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CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 401k Plan overview

Plan NameCATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN
Plan identification number 037

CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • The employer maintaining this ESOP is an S Corporation
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CATERPILLAR INC. has sponsored the creation of one or more 401k plans.

Company Name:CATERPILLAR INC.
Employer identification number (EIN):370602744
NAIC Classification:333100

Additional information about CATERPILLAR INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1986-05-07
Company Identification Number: 0006917606
Legal Registered Office Address: 100 NE ADAMS ST

PEORIA
United States of America (USA)
61629

More information about CATERPILLAR INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0372023-01-01STEPHEN ROBERTSON2024-07-30
0372022-01-01STEPHEN ROBERTSON2023-08-11
0372021-01-01STEPHEN ROBERTSON2022-07-06
0372020-01-01STEPHEN ROBERTSON2021-07-21
0372019-01-01STEPHEN ROBERTSON2020-08-03
0372018-01-01
0372017-01-01
0372016-01-01
0372015-01-01
0372015-01-01
0372014-01-01LEANNE MORITZ
0372014-01-01
0372013-01-01
0372012-01-01LEANNE MORITZ LEANNE MORITZ2014-07-03

Plan Statistics for CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN

401k plan membership statisitcs for CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN

Measure Date Value
2023: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01481
Total number of active participants reported on line 7a of the Form 55002023-01-01300
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01186
Total of all active and inactive participants2023-01-01486
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0112
Total participants2023-01-01498
Number of participants with account balances2023-01-01481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0131
2022: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01502
Total number of active participants reported on line 7a of the Form 55002022-01-01288
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01194
Total of all active and inactive participants2022-01-01482
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0110
Total participants2022-01-01492
Number of participants with account balances2022-01-01478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0145
2021: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01476
Total number of active participants reported on line 7a of the Form 55002021-01-01304
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01198
Total of all active and inactive participants2021-01-01502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0111
Total participants2021-01-01513
Number of participants with account balances2021-01-01500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0115
2020: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01508
Total number of active participants reported on line 7a of the Form 55002020-01-01280
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01194
Total of all active and inactive participants2020-01-01474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0111
Total participants2020-01-01485
Number of participants with account balances2020-01-01481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-018
2019: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01520
Total number of active participants reported on line 7a of the Form 55002019-01-01287
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01215
Total of all active and inactive participants2019-01-01502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-016
Total participants2019-01-01508
Number of participants with account balances2019-01-01500
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0111
2018: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01756
Total number of active participants reported on line 7a of the Form 55002018-01-01480
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01183
Total of all active and inactive participants2018-01-01663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-018
Total participants2018-01-01671
Number of participants with account balances2018-01-01428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01969
Total number of active participants reported on line 7a of the Form 55002017-01-01680
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01213
Total of all active and inactive participants2017-01-01893
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-018
Total participants2017-01-01901
Number of participants with account balances2017-01-01549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0119
2016: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01794
Total number of active participants reported on line 7a of the Form 55002016-01-01754
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01205
Total of all active and inactive participants2016-01-01959
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-018
Total participants2016-01-01967
Number of participants with account balances2016-01-01638
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0155
2015: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01817
Total number of active participants reported on line 7a of the Form 55002015-01-01671
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01115
Total of all active and inactive participants2015-01-01786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-01793
Number of participants with account balances2015-01-01498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01155
2014: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01783
Total number of active participants reported on line 7a of the Form 55002014-01-01566
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0175
Total of all active and inactive participants2014-01-01641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-017
Total participants2014-01-01648
Number of participants with account balances2014-01-01635
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01803
Total number of active participants reported on line 7a of the Form 55002013-01-01697
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0170
Total of all active and inactive participants2013-01-01767
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-01771
Number of participants with account balances2013-01-01760
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01825
Total number of active participants reported on line 7a of the Form 55002012-01-01794
Number of retired or separated participants receiving benefits2012-01-016
Number of other retired or separated participants entitled to future benefits2012-01-0144
Total of all active and inactive participants2012-01-01844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-01848
Number of participants with account balances2012-01-01837
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN

Measure Date Value
2023 : CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$2,476
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$3,592
Total income from all sources (including contributions)2023-12-31$9,793,866
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$3,245,436
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$3,201,351
Expenses. Certain deemed distributions of participant loans2023-12-31$3,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$3,319,550
Value of total assets at end of year2023-12-31$47,697,718
Value of total assets at beginning of year2023-12-31$41,150,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$40,819
Total interest from all sources2023-12-31$30,070
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$45,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,833,721
Participant contributions at end of year2023-12-31$441,910
Participant contributions at beginning of year2023-12-31$421,239
Participant contributions at end of year2023-12-31$35,565
Participant contributions at beginning of year2023-12-31$33,068
Assets. Other investments not covered elsewhere at end of year2023-12-31$463,912
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$389,312
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$2,476
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$3,592
Other income not declared elsewhere2023-12-31$14,214
Administrative expenses (other) incurred2023-12-31$3,095
Total non interest bearing cash at end of year2023-12-31$2,476
Total non interest bearing cash at beginning of year2023-12-31$3,592
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$6,548,430
Value of net assets at end of year (total assets less liabilities)2023-12-31$47,695,242
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$41,146,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$15,794
Interest on participant loans2023-12-31$26,171
Interest earned on other investments2023-12-31$3,899
Value of interest in master investment trust accounts at end of year2023-12-31$46,689,135
Value of interest in master investment trust accounts at beginning of year2023-12-31$40,244,135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$1,485,829
Employer contributions (assets) at end of year2023-12-31$64,720
Employer contributions (assets) at beginning of year2023-12-31$59,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$3,201,351
Contract administrator fees2023-12-31$2,274
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2023-12-31134008324
2022 : CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$3,592
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$24,146
Total income from all sources (including contributions)2022-12-31$-4,969,118
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,025,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,983,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,571,136
Value of total assets at end of year2022-12-31$41,150,404
Value of total assets at beginning of year2022-12-31$51,166,049
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$42,208
Total interest from all sources2022-12-31$25,205
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$12,268
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$45,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,628,540
Participant contributions at end of year2022-12-31$421,239
Participant contributions at beginning of year2022-12-31$642,737
Participant contributions at end of year2022-12-31$33,068
Participant contributions at beginning of year2022-12-31$36,809
Assets. Other investments not covered elsewhere at end of year2022-12-31$389,312
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$471,270
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$2,950
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$3,592
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$24,146
Other income not declared elsewhere2022-12-31$-185,325
Total non interest bearing cash at end of year2022-12-31$3,592
Total non interest bearing cash at beginning of year2022-12-31$11,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,995,091
Value of net assets at end of year (total assets less liabilities)2022-12-31$41,146,812
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$51,141,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$22,678
Interest on participant loans2022-12-31$26,686
Interest earned on other investments2022-12-31$-1,481
Value of interest in master investment trust accounts at end of year2022-12-31$40,244,135
Value of interest in master investment trust accounts at beginning of year2022-12-31$49,957,814
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$942,596
Employer contributions (assets) at end of year2022-12-31$59,058
Employer contributions (assets) at beginning of year2022-12-31$43,173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,983,765
Contract administrator fees2022-12-31$7,262
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2022-12-31134008324
2021 : CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$24,146
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,039
Total income from all sources (including contributions)2021-12-31$7,697,662
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,801,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,753,932
Expenses. Certain deemed distributions of participant loans2021-12-31$394
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,445,322
Value of total assets at end of year2021-12-31$51,166,049
Value of total assets at beginning of year2021-12-31$48,247,532
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$46,926
Total interest from all sources2021-12-31$54,146
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$15,147
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$45,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,559,906
Participant contributions at end of year2021-12-31$642,737
Participant contributions at beginning of year2021-12-31$709,782
Participant contributions at end of year2021-12-31$36,809
Participant contributions at beginning of year2021-12-31$27,880
Assets. Other investments not covered elsewhere at end of year2021-12-31$471,270
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$168,388
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$2,950
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$24,146
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$2,039
Other income not declared elsewhere2021-12-31$-26,210
Total non interest bearing cash at end of year2021-12-31$11,296
Total non interest bearing cash at beginning of year2021-12-31$2,039
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,896,410
Value of net assets at end of year (total assets less liabilities)2021-12-31$51,141,903
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$48,245,493
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$24,481
Interest on participant loans2021-12-31$35,377
Interest earned on other investments2021-12-31$18,769
Value of interest in master investment trust accounts at end of year2021-12-31$49,957,814
Value of interest in master investment trust accounts at beginning of year2021-12-31$47,286,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$885,416
Employer contributions (assets) at end of year2021-12-31$43,173
Employer contributions (assets) at beginning of year2021-12-31$53,031
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,753,932
Contract administrator fees2021-12-31$7,298
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2021-12-31134008324
2020 : CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,039
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$9,635
Total income from all sources (including contributions)2020-12-31$8,336,066
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,583,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,601,797
Expenses. Certain deemed distributions of participant loans2020-12-31$-60,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,586,687
Value of total assets at end of year2020-12-31$48,247,532
Value of total assets at beginning of year2020-12-31$45,502,783
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$42,764
Total interest from all sources2020-12-31$48,589
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$13,440
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$45,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,609,470
Participant contributions at end of year2020-12-31$709,782
Participant contributions at beginning of year2020-12-31$751,603
Participant contributions at end of year2020-12-31$27,880
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$168,388
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$36,514
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$10,328
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$2,039
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$9,635
Other income not declared elsewhere2020-12-31$-184
Total non interest bearing cash at end of year2020-12-31$2,039
Total non interest bearing cash at beginning of year2020-12-31$23
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,752,345
Value of net assets at end of year (total assets less liabilities)2020-12-31$48,245,493
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$45,493,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$20,109
Interest on participant loans2020-12-31$42,795
Interest earned on other investments2020-12-31$5,794
Value of interest in master investment trust accounts at end of year2020-12-31$47,286,412
Value of interest in master investment trust accounts at beginning of year2020-12-31$44,659,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$977,217
Employer contributions (assets) at end of year2020-12-31$53,031
Employer contributions (assets) at beginning of year2020-12-31$44,949
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,601,797
Contract administrator fees2020-12-31$9,215
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2020-12-31134008324
2019 : CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$9,635
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$32,040
Total income from all sources (including contributions)2019-12-31$10,476,606
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,137,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,135,099
Expenses. Certain deemed distributions of participant loans2019-12-31$-47,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,801,164
Value of total assets at end of year2019-12-31$45,502,783
Value of total assets at beginning of year2019-12-31$39,186,366
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$50,382
Total interest from all sources2019-12-31$55,038
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$15,400
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$45,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,786,718
Participant contributions at end of year2019-12-31$751,603
Participant contributions at beginning of year2019-12-31$917,764
Assets. Other investments not covered elsewhere at end of year2019-12-31$36,514
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$223,696
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$10,328
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$58,748
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$9,635
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$32,040
Other income not declared elsewhere2019-12-31$9,435
Total non interest bearing cash at end of year2019-12-31$23
Total non interest bearing cash at beginning of year2019-12-31$25,156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,338,822
Value of net assets at end of year (total assets less liabilities)2019-12-31$45,493,148
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$39,154,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$23,072
Interest on participant loans2019-12-31$43,134
Interest earned on other investments2019-12-31$11,904
Value of interest in master investment trust accounts at end of year2019-12-31$44,659,366
Value of interest in master investment trust accounts at beginning of year2019-12-31$37,917,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,014,446
Employer contributions (assets) at end of year2019-12-31$44,949
Employer contributions (assets) at beginning of year2019-12-31$43,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,135,099
Contract administrator fees2019-12-31$11,910
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2019-12-31134008324
2018 : CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$32,040
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$17,199
Total income from all sources (including contributions)2018-12-31$63,022
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,545,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,521,073
Expenses. Certain deemed distributions of participant loans2018-12-31$-23,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,638,342
Value of total assets at end of year2018-12-31$39,186,366
Value of total assets at beginning of year2018-12-31$43,654,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$48,802
Total interest from all sources2018-12-31$80,922
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$16,346
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$45,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,732,148
Participant contributions at end of year2018-12-31$917,764
Participant contributions at beginning of year2018-12-31$930,897
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$37,944
Assets. Other investments not covered elsewhere at end of year2018-12-31$223,696
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$292,261
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$58,748
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$40,165
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$32,040
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$17,199
Other income not declared elsewhere2018-12-31$-121,717
Total non interest bearing cash at end of year2018-12-31$25,156
Total non interest bearing cash at beginning of year2018-12-31$204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,482,970
Value of net assets at end of year (total assets less liabilities)2018-12-31$39,154,326
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$43,637,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$19,633
Interest on participant loans2018-12-31$40,006
Interest earned on other investments2018-12-31$40,916
Value of interest in master investment trust accounts at end of year2018-12-31$37,917,301
Value of interest in master investment trust accounts at beginning of year2018-12-31$42,323,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$906,194
Employer contributions (assets) at end of year2018-12-31$43,701
Employer contributions (assets) at beginning of year2018-12-31$29,478
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,521,073
Contract administrator fees2018-12-31$12,823
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2018-12-31134008324
2017 : CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$17,199
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$9,064,201
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$7,901,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$7,863,106
Expenses. Certain deemed distributions of participant loans2017-12-31$-14,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,775,470
Value of total assets at end of year2017-12-31$43,654,495
Value of total assets at beginning of year2017-12-31$42,474,536
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$52,514
Total interest from all sources2017-12-31$52,242
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$22,114
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$45,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,656,610
Participant contributions at end of year2017-12-31$930,897
Participant contributions at beginning of year2017-12-31$1,269,003
Participant contributions at end of year2017-12-31$37,944
Participant contributions at beginning of year2017-12-31$37,460
Assets. Other investments not covered elsewhere at end of year2017-12-31$292,261
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$239,326
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,697
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$40,165
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$17,199
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$33,667
Total non interest bearing cash at end of year2017-12-31$204
Total non interest bearing cash at beginning of year2017-12-31$1,108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,162,760
Value of net assets at end of year (total assets less liabilities)2017-12-31$43,637,296
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$42,474,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$18,481
Interest on participant loans2017-12-31$39,411
Interest earned on other investments2017-12-31$12,831
Value of interest in master investment trust accounts at end of year2017-12-31$42,323,546
Value of interest in master investment trust accounts at beginning of year2017-12-31$40,874,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,115,163
Employer contributions (assets) at end of year2017-12-31$29,478
Employer contributions (assets) at beginning of year2017-12-31$53,489
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$7,863,106
Contract administrator fees2017-12-31$11,919
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2017-12-31134008324
2016 : CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$4,666,773
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,855
Total income from all sources (including contributions)2016-12-31$6,011,159
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,563,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,470,992
Expenses. Certain deemed distributions of participant loans2016-12-31$-51,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,937,956
Value of total assets at end of year2016-12-31$42,474,536
Value of total assets at beginning of year2016-12-31$38,361,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$143,782
Total interest from all sources2016-12-31$77,210
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$82,514
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$45,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,851,368
Participant contributions at end of year2016-12-31$1,269,003
Participant contributions at beginning of year2016-12-31$1,161,553
Participant contributions at end of year2016-12-31$37,460
Participant contributions at beginning of year2016-12-31$22,730
Assets. Other investments not covered elsewhere at end of year2016-12-31$239,326
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$225,814
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$12,225
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,855
Other income not declared elsewhere2016-12-31$77,962
Administrative expenses (other) incurred2016-12-31$1
Total non interest bearing cash at end of year2016-12-31$1,108
Total non interest bearing cash at beginning of year2016-12-31$2,698
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-552,026
Value of net assets at end of year (total assets less liabilities)2016-12-31$42,474,536
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$38,359,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$44,846
Interest on participant loans2016-12-31$54,906
Interest earned on other investments2016-12-31$22,304
Value of interest in master investment trust accounts at end of year2016-12-31$40,874,150
Value of interest in master investment trust accounts at beginning of year2016-12-31$36,917,690
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,086,588
Employer contributions (assets) at end of year2016-12-31$53,489
Employer contributions (assets) at beginning of year2016-12-31$18,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,470,992
Contract administrator fees2016-12-31$16,421
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-31134008324
2015 : CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,855
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,301,118
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$6,166,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,016,074
Expenses. Certain deemed distributions of participant loans2015-12-31$101,629
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,683,304
Value of total assets at end of year2015-12-31$38,361,644
Value of total assets at beginning of year2015-12-31$42,225,134
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$48,760
Total interest from all sources2015-12-31$56,106
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$14,327
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$45,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,704,690
Participant contributions at end of year2015-12-31$1,161,553
Participant contributions at beginning of year2015-12-31$1,470,076
Participant contributions at end of year2015-12-31$22,730
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$225,814
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$329,461
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$5,443
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$12,225
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,855
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-27,507
Total non interest bearing cash at end of year2015-12-31$2,698
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,865,345
Value of net assets at end of year (total assets less liabilities)2015-12-31$38,359,789
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$42,225,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$22,179
Interest on participant loans2015-12-31$48,829
Interest earned on other investments2015-12-31$7,277
Value of interest in master investment trust accounts at end of year2015-12-31$36,917,690
Value of interest in master investment trust accounts at beginning of year2015-12-31$40,419,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$973,171
Employer contributions (assets) at end of year2015-12-31$18,934
Employer contributions (assets) at beginning of year2015-12-31$5,827
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,016,074
Contract administrator fees2015-12-31$12,254
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2015-12-31134008324
2014 : CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,448,176
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$7,302,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,119,257
Expenses. Certain deemed distributions of participant loans2014-12-31$130,875
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,967,296
Value of total assets at end of year2014-12-31$42,225,134
Value of total assets at beginning of year2014-12-31$44,079,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$52,858
Total interest from all sources2014-12-31$73,563
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$19,770
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$45,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31Yes
Amount of non-exempt transactions with any party-in-interest2014-12-31$120
Contributions received from participants2014-12-31$1,848,869
Participant contributions at end of year2014-12-31$1,470,076
Participant contributions at beginning of year2014-12-31$1,987,629
Assets. Other investments not covered elsewhere at end of year2014-12-31$329,461
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$98,327
Other income not declared elsewhere2014-12-31$4,218
Administrative expenses (other) incurred2014-12-31$1,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,854,814
Value of net assets at end of year (total assets less liabilities)2014-12-31$42,225,134
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$44,079,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$21,792
Interest on participant loans2014-12-31$71,138
Interest earned on other investments2014-12-31$2,425
Value of interest in master investment trust accounts at end of year2014-12-31$40,419,770
Value of interest in master investment trust accounts at beginning of year2014-12-31$41,975,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,118,427
Employer contributions (assets) at end of year2014-12-31$5,827
Employer contributions (assets) at beginning of year2014-12-31$18,630
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,119,257
Contract administrator fees2014-12-31$9,672
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2014-12-31134008324
2013 : CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$10
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$11,215,383
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$6,365,234
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$6,325,032
Expenses. Certain deemed distributions of participant loans2013-12-31$9,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,649,566
Value of total assets at end of year2013-12-31$44,079,948
Value of total assets at beginning of year2013-12-31$39,229,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$30,937
Total interest from all sources2013-12-31$72,710
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$2,996
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$45,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31Yes
Amount of non-exempt transactions with any party-in-interest2013-12-31$120
Contributions received from participants2013-12-31$2,825,947
Participant contributions at end of year2013-12-31$1,987,629
Participant contributions at beginning of year2013-12-31$1,683,695
Assets. Other investments not covered elsewhere at end of year2013-12-31$98,327
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$-7,664
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$37,546,094
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,850,149
Value of net assets at end of year (total assets less liabilities)2013-12-31$44,079,948
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$39,229,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$18,568
Interest on participant loans2013-12-31$72,710
Value of interest in master investment trust accounts at end of year2013-12-31$41,975,362
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,823,619
Employer contributions (assets) at end of year2013-12-31$18,630
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,325,032
Contract administrator fees2013-12-31$9,373
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$8,833,559
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,174,677
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,147,391
Value of total corrective distributions2012-12-31$7,864
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,174,592
Value of total assets at end of year2012-12-31$39,229,789
Value of total assets at beginning of year2012-12-31$34,570,907
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$19,422
Total interest from all sources2012-12-31$65,092
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$553,737
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$553,737
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,764,469
Participant contributions at end of year2012-12-31$1,683,695
Participant contributions at beginning of year2012-12-31$1,497,257
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$125,418
Other income not declared elsewhere2012-12-31$570
Administrative expenses (other) incurred2012-12-31$10,550
Total non interest bearing cash at end of year2012-12-31$37,546,094
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,658,882
Value of net assets at end of year (total assets less liabilities)2012-12-31$39,229,789
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$34,570,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$5,372
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$24,694,674
Interest on participant loans2012-12-31$65,092
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$8,339,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,701
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,216,675
Net investment gain or loss from common/collective trusts2012-12-31$-177,107
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,284,705
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$37,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,147,391
Contract administrator fees2012-12-31$3,500
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2012-12-31390859910

Form 5500 Responses for CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN

2023: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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