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DAVID A VANDYKE MD 401K PLAN 401k Plan overview

Plan NameDAVID A VANDYKE MD 401K PLAN
Plan identification number 002

DAVID A VANDYKE MD 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

DAVID VANDYKE, MD SC has sponsored the creation of one or more 401k plans.

Company Name:DAVID VANDYKE, MD SC
Employer identification number (EIN):391394421
NAIC Classification:621112
NAIC Description:Offices of Physicians, Mental Health Specialists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DAVID A VANDYKE MD 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-10-01
0022015-10-01DR. DAVID VANDYKE DAVID VAN DYKE, MD2017-03-07
0022013-10-01
0022012-10-01DAVID VAN DYKE
0022011-10-01DAVID VAN DYKE
0022010-10-01DAVID VANDYKE
0022009-10-01VICTORIA ANDERSON
0022009-10-01VICTORIA ANDERSON

Plan Statistics for DAVID A VANDYKE MD 401K PLAN

401k plan membership statisitcs for DAVID A VANDYKE MD 401K PLAN

Measure Date Value
2015: DAVID A VANDYKE MD 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-013
Total number of active participants reported on line 7a of the Form 55002015-10-010
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-010
Total of all active and inactive participants2015-10-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-010
Number of participants with account balances2015-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2013: DAVID A VANDYKE MD 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-013
Total number of active participants reported on line 7a of the Form 55002013-10-013
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-010
Total of all active and inactive participants2013-10-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-013
Number of participants with account balances2013-10-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: DAVID A VANDYKE MD 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-013
Total number of active participants reported on line 7a of the Form 55002012-10-013
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-010
Total of all active and inactive participants2012-10-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-013
Number of participants with account balances2012-10-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: DAVID A VANDYKE MD 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-013
Total number of active participants reported on line 7a of the Form 55002011-10-013
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-010
Total of all active and inactive participants2011-10-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-013
Number of participants with account balances2011-10-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2010: DAVID A VANDYKE MD 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-013
Total number of active participants reported on line 7a of the Form 55002010-10-013
Total of all active and inactive participants2010-10-013
Total participants2010-10-013
Number of participants with account balances2010-10-013
2009: DAVID A VANDYKE MD 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-013
Total number of active participants reported on line 7a of the Form 55002009-10-013
Total of all active and inactive participants2009-10-013
Total participants2009-10-013
Number of participants with account balances2009-10-013

Financial Data on DAVID A VANDYKE MD 401K PLAN

Measure Date Value
2016 : DAVID A VANDYKE MD 401K PLAN 2016 401k financial data
Transfers to/from the plan2016-09-30$-1,289,125
Total income from all sources2016-09-30$0
Total plan assets at end of year2016-09-30$0
Total plan assets at beginning of year2016-09-30$1,289,125
Net plan assets at end of year (total assets less liabilities)2016-09-30$0
Net plan assets at beginning of year (total assets less liabilities)2016-09-30$1,289,125
2014 : DAVID A VANDYKE MD 401K PLAN 2014 401k financial data
Total income from all sources2014-09-30$-4,907
Total plan assets at end of year2014-09-30$1,748,543
Total plan assets at beginning of year2014-09-30$1,753,450
Other income received2014-09-30$-4,907
Net income (gross income less expenses)2014-09-30$-4,907
Net plan assets at end of year (total assets less liabilities)2014-09-30$1,748,543
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$1,753,450
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
2013 : DAVID A VANDYKE MD 401K PLAN 2013 401k financial data
Total income from all sources2013-09-30$304,676
Total plan assets at end of year2013-09-30$1,753,450
Total plan assets at beginning of year2013-09-30$1,448,774
Other income received2013-09-30$304,676
Net income (gross income less expenses)2013-09-30$304,676
Net plan assets at end of year (total assets less liabilities)2013-09-30$1,753,450
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$1,448,774
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
2012 : DAVID A VANDYKE MD 401K PLAN 2012 401k financial data
Total income from all sources2012-09-30$350,877
Total plan assets at end of year2012-09-30$1,448,774
Total plan assets at beginning of year2012-09-30$1,097,897
Other income received2012-09-30$350,877
Net income (gross income less expenses)2012-09-30$350,877
Net plan assets at end of year (total assets less liabilities)2012-09-30$1,448,774
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$1,097,897
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
2011 : DAVID A VANDYKE MD 401K PLAN 2011 401k financial data
Total income from all sources2011-09-30$30,317
Total plan assets at end of year2011-09-30$1,097,897
Total plan assets at beginning of year2011-09-30$929,018
Net income (gross income less expenses)2011-09-30$30,317
Net plan assets at end of year (total assets less liabilities)2011-09-30$1,097,897
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$929,018
Total contributions received or receivable from employer(s)2011-09-30$30,317
2010 : DAVID A VANDYKE MD 401K PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for DAVID A VANDYKE MD 401K PLAN

2015: DAVID A VANDYKE MD 401K PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedYes
2015-10-01This submission is the final filingYes
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2013: DAVID A VANDYKE MD 401K PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: DAVID A VANDYKE MD 401K PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: DAVID A VANDYKE MD 401K PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2010: DAVID A VANDYKE MD 401K PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement – InsuranceYes
2010-10-01Plan benefit arrangement - TrustYes
2009: DAVID A VANDYKE MD 401K PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedYes
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number83265
Policy instance 1
Insurance contract or identification number83265
Insurance policy start date2015-10-01
Insurance policy end date2016-09-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number83265
Policy instance 1
Insurance contract or identification number83265
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $370
Total amount of fees paid to insurance companyUSD $79
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $352
Amount paid for insurance broker fees76
Insurance broker organization code?3
Insurance broker nameWESTERN MI GROUP LLC
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number83265
Policy instance 1
Insurance contract or identification number83265
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Total amount of commissions paid to insurance brokerUSD $349
Total amount of fees paid to insurance companyUSD $134
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $317
Amount paid for insurance broker fees129
Additional information about fees paid to insurance brokerSERVICING FEES/OTHER COMP
Insurance broker organization code?3
Insurance broker nameWESTERN MI GROUP LLC
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number83265
Policy instance 1
Insurance contract or identification number83265
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $276
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number83265
Policy instance 1
Insurance contract or identification number83265
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $657
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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