401k plan information for CATERPILLAR INC.

401k Sponsoring company profile

CATERPILLAR INC. has sponsored the creation of one or more 401k plans.

Company Name: CATERPILLAR INC.

Employer identification number (EIN): 370602744

NAIC Classification: 333100

Additional information about CATERPILLAR INC.

Jurisdiction of Incorporation:

Incorporation Date:

Company Identification Number:

More information about CATERPILLAR INC.

The following addresses have been detected on the 401k submissions:

USA Mailing Address

100 NE ADAMS STREET

PEORIA

61629

Date first seen: 2010-07-21

Date last seen: 2024-12-31

USA Mailing Address

100 NORTH EAST ADAMS STREET

PEORIA

616290000

Date first seen: 2010-10-07

Date last seen: 2016-10-13

USA Mailing Address

510 LAKE COOK RD.

DEERFIELD

60015

Date first seen: 2007-01-01

Date last seen: 2025-09-30

USA Location Address

100 NORTHEAST ADAMS STREET

PEORIA

61629

Date first seen: 2010-07-21

Date last seen: 2024-12-31

USA Location Address

510 LAKE COOK ROAD

DEERFIELD

60015

Date first seen: 2007-01-01

Date last seen: 2025-09-30

USA Mailing Address

5205 N. O'CONNOR BOULEVARD

SUITE 100

IRVING

75039

Date first seen: 2007-10-01

Date last seen: 2026-01-08

USA Mailing Address

510 LAKE COOK ROAD

DEERFIELD

60015

Date first seen: 2007-01-01

Date last seen: 2025-09-30

USA Mailing Address

5205 N.O'CONNOR BOULEVARD

SUITE 100

IRVING

75039

Date first seen: 2025-11-18

Date last seen: 2026-01-07

The following addresses have been found in other jurisdictions:

Jurisdiction:

Colorado Department of State

Address:

Jurisdiction Company ID:

19871673571

Jurisdiction Registration Date:

1986-05-19

Jurisdiction:

Iowa Secretary of State Business Entities

Address:

5205 N. OCONNOR BLVD.

IRVING

Jurisdiction Company ID:

107609

Jurisdiction Registration Date:

1986-05-07

Plan Sponsor Events

Change of plan sponsor from PROGRESS METAL RECLAMATION COMPANY D/B/A MANSBACH METAL COMPANY to CATERPILLAR INC. detected on 2019-09-30

Sponsoring Company Events

Date	Description
2023-05-30	370602744 Change of plan name detected from CATERPILLAR GLOBAL MINING LEGACY SALARIED EMPLOYEES WELFARE PLAN to CATERPILLAR GLOBAL MINING LEGACY WELFARE PLAN FOR DENISON STEELWORKERS (CGM-DENISON) for plan ID 544

CATERPILLAR INC. 401k Plans

Plan id#	Plan Name	Plan Start Date	Plan Effective Date
033	CATERPILLAR INC. TAX DEFERRED RETIREMENT PLAN	2014-01-01	2004-12-01
538	CATERPILLAR SERVICES GROUP WELFARE BENEFIT PLAN	2014-01-01	2002-01-01
539	CATERPILLAR INC. SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN FOR CERTAIN NON-REPRESENTED PERSONNEL	2009-03-01	2009-03-01
037	CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN	2015-01-01	1986-01-01
039	CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' PENSION PLAN	2014-01-01	1967-01-01
543	CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES WELFARE PLAN	2015-01-01	1997-01-01
544	CATERPILLAR GLOBAL MINING LEGACY WELFARE PLAN FOR DENISON STEELWORKERS (CGM-DENISON)	2015-01-01	1997-01-01
002	CATERPILLAR INC. RETIREMENT INCOME PLAN	2015-01-01	1959-12-01
036	CATERPILLAR GLOBAL MINING LEGACY SAVINGS PLAN	2015-01-01	1980-07-01
503	CATERPILLAR INC. BUSINESS TRAVEL ACCIDENT PLAN	2015-01-01	1963-03-01
542	CATERPILLAR INC. RETIREE GROUP INSURANCE PLAN	2015-01-01	2011-01-01
016	CATERPILLAR INC. TAX DEFERRED SAVINGS PLAN	2015-01-01	1986-10-01
541	CATERPILLAR INC. EMPLOYEE HEALTH, LIFE AND DISABILITY BENEFIT PROGRAM	2015-01-01	2011-01-01
536	CATERPILLAR INC. GROUP INSURANCE PLAN B	2015-01-01	2005-01-01
038	CATERPILLAR GLOBAL MINING LEGACY EMPLOYEES' RETIREMENT PLAN	2015-01-01	1961-12-16
001	CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN	2015-01-01	1950-12-01
501	GROUP INSURANCE PROGRAM	2009-01-01	1955-01-01
502	GROUP INSURANCE PLAN, CATERPILLAR, INC.	2009-01-01	1941-09-01
529	LEGAL SERVICES PLAN	2009-01-01	1989-11-01
510	CATERPILLAR - IAM LODGE PM 360 SUB PLAN	2009-01-01	1961-10-01
535	EMPLOYEE ASSISTANCE PROGRAM	2009-01-01	2005-01-01
546	CATERPILLAR INC. INTERNATIONAL SERVICE EMPLOYEE HEALTHCARE PLAN	2016-01-01	2016-01-01
035	CATERPILLAR 401(K) SAVINGS PLAN	2016-01-01	2011-01-01
004	CATERPILLAR 401(K) RETIREMENT PLAN	2015-01-01	2003-01-01
531	CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN	2016-01-01	1991-01-01
545	CATERPILLAR INC. HEALTHCARE PLAN FOR SUPPLEMENTAL AND TEMPORARY EMPLOYEES	2016-01-01	2016-01-01
013	CATERPILLAR GLOBAL MINING LEGACY SAVINGS PLAN	2012-01-01	1980-07-01
527	CATERPILLAR GLOBAL MINING LEGACY SALARIED EMPLOYEES WELFARE PLAN	2012-01-01	1997-01-01
015	CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN	2012-01-01	1986-01-01
511	CATERPILLAR IAM LODGE 851 SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN	2012-01-01	1956-01-27
528	CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES WELFARE PLAN	2012-01-01	1997-01-01
509	CATERPILLAR - UAW SUB PLAN	2011-01-01	1955-08-03
020	CATERPILLAR INC. GROUP INSURANCE MASTER TRUST	2010-01-01
019	CATERPILLAR INC. MASTER RETIREMENT TRUST	2017-01-01	2017-01-01
009	RETIREMENT PLAN FOR EMPLOYEES OF PROGRESS METAL RECLAMATION CO. D/B/A MANSBACH METAL CO.	1975-01-01	1975-01-01

401k Contributions

Contributions made to the plan for the plan year by employer(s) and employees. Schedule SB Part 4 Question 18. This is signed by an actuary:

Date Type of contribution Contribution Number of participants/employees Average contribution per participant
2018-09-12 Employer Contributions $ 797,400,000 40 $ 19,935,000
2018-09-12 Employee Contributions $ 797,400,000 40 $ 19,935,000
2017-12-14 Employer Contributions $ 913,500,000 399 $ 2,289,474
2017-12-14 Employee Contributions $ 913,500,000 399 $ 2,289,474
2017-10-13 Employer Contributions $ 46,114,000 399 $ 115,574
2017-10-13 Employee Contributions $ 46,114,000 399 $ 115,574
2017-09-13 Employer Contributions $ 203,990,000 399 $ 511,253
2017-09-13 Employee Contributions $ 203,990,000 399 $ 511,253
2017-07-12 Employer Contributions $ 46,114,000 399 $ 115,574
2017-07-12 Employee Contributions $ 46,114,000 399 $ 115,574
2017-04-12 Employer Contributions $ 8,909,000 399 $ 22,328
2017-04-12 Employee Contributions $ 8,909,000 399 $ 22,328
2014-08-01 Employer Contributions $ 10,000,000 5949 $ 1,681
2014-08-01 Employee Contributions $ 10,000,000 5949 $ 1,681
2014-01-21 Employer Contributions $ 67,000,000 5949 $ 11,262
2014-01-21 Employee Contributions $ 67,000,000 5949 $ 11,262
2013-12-18 Employer Contributions $ 350,000,000 1548 $ 226,098
2013-12-18 Employee Contributions $ 350,000,000 1548 $ 226,098
2013-10-04 Employer Contributions $ 27,000,000 1548 $ 17,442
2013-10-04 Employee Contributions $ 27,000,000 1548 $ 17,442
2013-07-12 Employer Contributions $ 27,000,000 1548 $ 17,442
2013-07-12 Employee Contributions $ 27,000,000 1548 $ 17,442
2013-04-12 Employer Contributions $ 27,000,000 1548 $ 17,442
2013-04-12 Employee Contributions $ 27,000,000 1548 $ 17,442
2013-03-22 Employer Contributions $ 42,000,000 1548 $ 27,132
2013-03-22 Employee Contributions $ 42,000,000 1548 $ 27,132
2013-01-11 Employer Contributions $ 15,000,000 1548 $ 9,690
2013-01-11 Employee Contributions $ 15,000,000 1548 $ 9,690
2012-12-12 Employer Contributions $ 32,000,000 6184 $ 5,175
2012-12-12 Employee Contributions $ 32,000,000 6184 $ 5,175
2012-11-26 Employer Contributions $ 187,500,000 6184 $ 30,320
2012-11-26 Employee Contributions $ 187,500,000 6184 $ 30,320
2012-10-11 Employer Contributions $ 2,000,000 6184 $ 323
2012-10-11 Employee Contributions $ 2,000,000 6184 $ 323
2012-09-11 Employer Contributions $ 32,000,000 6184 $ 5,175
2012-09-11 Employee Contributions $ 32,000,000 6184 $ 5,175
2012-07-11 Employer Contributions $ 2,000,000 6184 $ 323
2012-07-11 Employee Contributions $ 2,000,000 6184 $ 323
2012-06-13 Employer Contributions $ 32,000,000 6184 $ 5,175
2012-06-13 Employee Contributions $ 32,000,000 6184 $ 5,175
2012-04-11 Employer Contributions $ 2,000,000 6184 $ 323
2012-04-11 Employee Contributions $ 2,000,000 6184 $ 323
2012-03-13 Employer Contributions $ 32,000,000 6184 $ 5,175
2012-03-13 Employee Contributions $ 32,000,000 6184 $ 5,175
2012-02-24 Employer Contributions $ 24,000,000 6184 $ 3,881
2012-02-24 Employee Contributions $ 24,000,000 6184 $ 3,881
2012-01-19 Employer Contributions $ 7,161 6184 $ 1
2012-01-19 Employee Contributions $ 7,161 6184 $ 1
2011-12-13 Employer Contributions $ 27,343,461 33882 $ 807
2011-12-13 Employee Contributions $ 27,343,461 33882 $ 807
2011-09-13 Employer Contributions $ 27,343,461 33882 $ 807
2011-09-13 Employee Contributions $ 27,343,461 33882 $ 807
2011-06-13 Employer Contributions $ 27,343,461 33882 $ 807
2011-06-13 Employee Contributions $ 27,343,461 33882 $ 807
2011-02-25 Employer Contributions $ 79,000,000 33882 $ 2,332
2011-02-25 Employee Contributions $ 79,000,000 33882 $ 2,332
2010-09-14 Employer Contributions $ 131,250,000 26422 $ 4,967
2010-09-14 Employee Contributions $ 131,250,000 26422 $ 4,967
2010-08-27 Employer Contributions $ 131,250,000 26422 $ 4,967
2010-08-27 Employee Contributions $ 131,250,000 26422 $ 4,967
2010-07-23 Employer Contributions $ 131,250,000 26422 $ 4,967
2010-07-23 Employee Contributions $ 131,250,000 26422 $ 4,967
2010-06-25 Employer Contributions $ 111,250,000 26422 $ 4,211
2010-06-25 Employee Contributions $ 111,250,000 26422 $ 4,211
2010-05-21 Employer Contributions $ 75,000,000 26422 $ 2,839
2010-05-21 Employee Contributions $ 75,000,000 26422 $ 2,839
2010-04-23 Employer Contributions $ 75,000,000 26422 $ 2,839
2010-04-23 Employee Contributions $ 75,000,000 26422 $ 2,839
2010-03-26 Employer Contributions $ 75,000,000 26422 $ 2,839
2010-03-26 Employee Contributions $ 75,000,000 26422 $ 2,839
2010-02-10 Employer Contributions $ 75,000,000 26422 $ 2,839
2010-02-10 Employee Contributions $ 75,000,000 26422 $ 2,839
2010-01-27 Employer Contributions $ 75,000,000 26422 $ 2,839
2010-01-27 Employee Contributions $ 75,000,000 26422 $ 2,839

Date	Type of contribution	Contribution	Number of participants/employees	Average contribution per participant
2018-09-12	Employer Contributions	$ 797,400,000	40	$ 19,935,000
2018-09-12	Employee Contributions	$ 797,400,000	40	$ 19,935,000
2017-12-14	Employer Contributions	$ 913,500,000	399	$ 2,289,474
2017-12-14	Employee Contributions	$ 913,500,000	399	$ 2,289,474
2017-10-13	Employer Contributions	$ 46,114,000	399	$ 115,574
2017-10-13	Employee Contributions	$ 46,114,000	399	$ 115,574
2017-09-13	Employer Contributions	$ 203,990,000	399	$ 511,253
2017-09-13	Employee Contributions	$ 203,990,000	399	$ 511,253
2017-07-12	Employer Contributions	$ 46,114,000	399	$ 115,574
2017-07-12	Employee Contributions	$ 46,114,000	399	$ 115,574
2017-04-12	Employer Contributions	$ 8,909,000	399	$ 22,328
2017-04-12	Employee Contributions	$ 8,909,000	399	$ 22,328
2014-08-01	Employer Contributions	$ 10,000,000	5949	$ 1,681
2014-08-01	Employee Contributions	$ 10,000,000	5949	$ 1,681
2014-01-21	Employer Contributions	$ 67,000,000	5949	$ 11,262
2014-01-21	Employee Contributions	$ 67,000,000	5949	$ 11,262
2013-12-18	Employer Contributions	$ 350,000,000	1548	$ 226,098
2013-12-18	Employee Contributions	$ 350,000,000	1548	$ 226,098
2013-10-04	Employer Contributions	$ 27,000,000	1548	$ 17,442
2013-10-04	Employee Contributions	$ 27,000,000	1548	$ 17,442
2013-07-12	Employer Contributions	$ 27,000,000	1548	$ 17,442
2013-07-12	Employee Contributions	$ 27,000,000	1548	$ 17,442
2013-04-12	Employer Contributions	$ 27,000,000	1548	$ 17,442
2013-04-12	Employee Contributions	$ 27,000,000	1548	$ 17,442
2013-03-22	Employer Contributions	$ 42,000,000	1548	$ 27,132
2013-03-22	Employee Contributions	$ 42,000,000	1548	$ 27,132
2013-01-11	Employer Contributions	$ 15,000,000	1548	$ 9,690
2013-01-11	Employee Contributions	$ 15,000,000	1548	$ 9,690
2012-12-12	Employer Contributions	$ 32,000,000	6184	$ 5,175
2012-12-12	Employee Contributions	$ 32,000,000	6184	$ 5,175
2012-11-26	Employer Contributions	$ 187,500,000	6184	$ 30,320
2012-11-26	Employee Contributions	$ 187,500,000	6184	$ 30,320
2012-10-11	Employer Contributions	$ 2,000,000	6184	$ 323
2012-10-11	Employee Contributions	$ 2,000,000	6184	$ 323
2012-09-11	Employer Contributions	$ 32,000,000	6184	$ 5,175
2012-09-11	Employee Contributions	$ 32,000,000	6184	$ 5,175
2012-07-11	Employer Contributions	$ 2,000,000	6184	$ 323
2012-07-11	Employee Contributions	$ 2,000,000	6184	$ 323
2012-06-13	Employer Contributions	$ 32,000,000	6184	$ 5,175
2012-06-13	Employee Contributions	$ 32,000,000	6184	$ 5,175
2012-04-11	Employer Contributions	$ 2,000,000	6184	$ 323
2012-04-11	Employee Contributions	$ 2,000,000	6184	$ 323
2012-03-13	Employer Contributions	$ 32,000,000	6184	$ 5,175
2012-03-13	Employee Contributions	$ 32,000,000	6184	$ 5,175
2012-02-24	Employer Contributions	$ 24,000,000	6184	$ 3,881
2012-02-24	Employee Contributions	$ 24,000,000	6184	$ 3,881
2012-01-19	Employer Contributions	$ 7,161	6184	$ 1
2012-01-19	Employee Contributions	$ 7,161	6184	$ 1
2011-12-13	Employer Contributions	$ 27,343,461	33882	$ 807
2011-12-13	Employee Contributions	$ 27,343,461	33882	$ 807
2011-09-13	Employer Contributions	$ 27,343,461	33882	$ 807
2011-09-13	Employee Contributions	$ 27,343,461	33882	$ 807
2011-06-13	Employer Contributions	$ 27,343,461	33882	$ 807
2011-06-13	Employee Contributions	$ 27,343,461	33882	$ 807
2011-02-25	Employer Contributions	$ 79,000,000	33882	$ 2,332
2011-02-25	Employee Contributions	$ 79,000,000	33882	$ 2,332
2010-09-14	Employer Contributions	$ 131,250,000	26422	$ 4,967
2010-09-14	Employee Contributions	$ 131,250,000	26422	$ 4,967
2010-08-27	Employer Contributions	$ 131,250,000	26422	$ 4,967
2010-08-27	Employee Contributions	$ 131,250,000	26422	$ 4,967
2010-07-23	Employer Contributions	$ 131,250,000	26422	$ 4,967
2010-07-23	Employee Contributions	$ 131,250,000	26422	$ 4,967
2010-06-25	Employer Contributions	$ 111,250,000	26422	$ 4,211
2010-06-25	Employee Contributions	$ 111,250,000	26422	$ 4,211
2010-05-21	Employer Contributions	$ 75,000,000	26422	$ 2,839
2010-05-21	Employee Contributions	$ 75,000,000	26422	$ 2,839
2010-04-23	Employer Contributions	$ 75,000,000	26422	$ 2,839
2010-04-23	Employee Contributions	$ 75,000,000	26422	$ 2,839
2010-03-26	Employer Contributions	$ 75,000,000	26422	$ 2,839
2010-03-26	Employee Contributions	$ 75,000,000	26422	$ 2,839
2010-02-10	Employer Contributions	$ 75,000,000	26422	$ 2,839
2010-02-10	Employee Contributions	$ 75,000,000	26422	$ 2,839
2010-01-27	Employer Contributions	$ 75,000,000	26422	$ 2,839
2010-01-27	Employee Contributions	$ 75,000,000	26422	$ 2,839

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Company Name:	CATERPILLAR INC.
Employer identification number (EIN):	370602744
NAIC Classification:	333100

Jurisdiction of Incorporation:
Incorporation Date:
Company Identification Number: