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JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 401k Plan overview

Plan NameJOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN
Plan identification number 570

JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN Benefits

401k Plan TypeWelfare Benefit
Plan Features/Benefits
  • Health (other than dental or vision)
  • Life insurance
  • Dental
  • Vision
  • Death benefits (include travel accident but not life insurance)
  • Other welfare benefit cover

401k Sponsoring company profile

JOHNSON CONTROLS, INC. has sponsored the creation of one or more 401k plans.

Company Name:JOHNSON CONTROLS, INC.
Employer identification number (EIN):390380010
NAIC Classification:336300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
5702022-01-01
5702021-01-01
5702020-01-01
5702019-01-01
5702018-01-01
5702017-01-01KAARE A LEIN
5702016-01-01KAARE A LEIN KAARE A LEIN2017-10-12
5702015-01-01KAARE A LEIN KAARE A LEIN2016-10-13
5702014-01-01SHERRY WEINBEG SHERRY WEINBERG2015-10-14
5702013-01-01SHERRY WEINBEG SHERRY WEINBERG2014-10-15
5702012-01-01SHERRY WEINBEG SHERRY WEINBERG2013-10-14
5702011-01-01SHERRY WEINBEG SHERRY WEINBERG2012-10-12
5702010-07-01SHERRY WEINBEG SHERRY WEINBERG2011-10-17

Plan Statistics for JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN

401k plan membership statisitcs for JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN

Measure Date Value
2022: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01612
Total number of active participants reported on line 7a of the Form 55002022-01-01549
Number of retired or separated participants receiving benefits2022-01-0116
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-01565
2021: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,104
Total number of active participants reported on line 7a of the Form 55002021-01-01594
Number of retired or separated participants receiving benefits2021-01-0118
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-01612
2020: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,225
Total number of active participants reported on line 7a of the Form 55002020-01-011,090
Number of retired or separated participants receiving benefits2020-01-0114
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-011,104
2019: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,889
Total number of active participants reported on line 7a of the Form 55002019-01-011,212
Number of retired or separated participants receiving benefits2019-01-0113
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-011,225
2018: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,122
Total number of active participants reported on line 7a of the Form 55002018-01-011,837
Number of retired or separated participants receiving benefits2018-01-011,052
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-012,889
2017: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,965
Total number of active participants reported on line 7a of the Form 55002017-01-011,989
Number of retired or separated participants receiving benefits2017-01-011,133
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-013,122
2016: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,076
Total number of active participants reported on line 7a of the Form 55002016-01-012,054
Number of retired or separated participants receiving benefits2016-01-01911
Total of all active and inactive participants2016-01-012,965
2015: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,382
Total number of active participants reported on line 7a of the Form 55002015-01-012,102
Number of retired or separated participants receiving benefits2015-01-01974
Total of all active and inactive participants2015-01-013,076
2014: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,682
Total number of active participants reported on line 7a of the Form 55002014-01-012,031
Number of retired or separated participants receiving benefits2014-01-011,035
Total of all active and inactive participants2014-01-013,066
2013: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,096
Total number of active participants reported on line 7a of the Form 55002013-01-012,263
Number of retired or separated participants receiving benefits2013-01-011,091
Total of all active and inactive participants2013-01-013,354
2012: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,292
Number of retired or separated participants receiving benefits2012-01-011,096
Total of all active and inactive participants2012-01-011,096
2011: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,956
Number of retired or separated participants receiving benefits2011-01-011,292
Total of all active and inactive participants2011-01-011,292
2010: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2010 401k membership
Total participants, beginning-of-year2010-07-010
Number of retired or separated participants receiving benefits2010-07-011,956
Total of all active and inactive participants2010-07-011,956

Financial Data on JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN

Measure Date Value
2022 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,530,167
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,344,729
Total income from all sources (including contributions)2022-12-31$-16,998,579
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,519,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,417,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$104,003
Value of total assets at end of year2022-12-31$113,472,081
Value of total assets at beginning of year2022-12-31$135,804,960
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$102,720
Total interest from all sources2022-12-31$20,568
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$102,720
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$50,000,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$104,003
Participant contributions at end of year2022-12-31$23,902
Participant contributions at beginning of year2022-12-31$7,279
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$534,426
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$66,418,077
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$25,361
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$51,992
Liabilities. Value of operating payables at end of year2022-12-31$25,982
Liabilities. Value of operating payables at beginning of year2022-12-31$139,278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-22,518,317
Value of net assets at end of year (total assets less liabilities)2022-12-31$111,941,914
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$134,460,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$111,916,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$68,895,886
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$997,348
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$483,718
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$483,718
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$20,568
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$146,787
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-17,123,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,270,231
Liabilities. Value of benefit claims payable at end of year2022-12-31$1,478,824
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$1,153,459
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WIPFLI LLP
Accountancy firm EIN2022-12-31390758449
2021 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,344,729
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,408,276
Total income from all sources (including contributions)2021-12-31$14,297,420
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,887,792
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,690,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$147,818
Value of total assets at end of year2021-12-31$135,804,960
Value of total assets at beginning of year2021-12-31$127,458,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$197,537
Total interest from all sources2021-12-31$1,178
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$197,537
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$50,000,000
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$147,818
Participant contributions at end of year2021-12-31$7,279
Participant contributions at beginning of year2021-12-31$17,832
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$66,418,077
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$101,697
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$51,992
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$239,936
Liabilities. Value of operating payables at end of year2021-12-31$139,278
Liabilities. Value of operating payables at beginning of year2021-12-31$231,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,409,628
Value of net assets at end of year (total assets less liabilities)2021-12-31$134,460,231
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$126,050,603
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$68,895,886
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$127,339,350
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$483,718
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$1,178
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$252,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$14,148,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,437,538
Liabilities. Value of benefit claims payable at end of year2021-12-31$1,153,459
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$936,622
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WIPFLI LLP
Accountancy firm EIN2021-12-31390758449
2020 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,408,276
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,756,648
Total income from all sources (including contributions)2020-12-31$10,811,561
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$9,320,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$8,876,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$331,754
Value of total assets at end of year2020-12-31$127,458,879
Value of total assets at beginning of year2020-12-31$126,316,301
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$443,880
Total interest from all sources2020-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$4,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$4,890
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$50,000,000
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$331,754
Participant contributions at end of year2020-12-31$17,832
Participant contributions at beginning of year2020-12-31$34,569
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$101,697
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$534
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$239,936
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$645,886
Liabilities. Value of operating payables at end of year2020-12-31$231,718
Liabilities. Value of operating payables at beginning of year2020-12-31$209,605
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,490,950
Value of net assets at end of year (total assets less liabilities)2020-12-31$126,050,603
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$124,559,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$127,339,350
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$126,281,198
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$1,874,925
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,474,917
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,001,806
Contract administrator fees2020-12-31$443,880
Liabilities. Value of benefit claims payable at end of year2020-12-31$936,622
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$901,157
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WIPFLI LLP
Accountancy firm EIN2020-12-31390758449
2019 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,756,648
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$436,893
Total income from all sources (including contributions)2019-12-31$18,712,429
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$9,280,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,793,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$441,625
Value of total assets at end of year2019-12-31$126,316,301
Value of total assets at beginning of year2019-12-31$115,564,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$487,399
Total interest from all sources2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$31,667
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$31,667
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$50,000,000
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$441,625
Participant contributions at end of year2019-12-31$34,569
Participant contributions at beginning of year2019-12-31$79,403
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$534
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$131,084
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$645,886
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Liabilities. Value of operating payables at end of year2019-12-31$209,605
Liabilities. Value of operating payables at beginning of year2019-12-31$91,402
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$1,670,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,431,853
Value of net assets at end of year (total assets less liabilities)2019-12-31$124,559,653
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$115,127,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$126,281,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$113,684,206
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,655,953
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$18,239,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,137,224
Contract administrator fees2019-12-31$487,399
Liabilities. Value of benefit claims payable at end of year2019-12-31$901,157
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$345,491
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WIPFLI LLP
Accountancy firm EIN2019-12-31390758449
2018 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$436,893
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,250,201
Total income from all sources (including contributions)2018-12-31$-6,090,644
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$11,135,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$10,682,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$570,441
Value of total assets at end of year2018-12-31$115,564,693
Value of total assets at beginning of year2018-12-31$133,604,281
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$453,290
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$23,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$23,352
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$50,000,000
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$570,441
Participant contributions at end of year2018-12-31$79,403
Participant contributions at beginning of year2018-12-31$673,430
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$131,084
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$152,436
Liabilities. Value of operating payables at end of year2018-12-31$91,402
Liabilities. Value of operating payables at beginning of year2018-12-31$132,930
Total non interest bearing cash at end of year2018-12-31$1,670,000
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-17,226,280
Value of net assets at end of year (total assets less liabilities)2018-12-31$115,127,800
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$132,354,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$113,684,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$132,778,415
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$2,586,972
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,684,437
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$8,095,374
Contract administrator fees2018-12-31$453,290
Liabilities. Value of benefit claims payable at end of year2018-12-31$345,491
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$1,117,271
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WIPFLI LLP
Accountancy firm EIN2018-12-31390758449
2017 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,250,201
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$818,435
Total income from all sources (including contributions)2017-12-31$15,770,539
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$9,878,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,328,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$673,430
Value of total assets at end of year2017-12-31$133,604,281
Value of total assets at beginning of year2017-12-31$127,280,034
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$549,248
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$39,775
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$39,775
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$673,430
Participant contributions at end of year2017-12-31$673,430
Participant contributions at beginning of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$152,436
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$206,715
Liabilities. Value of operating payables at end of year2017-12-31$132,930
Liabilities. Value of operating payables at beginning of year2017-12-31$153,780
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,892,481
Value of net assets at end of year (total assets less liabilities)2017-12-31$132,354,080
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$126,461,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$132,778,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$127,073,319
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$2,537,990
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$15,057,334
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,790,820
Contract administrator fees2017-12-31$549,248
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Liabilities. Value of benefit claims payable at end of year2017-12-31$1,117,271
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$664,655
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WIPFLI LLP
Accountancy firm EIN2017-12-31390758449
2016 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$818,435
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$983,183
Total income from all sources (including contributions)2016-12-31$10,246,520
Total of all expenses incurred2016-12-31$9,854,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$9,317,729
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$271,724
Value of total assets at end of year2016-12-31$127,280,034
Value of total assets at beginning of year2016-12-31$127,053,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$537,156
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$537,156
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$206,715
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$153,938
Liabilities. Value of operating payables at end of year2016-12-31$153,780
Liabilities. Value of operating payables at beginning of year2016-12-31$99,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$391,635
Value of net assets at end of year (total assets less liabilities)2016-12-31$126,461,599
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$126,069,964
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$127,073,319
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$126,899,209
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$2,547,492
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$9,974,796
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$271,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,770,237
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Liabilities. Value of benefit claims payable at end of year2016-12-31$664,655
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$883,800
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31COLEMAN & WILLIAMS LTD.
Accountancy firm EIN2016-12-31391658905
2015 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$983,183
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$741,315
Total income from all sources (including contributions)2015-12-31$-4,446,948
Total of all expenses incurred2015-12-31$11,220,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$10,545,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$364,559
Value of total assets at end of year2015-12-31$127,053,147
Value of total assets at beginning of year2015-12-31$142,478,250
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$674,218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$674,218
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$153,938
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$135,515
Liabilities. Value of operating payables at end of year2015-12-31$99,383
Liabilities. Value of operating payables at beginning of year2015-12-31$79,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-15,666,971
Value of net assets at end of year (total assets less liabilities)2015-12-31$126,069,964
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$141,736,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$126,899,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$142,342,735
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$2,662,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,811,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$364,559
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,883,323
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Liabilities. Value of benefit claims payable at end of year2015-12-31$883,800
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$661,436
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31COLEMAN & WILLIAMS, LTD.
Accountancy firm EIN2015-12-31391658905
2014 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$741,315
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$835,349
Total income from all sources (including contributions)2014-12-31$5,791,683
Total of all expenses incurred2014-12-31$12,647,257
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$11,960,764
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$468,675
Value of total assets at end of year2014-12-31$142,478,250
Value of total assets at beginning of year2014-12-31$149,427,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$686,493
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$686,493
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$135,515
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$209,959
Liabilities. Value of operating payables at end of year2014-12-31$79,879
Liabilities. Value of operating payables at beginning of year2014-12-31$84,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-6,855,574
Value of net assets at end of year (total assets less liabilities)2014-12-31$141,736,935
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$148,592,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$142,342,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$149,217,899
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$2,870,470
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$5,323,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$468,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$9,090,294
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Liabilities. Value of benefit claims payable at end of year2014-12-31$661,436
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$750,421
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31COLEMAN & WILLIAMS, LTD.
Accountancy firm EIN2014-12-31391658905
2013 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$835,349
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$645,003
Total income from all sources (including contributions)2013-12-31$11,430,937
Total of all expenses incurred2013-12-31$10,827,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$10,056,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$827,920
Value of total assets at end of year2013-12-31$149,427,858
Value of total assets at beginning of year2013-12-31$148,634,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$771,261
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$771,261
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$209,959
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$373,607
Liabilities. Value of operating payables at end of year2013-12-31$84,928
Liabilities. Value of operating payables at beginning of year2013-12-31$35,968
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$603,197
Value of net assets at end of year (total assets less liabilities)2013-12-31$148,592,509
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$147,989,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$149,217,899
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$148,260,708
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$10,056,479
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$10,603,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$827,920
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Liabilities. Value of benefit claims payable at end of year2013-12-31$750,421
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$609,035
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31COLEMAN & WILLIAMS, LTD.
Accountancy firm EIN2013-12-31391658905
2012 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$645,003
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$875,235
Total income from all sources (including contributions)2012-12-31$16,584,895
Total of all expenses incurred2012-12-31$12,444,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$11,875,269
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$625,310
Value of total assets at end of year2012-12-31$148,634,315
Value of total assets at beginning of year2012-12-31$144,723,816
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$568,895
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$116,645
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$373,607
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$128,164
Other income not declared elsewhere2012-12-31$1,049
Liabilities. Value of operating payables at end of year2012-12-31$35,968
Liabilities. Value of operating payables at beginning of year2012-12-31$63,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,140,731
Value of net assets at end of year (total assets less liabilities)2012-12-31$147,989,312
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$143,848,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$148,260,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$144,595,652
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$11,875,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$15,958,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$625,310
Contract administrator fees2012-12-31$452,250
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Liabilities. Value of benefit claims payable at end of year2012-12-31$609,035
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$811,515
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31COLEMAN AND WILLIAMS, LTD
Accountancy firm EIN2012-12-31391658905
2011 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$875,235
Total income from all sources (including contributions)2011-12-31$156,741,323
Total of all expenses incurred2011-12-31$13,603,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$13,129,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$150,075,229
Value of total assets at end of year2011-12-31$144,723,816
Value of total assets at beginning of year2011-12-31$710,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$473,653
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$13,833
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,455,985
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$128,164
Other income not declared elsewhere2011-12-31$1,032
Liabilities. Value of operating payables at end of year2011-12-31$63,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$143,138,281
Value of net assets at end of year (total assets less liabilities)2011-12-31$143,848,581
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$710,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$144,595,652
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$13,129,389
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$6,665,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$147,619,244
Employer contributions (assets) at beginning of year2011-12-31$710,300
Contract administrator fees2011-12-31$459,820
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Liabilities. Value of benefit claims payable at end of year2011-12-31$811,515
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31COLEMAN & WILLIAMS LTD
Accountancy firm EIN2011-12-31391658905
2010 : JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$7,195,601
Total of all expenses incurred2010-12-31$6,485,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,232,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,195,601
Value of total assets at end of year2010-12-31$710,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$252,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$8,967
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,588,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$710,300
Value of net assets at end of year (total assets less liabilities)2010-12-31$710,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$6,232,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$5,607,594
Employer contributions (assets) at end of year2010-12-31$710,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$0
Contract administrator fees2010-12-31$243,611
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31COLEMAN & WILLIAMS, LTD
Accountancy firm EIN2010-12-31391658905

Form 5500 Responses for JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN

2022: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: JOHNSON CONTROLS, INC. UNION RETIREE WELFARE PLAN 2010 form 5500 responses
2010-07-01Type of plan entitySingle employer plan
2010-07-01First time form 5500 has been submittedYes
2010-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2010-07-01Plan is a collectively bargained planYes
2010-07-01Plan funding arrangement – TrustYes
2010-07-01Plan benefit arrangement – InsuranceYes
2010-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

EYEMED VISION CARE (National Association of Insurance Commissioners NAIC id number: 71870 )
Policy contract number10122971001
Policy instance 2
Insurance contract or identification number10122971001
Number of Individuals Covered48403
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitYes
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $3,323,560
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract number70140-8
Policy instance 1
Insurance contract or identification number70140-8
Number of Individuals Covered54525
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $515,606
Total amount of fees paid to insurance companyUSD $54,635
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D, CRITICAL ILLNESS, ACCIDENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $19,346,066
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $515,606
Insurance broker organization code?3
Amount paid for insurance broker fees54635
Additional information about fees paid to insurance brokerADMINISTRATION FEE
EYEMED VISION CARE (National Association of Insurance Commissioners NAIC id number: 71870 )
Policy contract number10122971001
Policy instance 2
Insurance contract or identification number10122971001
Number of Individuals Covered48430
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitYes
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $2,801,332
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract number70140-8
Policy instance 1
Insurance contract or identification number70140-8
Number of Individuals Covered54507
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $428,879
Total amount of fees paid to insurance companyUSD $48,068
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D, CRITICAL ILLNESS, ACCIDENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $17,979,187
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $428,879
Insurance broker organization code?3
Amount paid for insurance broker fees48068
Additional information about fees paid to insurance brokerADMINISTRATION FEE
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number0704714
Policy instance 3
Insurance contract or identification number0704714
Number of Individuals Covered13
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $377,438
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
EYEMED VISION CARE (National Association of Insurance Commissioners NAIC id number: 71870 )
Policy contract number10122971001
Policy instance 2
Insurance contract or identification number10122971001
Number of Individuals Covered49153
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitYes
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $3,345,718
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract number70140-8
Policy instance 1
Insurance contract or identification number70140-8
Number of Individuals Covered55525
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $871,347
Total amount of fees paid to insurance companyUSD $44,711
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D, CRITICAL ILLNESS, ACCIDENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $18,428,877
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $593,228
Insurance broker organization code?3
Amount paid for insurance broker fees44711
Additional information about fees paid to insurance brokerADMINISTRATION FEES
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number0704714
Policy instance 3
Insurance contract or identification number0704714
Number of Individuals Covered16
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $-21,944
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
EYEMED VISION CARE (National Association of Insurance Commissioners NAIC id number: 71870 )
Policy contract number10122971001
Policy instance 2
Insurance contract or identification number10122971001
Number of Individuals Covered52162
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitYes
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $3,470,944
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract number70140-8
Policy instance 1
Insurance contract or identification number70140-8
Number of Individuals Covered60972
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,164,087
Total amount of fees paid to insurance companyUSD $33,861
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedAD&D, CRITICAL ILLNESS, ACCIDENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $18,998,745
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $686,463
Insurance broker organization code?3
Amount paid for insurance broker fees33861
Additional information about fees paid to insurance brokerADMINISTRATION FEES
RELIASTAR LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67105 )
Policy contract number70140-8
Policy instance 1
Insurance contract or identification number70140-8
Number of Individuals Covered68243
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $17,590,681
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
EYEMED VISION CARE (National Association of Insurance Commissioners NAIC id number: 71870 )
Policy contract number10122971001
Policy instance 2
Insurance contract or identification number10122971001
Number of Individuals Covered57891
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitYes
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $3,400,402
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
UNITEDHEALTHCARE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 79413 )
Policy contract number0704714
Policy instance 3
Insurance contract or identification number0704714
Number of Individuals Covered28
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $674,842
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VISION SERVICE PLAN (National Association of Insurance Commissioners NAIC id number: 39616 )
Policy contract number12141122
Policy instance 4
Insurance contract or identification number12141122
Number of Individuals Covered15157
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitYes
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUECROSS BLUESHIELD OF TEXAS (National Association of Insurance Commissioners NAIC id number: 70670 )
Policy contract number097400
Policy instance 1
Insurance contract or identification number097400
Number of Individuals Covered50295
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitYes
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0092887
Policy instance 2
Insurance contract or identification number0092887
Number of Individuals Covered36139
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Other welfare benefits providedACCIDENTAL DEATH & DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $7,870,750
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number0141082
Policy instance 3
Insurance contract or identification number0141082
Number of Individuals Covered26414
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $3,100,190
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUECROSS BLUESHIELD OF TEXAS (National Association of Insurance Commissioners NAIC id number: 70670 )
Policy contract number097400
Policy instance 1
Insurance contract or identification number097400
Number of Individuals Covered86244
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Health Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUECROSS BLUESHIELD OF TEXAS (National Association of Insurance Commissioners NAIC id number: 70670 )
Policy contract number097400
Policy instance 1
Insurance contract or identification number097400
Number of Individuals Covered87303
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUECROSS BLUESHIELD OF TEXAS (National Association of Insurance Commissioners NAIC id number: 70670 )
Policy contract number097400
Policy instance 1
Insurance contract or identification number097400
Number of Individuals Covered90614
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUECROSS BLUESHIELD OF TEXAS (National Association of Insurance Commissioners NAIC id number: 70670 )
Policy contract number097400
Policy instance 1
Insurance contract or identification number097400
Number of Individuals Covered91584
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
BLUECROSS BLUESHIELD OF TEXAS (National Association of Insurance Commissioners NAIC id number: 70670 )
Policy contract number097400
Policy instance 1
Insurance contract or identification number097400
Number of Individuals Covered84858
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Health Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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