
2014: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,562
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,539
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	881
Total of all active and inactive participants	2014-01-01	2,420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	16
Total participants	2014-01-01	2,436
Number of participants with account balances	2014-01-01	2,349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	126
2013: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,458
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,790
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	726
Total of all active and inactive participants	2013-01-01	2,516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	14
Total participants	2013-01-01	2,530
Number of participants with account balances	2013-01-01	2,430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	77

Financial Data on UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN

Measure	Date	Value
2017 : UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$65,898
Total income from all sources (including contributions)	2017-12-31	$9,122,612
Total loss/gain on sale of assets	2017-12-31	$91,297
Total of all expenses incurred	2017-12-31	$91,851,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$91,612,782
Expenses. Certain deemed distributions of participant loans	2017-12-31	$-31,196
Value of total corrective distributions	2017-12-31	$9,057
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,505,296
Value of total assets at end of year	2017-12-31	$159,927
Value of total assets at beginning of year	2017-12-31	$82,954,979
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$261,123
Total interest from all sources	2017-12-31	$19,689
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$255,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$255,773
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,959,720
Participant contributions at beginning of year	2017-12-31	$1,422,423
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$13,371
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$65,898
Other income not declared elsewhere	2017-12-31	$7,136
Administrative expenses (other) incurred	2017-12-31	$261,123
Total non interest bearing cash at end of year	2017-12-31	$122,387
Total non interest bearing cash at beginning of year	2017-12-31	$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-82,729,154
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$159,927
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$82,889,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$1,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$56,409,251
Interest on participant loans	2017-12-31	$19,689
Value of interest in common/collective trusts at end of year	2017-12-31	$35,627
Value of interest in common/collective trusts at beginning of year	2017-12-31	$10,586,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$5,997,572
Net investment gain or loss from common/collective trusts	2017-12-31	$245,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at beginning of year	2017-12-31	$14,536,402
Contributions received in cash from employer	2017-12-31	$532,205
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$91,612,782
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$15,181,785
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$15,090,488
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2017-12-31	431947695
2016 : UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$4,067,285
Total unrealized appreciation/depreciation of assets	2016-12-31	$4,067,285
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$65,898
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$197,724
Total income from all sources (including contributions)	2016-12-31	$15,763,934
Total loss/gain on sale of assets	2016-12-31	$216,907
Total of all expenses incurred	2016-12-31	$7,998,374
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$7,607,281
Expenses. Certain deemed distributions of participant loans	2016-12-31	$31,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$6,656,365
Value of total assets at end of year	2016-12-31	$82,954,979
Value of total assets at beginning of year	2016-12-31	$75,321,245
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$359,897
Total interest from all sources	2016-12-31	$56,611
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$715,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$715,430
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$4,844,376
Participant contributions at end of year	2016-12-31	$1,422,423
Participant contributions at beginning of year	2016-12-31	$1,281,620
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$520,220
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$65,898
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$197,724
Other income not declared elsewhere	2016-12-31	$34,049
Administrative expenses (other) incurred	2016-12-31	$359,897
Total non interest bearing cash at end of year	2016-12-31	$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$7,765,560
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$82,889,081
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$75,123,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$56,409,251
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$53,480,509
Interest on participant loans	2016-12-31	$56,611
Value of interest in common/collective trusts at end of year	2016-12-31	$10,586,901
Value of interest in common/collective trusts at beginning of year	2016-12-31	$10,502,863
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$3,534,463
Net investment gain or loss from common/collective trusts	2016-12-31	$482,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$14,536,402
Assets. Invements in employer securities at beginning of year	2016-12-31	$10,056,253
Contributions received in cash from employer	2016-12-31	$1,291,769
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$7,607,281
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$2,197,406
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$1,980,499
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2016-12-31	431947695
2015 : UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-1,811,980
Total unrealized appreciation/depreciation of assets	2015-12-31	$-1,811,980
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$197,724
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$90,000
Total income from all sources (including contributions)	2015-12-31	$6,141,074
Total loss/gain on sale of assets	2015-12-31	$-181,901
Total of all expenses incurred	2015-12-31	$22,214,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$21,887,465
Expenses. Certain deemed distributions of participant loans	2015-12-31	$42,024
Value of total corrective distributions	2015-12-31	$23,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$8,097,758
Value of total assets at end of year	2015-12-31	$75,321,245
Value of total assets at beginning of year	2015-12-31	$91,287,433
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$261,953
Total interest from all sources	2015-12-31	$61,128
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$759,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$759,966
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$5,682,054
Participant contributions at end of year	2015-12-31	$1,281,620
Participant contributions at beginning of year	2015-12-31	$1,649,565
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$235,812
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$197,724
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$90,000
Other income not declared elsewhere	2015-12-31	$-11,087
Administrative expenses (other) incurred	2015-12-31	$261,953
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-16,073,912
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$75,123,521
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$91,197,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$53,480,509
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$65,557,110
Interest on participant loans	2015-12-31	$61,128
Value of interest in common/collective trusts at end of year	2015-12-31	$10,502,863
Value of interest in common/collective trusts at beginning of year	2015-12-31	$11,889,735
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-875,478
Net investment gain or loss from common/collective trusts	2015-12-31	$102,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$10,056,253
Assets. Invements in employer securities at beginning of year	2015-12-31	$12,191,023
Contributions received in cash from employer	2015-12-31	$2,179,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$21,887,465
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$3,104,894
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$3,286,795
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	DELOITTE
Accountancy firm EIN	2015-12-31	135133500
2014 : UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$2,297,681
Total unrealized appreciation/depreciation of assets	2014-12-31	$2,297,681
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$90,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$17,255,678
Total loss/gain on sale of assets	2014-12-31	$229,750
Total of all expenses incurred	2014-12-31	$14,163,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$13,770,477
Value of total corrective distributions	2014-12-31	$64,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$10,049,772
Value of total assets at end of year	2014-12-31	$91,287,433
Value of total assets at beginning of year	2014-12-31	$88,105,197
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$328,318
Total interest from all sources	2014-12-31	$67,634
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$3,315,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$3,315,761
Administrative expenses professional fees incurred	2014-12-31	$90,000
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$7,156,757
Participant contributions at end of year	2014-12-31	$1,649,565
Participant contributions at beginning of year	2014-12-31	$1,649,372
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$195,271
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$90,000
Other income not declared elsewhere	2014-12-31	$56,443
Administrative expenses (other) incurred	2014-12-31	$238,318
Total non interest bearing cash at beginning of year	2014-12-31	$1,992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$3,092,236
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$91,197,433
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$88,105,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$65,557,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$63,517,402
Interest on participant loans	2014-12-31	$67,634
Value of interest in common/collective trusts at end of year	2014-12-31	$11,889,735
Value of interest in common/collective trusts at beginning of year	2014-12-31	$13,566,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$993,915
Net investment gain or loss from common/collective trusts	2014-12-31	$244,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$12,191,023
Assets. Invements in employer securities at beginning of year	2014-12-31	$9,370,378
Contributions received in cash from employer	2014-12-31	$2,697,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$13,770,477
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$-229,750
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2014-12-31	346565596
2013 : UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$214,240
Total unrealized appreciation/depreciation of assets	2013-12-31	$214,240
Total transfer of assets to this plan	2013-12-31	$31,763,569
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$18,476,348
Total loss/gain on sale of assets	2013-12-31	$11,008
Total of all expenses incurred	2013-12-31	$14,038,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$13,929,003
Expenses. Certain deemed distributions of participant loans	2013-12-31	$19,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$8,779,780
Value of total assets at end of year	2013-12-31	$88,105,197
Value of total assets at beginning of year	2013-12-31	$51,903,520
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$90,018
Total interest from all sources	2013-12-31	$97,290
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,896,310
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,896,310
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$6,291,409
Participant contributions at end of year	2013-12-31	$1,649,372
Participant contributions at beginning of year	2013-12-31	$1,249,425
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$401,414
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$1,545
Other income not declared elsewhere	2013-12-31	$13,118
Administrative expenses (other) incurred	2013-12-31	$90,018
Total non interest bearing cash at end of year	2013-12-31	$1,992
Total non interest bearing cash at beginning of year	2013-12-31	$57,613
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$4,438,108
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$88,105,197
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$51,903,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$63,517,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$31,436,159
Interest on participant loans	2013-12-31	$58,242
Interest earned on other investments	2013-12-31	$39,048
Value of interest in common/collective trusts at end of year	2013-12-31	$13,566,053
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$457,503
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$457,503
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$10,602,354
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$7,113,641
Net investment gain or loss from common/collective trusts	2013-12-31	$350,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$9,370,378
Assets. Invements in employer securities at beginning of year	2013-12-31	$8,098,921
Contributions received in cash from employer	2013-12-31	$2,086,957
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$13,929,003
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$1,161,426
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$1,150,418
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2013-12-31	346565596

Form 5500 Responses for UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN

2017: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNIVERSAL AMERICAN CORP. 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

YK51258

Policy instance

Insurance contract or identification number	YK51258
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-05-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

Potentially related plans

UNIVERSAL AMERICAN CORP 401(K) SAVINGS PLAN [EIN = 112580136]

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Company Name:	UNIVERSAL AMERICAN CORP.
Employer identification number (EIN):	274683816
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing