TAFT STETTINIUS & HOLLISTER LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN
401k plan membership statisitcs for SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN
| Measure | Date | Value |
|---|
| 2015 : SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-37,707 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-37,707 |
| Total transfer of assets from this plan | 2015-12-31 | $30,881,729 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $6,498 |
| Total income from all sources (including contributions) | 2015-12-31 | $1,649,564 |
| Total loss/gain on sale of assets | 2015-12-31 | $-31,277 |
| Total of all expenses incurred | 2015-12-31 | $2,234,207 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,128,562 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,982,613 |
| Value of total assets at end of year | 2015-12-31 | $0 |
| Value of total assets at beginning of year | 2015-12-31 | $31,472,870 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $105,645 |
| Total interest from all sources | 2015-12-31 | $41,390 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $366,003 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $366,003 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,330,633 |
| Participant contributions at end of year | 2015-12-31 | $0 |
| Participant contributions at beginning of year | 2015-12-31 | $438,727 |
| Participant contributions at end of year | 2015-12-31 | $0 |
| Participant contributions at beginning of year | 2015-12-31 | $86,639 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $6,932,710 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $34,785 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $9,021 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $6,498 |
| Other income not declared elsewhere | 2015-12-31 | $-216,358 |
| Administrative expenses (other) incurred | 2015-12-31 | $83,233 |
| Total non interest bearing cash at end of year | 2015-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $709 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-584,643 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $31,466,372 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2015-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $464,896 |
| Investment advisory and management fees | 2015-12-31 | $22,412 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $23,444,297 |
| Interest on participant loans | 2015-12-31 | $21,339 |
| Interest earned on other investments | 2015-12-31 | $20,051 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-455,100 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $617,195 |
| Employer contributions (assets) at end of year | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $95,871 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,128,562 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
| Did the plan have assets held for investment | 2015-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2015-12-31 | $68,048 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $99,325 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | FINANCIAL REPORTING SERVICES LLC |
| Accountancy firm EIN | 2015-12-31 | 262700223 |
| 2014 : SHEFSKY & FROELICH, LTD PROFIT SHARING 401(K) PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-2,789 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-2,789 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $6,498 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $68,593 |
| Total income from all sources (including contributions) | 2014-12-31 | $4,142,718 |
| Total loss/gain on sale of assets | 2014-12-31 | $-30,475 |
| Total of all expenses incurred | 2014-12-31 | $672,828 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $583,257 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,061,440 |
| Value of total assets at end of year | 2014-12-31 | $31,472,870 |
| Value of total assets at beginning of year | 2014-12-31 | $28,065,075 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $89,571 |
| Total interest from all sources | 2014-12-31 | $31,144 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $346,406 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $346,406 |
| Assets. Real estate other than employer real property at beginning of year | 2014-12-31 | $58,000 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,160,494 |
| Participant contributions at end of year | 2014-12-31 | $438,727 |
| Participant contributions at beginning of year | 2014-12-31 | $423,846 |
| Participant contributions at end of year | 2014-12-31 | $86,639 |
| Participant contributions at beginning of year | 2014-12-31 | $86,019 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $6,932,710 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $6,057,331 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $172,487 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $9,021 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $7,430 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $6,498 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $68,593 |
| Other income not declared elsewhere | 2014-12-31 | $611,655 |
| Administrative expenses (other) incurred | 2014-12-31 | $69,218 |
| Total non interest bearing cash at end of year | 2014-12-31 | $709 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $3,469,890 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $31,466,372 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $27,996,482 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2014-12-31 | $464,896 |
| Assets. partnership/joint venture interests at beginning of year | 2014-12-31 | $440,040 |
| Investment advisory and management fees | 2014-12-31 | $20,353 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $23,444,297 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $20,353,436 |
| Interest on participant loans | 2014-12-31 | $18,607 |
| Interest earned on other investments | 2014-12-31 | $12,537 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,125,337 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $728,459 |
| Employer contributions (assets) at end of year | 2014-12-31 | $95,871 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $638,973 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $583,257 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Aggregate proceeds on sale of assets | 2014-12-31 | $97,445 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $127,920 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | FINANCIAL REPORTING SERVICES LLC |
| Accountancy firm EIN | 2014-12-31 | 262700223 |
