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401k Sponsoring company profile

CATERPILLAR INC. has sponsored the creation of one or more 401k plans.

Company Name:CATERPILLAR INC.
Employer identification number (EIN):370602744
NAIC Classification:333100

Additional information about CATERPILLAR INC.

Jurisdiction of Incorporation:
Incorporation Date:
Company Identification Number:

More information about CATERPILLAR INC.

The following addresses have been detected on the 401k submissions:

USA Mailing Address
100 NE ADAMS STREET
PEORIA
IL
61629
Date first seen: 2010-07-21
Date last seen: 2019-12-31
USA Mailing Address
100 NORTH EAST ADAMS STREET
PEORIA
IL
616290000
Date first seen: 2010-10-07
Date last seen: 2016-10-13
USA Mailing Address
510 LAKE COOK RD.
DEERFIELD
IL
60015
Date first seen: 2007-01-01
Date last seen: 2020-09-30
USA Location Address
100 NORTHEAST ADAMS STREET
PEORIA
IL
61629
Date first seen: 2010-07-21
Date last seen: 2019-12-31

Plan Sponsor Events

CATERPILLAR INC. 401k Plans

Plan id# Plan Name Plan Start Date Plan Effective Date
033CATERPILLAR INC. TAX DEFERRED RETIREMENT PLAN2014-01-01 2004-12-01
538CATERPILLAR SERVICES GROUP WELFARE BENEFIT PLAN2014-01-01 2002-01-01
539CATERPILLAR INC. SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN FOR CERTAIN NON-REPRESENTED PERSONNEL2009-03-01 2009-03-01
037CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN2015-01-01 1986-01-01
039CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' PENSION PLAN2014-01-01 1967-01-01
543CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES WELFARE PLAN2015-01-01 1997-01-01
544CATERPILLAR GLOBAL MINING LEGACY SALARIED EMPLOYEES WELFARE PLAN2015-01-01 1997-01-01
002CATERPILLAR INC. RETIREMENT INCOME PLAN2015-01-01 1959-12-01
036CATERPILLAR GLOBAL MINING LEGACY SAVINGS PLAN2015-01-01 1980-07-01
503CATERPILLAR INC. BUSINESS TRAVEL ACCIDENT PLAN2015-01-01 1963-03-01
542CATERPILLAR INC. RETIREE GROUP INSURANCE PLAN2015-01-01 2011-01-01
016CATERPILLAR INC. TAX DEFERRED SAVINGS PLAN2015-01-01 1986-10-01
541CATERPILLAR INC. EMPLOYEE HEALTH, LIFE AND DISABILITY BENEFIT PROGRAM2015-01-01 2011-01-01
536CATERPILLAR INC. GROUP INSURANCE PLAN B2015-01-01 2005-01-01
038CATERPILLAR GLOBAL MINING LEGACY EMPLOYEES' RETIREMENT PLAN2015-01-01 1961-12-16
001CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN2015-01-01 1950-12-01
501GROUP INSURANCE PROGRAM2009-01-01 1955-01-01
502GROUP INSURANCE PLAN, CATERPILLAR, INC.2009-01-01 1941-09-01
529LEGAL SERVICES PLAN2009-01-01 1989-11-01
510CATERPILLAR - IAM LODGE PM 360 SUB PLAN2009-01-01 1961-10-01
535EMPLOYEE ASSISTANCE PROGRAM2009-01-01 2005-01-01
546CATERPILLAR INC. INTERNATIONAL SERVICE EMPLOYEE HEALTHCARE PLAN2016-01-01 2016-01-01
035CATERPILLAR 401(K) SAVINGS PLAN2016-01-01 2011-01-01
004CATERPILLAR 401(K) RETIREMENT PLAN2015-01-01 2003-01-01
531CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN2016-01-01 1991-01-01
545CATERPILLAR INC. HEALTHCARE PLAN FOR SUPPLEMENTAL AND TEMPORARY EMPLOYEES2016-01-01 2016-01-01
013CATERPILLAR GLOBAL MINING LEGACY SAVINGS PLAN2012-01-01 1980-07-01
527CATERPILLAR GLOBAL MINING LEGACY SALARIED EMPLOYEES WELFARE PLAN2012-01-01 1997-01-01
015CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN2012-01-01 1986-01-01
511CATERPILLAR IAM LODGE 851 SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN2012-01-01 1956-01-27
528CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES WELFARE PLAN2012-01-01 1997-01-01
509CATERPILLAR - UAW SUB PLAN2011-01-01 1955-08-03
020CATERPILLAR INC. GROUP INSURANCE MASTER TRUST2010-01-01
019CATERPILLAR INC. MASTER RETIREMENT TRUST2017-01-01 2017-01-01
009RETIREMENT PLAN FOR EMPLOYEES OF PROGRESS METAL RECLAMATION CO. D/B/A MANSBACH METAL CO.1975-01-01 1975-01-01

401k Contributions

Contributions made to the plan for the plan year by employer(s) and employees. Schedule SB Part 4 Question 18. This is signed by an actuary:

DateType of contributionContribution Number of participants/employees Average contribution per participant
2018-09-12Employer Contributions $ 797,400,000 40 $ 19,935,000
2018-09-12Employee Contributions $ 797,400,000 40 $ 19,935,000
2017-12-14Employer Contributions $ 913,500,000 399 $ 2,289,474
2017-12-14Employee Contributions $ 913,500,000 399 $ 2,289,474
2017-10-13Employer Contributions $ 46,114,000 399 $ 115,574
2017-10-13Employee Contributions $ 46,114,000 399 $ 115,574
2017-09-13Employer Contributions $ 203,990,000 399 $ 511,253
2017-09-13Employee Contributions $ 203,990,000 399 $ 511,253
2017-07-12Employer Contributions $ 46,114,000 399 $ 115,574
2017-07-12Employee Contributions $ 46,114,000 399 $ 115,574
2017-04-12Employer Contributions $ 8,909,000 399 $ 22,328
2017-04-12Employee Contributions $ 8,909,000 399 $ 22,328
2014-08-01Employer Contributions $ 10,000,000 5949 $ 1,681
2014-08-01Employee Contributions $ 10,000,000 5949 $ 1,681
2014-01-21Employer Contributions $ 67,000,000 5949 $ 11,262
2014-01-21Employee Contributions $ 67,000,000 5949 $ 11,262
2013-12-18Employer Contributions $ 350,000,000 1548 $ 226,098
2013-12-18Employee Contributions $ 350,000,000 1548 $ 226,098
2013-10-04Employer Contributions $ 27,000,000 1548 $ 17,442
2013-10-04Employee Contributions $ 27,000,000 1548 $ 17,442
2013-07-12Employer Contributions $ 27,000,000 1548 $ 17,442
2013-07-12Employee Contributions $ 27,000,000 1548 $ 17,442
2013-04-12Employer Contributions $ 27,000,000 1548 $ 17,442
2013-04-12Employee Contributions $ 27,000,000 1548 $ 17,442
2013-03-22Employer Contributions $ 42,000,000 1548 $ 27,132
2013-03-22Employee Contributions $ 42,000,000 1548 $ 27,132
2013-01-11Employer Contributions $ 15,000,000 1548 $ 9,690
2013-01-11Employee Contributions $ 15,000,000 1548 $ 9,690
2012-12-12Employer Contributions $ 32,000,000 6184 $ 5,175
2012-12-12Employee Contributions $ 32,000,000 6184 $ 5,175
2012-11-26Employer Contributions $ 187,500,000 6184 $ 30,320
2012-11-26Employee Contributions $ 187,500,000 6184 $ 30,320
2012-10-11Employer Contributions $ 2,000,000 6184 $ 323
2012-10-11Employee Contributions $ 2,000,000 6184 $ 323
2012-09-11Employer Contributions $ 32,000,000 6184 $ 5,175
2012-09-11Employee Contributions $ 32,000,000 6184 $ 5,175
2012-07-11Employer Contributions $ 2,000,000 6184 $ 323
2012-07-11Employee Contributions $ 2,000,000 6184 $ 323
2012-06-13Employer Contributions $ 32,000,000 6184 $ 5,175
2012-06-13Employee Contributions $ 32,000,000 6184 $ 5,175
2012-04-11Employer Contributions $ 2,000,000 6184 $ 323
2012-04-11Employee Contributions $ 2,000,000 6184 $ 323
2012-03-13Employer Contributions $ 32,000,000 6184 $ 5,175
2012-03-13Employee Contributions $ 32,000,000 6184 $ 5,175
2012-02-24Employer Contributions $ 24,000,000 6184 $ 3,881
2012-02-24Employee Contributions $ 24,000,000 6184 $ 3,881
2012-01-19Employer Contributions $ 7,161 6184 $ 1
2012-01-19Employee Contributions $ 7,161 6184 $ 1
2011-12-13Employer Contributions $ 27,343,461 33882 $ 807
2011-12-13Employee Contributions $ 27,343,461 33882 $ 807
2011-09-13Employer Contributions $ 27,343,461 33882 $ 807
2011-09-13Employee Contributions $ 27,343,461 33882 $ 807
2011-06-13Employer Contributions $ 27,343,461 33882 $ 807
2011-06-13Employee Contributions $ 27,343,461 33882 $ 807
2011-02-25Employer Contributions $ 79,000,000 33882 $ 2,332
2011-02-25Employee Contributions $ 79,000,000 33882 $ 2,332
2010-09-14Employer Contributions $ 131,250,000 26422 $ 4,967
2010-09-14Employee Contributions $ 131,250,000 26422 $ 4,967
2010-08-27Employer Contributions $ 131,250,000 26422 $ 4,967
2010-08-27Employee Contributions $ 131,250,000 26422 $ 4,967
2010-07-23Employer Contributions $ 131,250,000 26422 $ 4,967
2010-07-23Employee Contributions $ 131,250,000 26422 $ 4,967
2010-06-25Employer Contributions $ 111,250,000 26422 $ 4,211
2010-06-25Employee Contributions $ 111,250,000 26422 $ 4,211
2010-05-21Employer Contributions $ 75,000,000 26422 $ 2,839
2010-05-21Employee Contributions $ 75,000,000 26422 $ 2,839
2010-04-23Employer Contributions $ 75,000,000 26422 $ 2,839
2010-04-23Employee Contributions $ 75,000,000 26422 $ 2,839
2010-03-26Employer Contributions $ 75,000,000 26422 $ 2,839
2010-03-26Employee Contributions $ 75,000,000 26422 $ 2,839
2010-02-10Employer Contributions $ 75,000,000 26422 $ 2,839
2010-02-10Employee Contributions $ 75,000,000 26422 $ 2,839
2010-01-27Employer Contributions $ 75,000,000 26422 $ 2,839
2010-01-27Employee Contributions $ 75,000,000 26422 $ 2,839

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