SEARS, ROEBUCK, AND CO. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SEARS HOLDINGS 401(K) SAVINGS PLAN
Measure | Date | Value |
---|
2011: SEARS HOLDINGS 401(K) SAVINGS PLAN 2011 401k membership |
---|
Total participants, beginning-of-year | 2011-01-01 | 278,823 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 228,733 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 18,597 |
Total of all active and inactive participants | 2011-01-01 | 247,330 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 969 |
Total participants | 2011-01-01 | 248,299 |
Number of participants with account balances | 2011-01-01 | 76,813 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 2 |
2010: SEARS HOLDINGS 401(K) SAVINGS PLAN 2010 401k membership |
---|
Total participants, beginning-of-year | 2010-01-01 | 297,420 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 258,192 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 19,596 |
Total of all active and inactive participants | 2010-01-01 | 277,788 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 1,035 |
Total participants | 2010-01-01 | 278,823 |
Number of participants with account balances | 2010-01-01 | 85,407 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 20 |
2009: SEARS HOLDINGS 401(K) SAVINGS PLAN 2009 401k membership |
---|
Total participants, beginning-of-year | 2009-01-01 | 374,526 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 275,925 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 20,566 |
Total of all active and inactive participants | 2009-01-01 | 296,491 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 929 |
Total participants | 2009-01-01 | 297,420 |
Number of participants with account balances | 2009-01-01 | 92,870 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 62 |
Measure | Date | Value |
---|
2011 : SEARS HOLDINGS 401(K) SAVINGS PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets from this plan | 2011-12-31 | $51,246,083 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $89,675,731 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $353,264,645 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $351,065,507 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $2,199,138 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $116,838,251 |
Value of total assets at end of year | 2011-12-31 | $2,973,484,096 |
Value of total assets at beginning of year | 2011-12-31 | $3,288,319,093 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $2,644,728 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $114,517,122 |
Participant contributions at end of year | 2011-12-31 | $56,887,006 |
Participant contributions at beginning of year | 2011-12-31 | $61,536,385 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $2,321,129 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-263,588,914 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,973,484,096 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,288,319,093 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Interest on participant loans | 2011-12-31 | $2,644,728 |
Value of interest in master investment trust accounts at end of year | 2011-12-31 | $2,916,597,090 |
Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $3,226,782,708 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $351,065,507 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2011-12-31 | 133891517 |
2010 : SEARS HOLDINGS 401(K) SAVINGS PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total transfer of assets to this plan | 2010-12-31 | $18 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $431,190,187 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $332,883,061 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $330,090,877 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $2,792,184 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $125,439,129 |
Value of total assets at end of year | 2010-12-31 | $3,288,319,093 |
Value of total assets at beginning of year | 2010-12-31 | $3,190,011,949 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $3,298,232 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $121,756,705 |
Participant contributions at end of year | 2010-12-31 | $61,536,385 |
Participant contributions at beginning of year | 2010-12-31 | $59,840,945 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $3,682,424 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $98,307,126 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $3,288,319,093 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,190,011,949 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Interest on participant loans | 2010-12-31 | $3,298,232 |
Value of interest in master investment trust accounts at end of year | 2010-12-31 | $3,226,782,708 |
Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $3,130,171,004 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $330,090,877 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | DELOITTE & TOUCHE |
Accountancy firm EIN | 2010-12-31 | 133891517 |
2009 : SEARS HOLDINGS 401(K) SAVINGS PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |