ADVANCED UROLOGY INSTITUTE, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ADVANCED UROLOGY INSTITUTE 401(K) PLAN
Measure | Date | Value |
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2022 : ADVANCED UROLOGY INSTITUTE 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-8,944,882 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $61,071,461 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $60,808,230 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $8,646 |
Value of total corrective distributions | 2022-12-31 | $74,322 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,139,698 |
Value of total assets at end of year | 2022-12-31 | $0 |
Value of total assets at beginning of year | 2022-12-31 | $70,016,343 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $180,263 |
Total interest from all sources | 2022-12-31 | $139,101 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $3,264 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2022-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-12-31 | $14 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $640,035 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $8,402 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $8,854 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $1,169,752 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $65,000 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-70,016,343 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $70,016,343 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $59,028,522 |
Interest on participant loans | 2022-12-31 | $244 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,644,929 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $3,733,651 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $3,733,651 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $138,857 |
Asset value of US Government securities at end of year | 2022-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2022-12-31 | $555 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-10,226,945 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $434,663 |
Employer contributions (assets) at end of year | 2022-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $3,364,431 |
Income. Dividends from common stock | 2022-12-31 | $3,264 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $60,808,230 |
Contract administrator fees | 2022-12-31 | $180,263 |
Assets. Corporate common stocks other than exployer securities at end of year | 2022-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $1,057,233 |
Did the plan have assets held for investment | 2022-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | SALTMARSH, CLEVELAND AND GUND |
Accountancy firm EIN | 2022-12-31 | 592922169 |
2021 : ADVANCED UROLOGY INSTITUTE 401(K) PLAN 2021 401k financial data |
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Unrealized appreciation/depreciation of real estate assets | 2021-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $778,998 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $778,998 |
Total transfer of assets to this plan | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Expenses. Interest paid | 2021-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $12,837,273 |
Total loss/gain on sale of assets | 2021-12-31 | $141,419 |
Total of all expenses incurred | 2021-12-31 | $4,978,503 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $4,817,697 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $0 |
Value of total corrective distributions | 2021-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $5,712,726 |
Value of total assets at end of year | 2021-12-31 | $70,016,343 |
Value of total assets at beginning of year | 2021-12-31 | $62,157,573 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $160,806 |
Total interest from all sources | 2021-12-31 | $677 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $6,610,806 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $6,518,811 |
Administrative expenses professional fees incurred | 2021-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2021-12-31 | $14 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2021-12-31 | $28,561 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,268,303 |
Participant contributions at end of year | 2021-12-31 | $8,402 |
Participant contributions at beginning of year | 2021-12-31 | $8,135 |
Participant contributions at end of year | 2021-12-31 | $8,854 |
Participant contributions at beginning of year | 2021-12-31 | $55,230 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $1,169,752 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $636,895 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $79,992 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $7,195 |
Other income not declared elsewhere | 2021-12-31 | $6,544 |
Administrative expenses (other) incurred | 2021-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Income. Non cash contributions | 2021-12-31 | $0 |
Value of net income/loss | 2021-12-31 | $7,858,770 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $70,016,343 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $62,157,573 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $59,028,522 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $51,078,573 |
Interest on participant loans | 2021-12-31 | $266 |
Income. Interest from loans (other than to participants) | 2021-12-31 | $0 |
Interest earned on other investments | 2021-12-31 | $0 |
Income. Interest from US Government securities | 2021-12-31 | $0 |
Income. Interest from corporate debt instruments | 2021-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,644,929 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $3,420,421 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $3,733,651 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $3,217,210 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $3,217,210 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $411 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $0 |
Asset value of US Government securities at end of year | 2021-12-31 | $555 |
Asset value of US Government securities at beginning of year | 2021-12-31 | $661 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $-413,897 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $3,364,431 |
Employer contributions (assets) at end of year | 2021-12-31 | $3,364,431 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $3,250,980 |
Income. Dividends from preferred stock | 2021-12-31 | $0 |
Income. Dividends from common stock | 2021-12-31 | $91,995 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $4,817,697 |
Contract administrator fees | 2021-12-31 | $160,806 |
Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $1,057,233 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $453,712 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Aggregate proceeds on sale of assets | 2021-12-31 | $1,452,133 |
Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $1,310,714 |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
Accountancy firm name | 2021-12-31 | SALTMARSH, CLEAVELAND AND GUND |
Accountancy firm EIN | 2021-12-31 | 592922169 |
2020 : ADVANCED UROLOGY INSTITUTE 401(K) PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $1,089,693 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $1,089,693 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $12,762,547 |
Total loss/gain on sale of assets | 2020-12-31 | $68,775 |
Total of all expenses incurred | 2020-12-31 | $3,969,055 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $3,774,496 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $5,589,491 |
Value of total assets at end of year | 2020-12-31 | $62,157,573 |
Value of total assets at beginning of year | 2020-12-31 | $53,364,081 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $194,559 |
Total interest from all sources | 2020-12-31 | $2,674 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,601,707 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,482,443 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2020-12-31 | $28,561 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2020-12-31 | $55,105 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,203,468 |
Participant contributions at end of year | 2020-12-31 | $8,135 |
Participant contributions at beginning of year | 2020-12-31 | $7,868 |
Participant contributions at end of year | 2020-12-31 | $55,230 |
Participant contributions at beginning of year | 2020-12-31 | $8,231 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $636,895 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $335,394 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $135,043 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $19,189 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $7,195 |
Other income not declared elsewhere | 2020-12-31 | $8,941 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $8,793,492 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $62,157,573 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $53,364,081 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $51,078,573 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $43,874,891 |
Interest on participant loans | 2020-12-31 | $267 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $3,420,421 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,945,447 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $3,217,210 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $3,976,454 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $3,976,454 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $2,407 |
Asset value of US Government securities at end of year | 2020-12-31 | $661 |
Asset value of US Government securities at beginning of year | 2020-12-31 | $859 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,349,792 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $51,474 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $3,250,980 |
Employer contributions (assets) at end of year | 2020-12-31 | $3,250,980 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $2,979,150 |
Income. Dividends from common stock | 2020-12-31 | $119,264 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $3,755,307 |
Contract administrator fees | 2020-12-31 | $194,559 |
Assets. Corporate common stocks other than exployer securities at end of year | 2020-12-31 | $453,712 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-12-31 | $180,682 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $1,555,079 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $1,486,304 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | SALTMARSH, CLEVELAND AND GUND |
Accountancy firm EIN | 2020-12-31 | 592922169 |
2019 : ADVANCED UROLOGY INSTITUTE 401(K) PLAN 2019 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $-40,067 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $-40,067 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $14,638,837 |
Total loss/gain on sale of assets | 2019-12-31 | $653,386 |
Total of all expenses incurred | 2019-12-31 | $4,770,467 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $4,675,276 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $5,754,017 |
Value of total assets at end of year | 2019-12-31 | $53,364,081 |
Value of total assets at beginning of year | 2019-12-31 | $43,495,711 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $95,191 |
Total interest from all sources | 2019-12-31 | $17,028 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,206,345 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,155,582 |
Administrative expenses professional fees incurred | 2019-12-31 | $3,525 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2019-12-31 | $55,105 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $931,971 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $2,053,915 |
Participant contributions at end of year | 2019-12-31 | $7,868 |
Participant contributions at beginning of year | 2019-12-31 | $7,602 |
Participant contributions at end of year | 2019-12-31 | $8,231 |
Participant contributions at beginning of year | 2019-12-31 | $46,951 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $335,394 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $305,048 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $718,179 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $9,868,370 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $53,364,081 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $43,495,711 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $35,454 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $43,874,891 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $34,056,392 |
Income. Interest from loans (other than to participants) | 2019-12-31 | $266 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,945,447 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,732,009 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $3,976,454 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $2,953,908 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $2,953,908 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $16,762 |
Asset value of US Government securities at end of year | 2019-12-31 | $859 |
Asset value of US Government securities at beginning of year | 2019-12-31 | $1,339 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $7,048,128 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $2,981,923 |
Employer contributions (assets) at end of year | 2019-12-31 | $2,979,150 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $2,911,092 |
Income. Dividends from common stock | 2019-12-31 | $50,763 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $4,675,276 |
Contract administrator fees | 2019-12-31 | $56,212 |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $180,682 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $1,481,370 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Aggregate proceeds on sale of assets | 2019-12-31 | $1,187,096 |
Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $533,710 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | SALTMARSH, CLEVELAND AND GUND |
Accountancy firm EIN | 2019-12-31 | 592922169 |
2018 : ADVANCED UROLOGY INSTITUTE 401(K) PLAN 2018 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-583,861 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-583,861 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $3,243,067 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $2,119,920 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,030,119 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $590 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $5,730,054 |
Value of total assets at end of year | 2018-12-31 | $43,495,711 |
Value of total assets at beginning of year | 2018-12-31 | $42,372,564 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $89,211 |
Total interest from all sources | 2018-12-31 | $12,421 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,116,977 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,027,194 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2018-12-31 | $152,910 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,968,767 |
Participant contributions at end of year | 2018-12-31 | $7,602 |
Participant contributions at beginning of year | 2018-12-31 | $8,670 |
Participant contributions at end of year | 2018-12-31 | $46,951 |
Participant contributions at beginning of year | 2018-12-31 | $306 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $305,048 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $205,176 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $850,195 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $1,123,147 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $43,495,711 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $42,372,564 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $89,211 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $34,056,392 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $34,123,136 |
Interest on participant loans | 2018-12-31 | $13 |
Income. Interest from corporate debt instruments | 2018-12-31 | $12,193 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,732,009 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,392,400 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $2,953,908 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $2,929,348 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $2,929,348 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $215 |
Asset value of US Government securities at end of year | 2018-12-31 | $1,339 |
Asset value of US Government securities at beginning of year | 2018-12-31 | $2,170 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-3,063,819 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $31,295 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $2,911,092 |
Employer contributions (assets) at end of year | 2018-12-31 | $2,911,092 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $2,005,465 |
Income. Dividends from common stock | 2018-12-31 | $89,783 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,030,119 |
Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $1,481,370 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $1,552,983 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | SALTMARSH, CLEVELAND & GUND |
Accountancy firm EIN | 2018-12-31 | 592922169 |
2017 : ADVANCED UROLOGY INSTITUTE 401(K) PLAN 2017 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $746,343 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $746,343 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $8,376,201 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,485,645 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,315,730 |
Value of total corrective distributions | 2017-12-31 | $2,091 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,328,726 |
Value of total assets at end of year | 2017-12-31 | $42,272,218 |
Value of total assets at beginning of year | 2017-12-31 | $36,381,662 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $167,824 |
Total interest from all sources | 2017-12-31 | $61 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $820,787 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $716,115 |
Administrative expenses professional fees incurred | 2017-12-31 | $16,581 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-12-31 | $152,910 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-12-31 | $152,910 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,323,261 |
Participant contributions at end of year | 2017-12-31 | $8,670 |
Participant contributions at beginning of year | 2017-12-31 | $12,817 |
Participant contributions at end of year | 2017-12-31 | $306 |
Participant contributions at beginning of year | 2017-12-31 | $351 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $205,176 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $144 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $5,890,556 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $42,272,218 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $36,381,662 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $60,476 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $34,123,136 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $30,491,319 |
Income. Interest from loans (other than to participants) | 2017-12-31 | $61 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,392,400 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $1,259,541 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $2,829,002 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $21,259 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $21,259 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $48 |
Asset value of US Government securities at end of year | 2017-12-31 | $2,170 |
Asset value of US Government securities at beginning of year | 2017-12-31 | $2,650 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,457,347 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $22,937 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $2,005,465 |
Employer contributions (assets) at end of year | 2017-12-31 | $2,005,465 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $1,899,041 |
Income. Dividends from common stock | 2017-12-31 | $104,672 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,315,730 |
Contract administrator fees | 2017-12-31 | $90,767 |
Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $1,552,983 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $2,541,630 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | SALTMARSH, CLEVELAND & GUND |
Accountancy firm EIN | 2017-12-31 | 592922169 |
2016 : ADVANCED UROLOGY INSTITUTE 401(K) PLAN 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $107,167 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $107,167 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $1,848 |
Total income from all sources (including contributions) | 2016-12-31 | $5,382,117 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $802,039 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $685,776 |
Value of total corrective distributions | 2016-12-31 | $2,362 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,203,385 |
Value of total assets at end of year | 2016-12-31 | $36,381,662 |
Value of total assets at beginning of year | 2016-12-31 | $31,803,432 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $113,901 |
Total interest from all sources | 2016-12-31 | $647 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $727,304 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $695,161 |
Administrative expenses professional fees incurred | 2016-12-31 | $39,638 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-12-31 | $152,910 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-12-31 | $152,910 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $24,251 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,293,946 |
Participant contributions at end of year | 2016-12-31 | $12,817 |
Participant contributions at beginning of year | 2016-12-31 | $17,011 |
Participant contributions at end of year | 2016-12-31 | $351 |
Participant contributions at beginning of year | 2016-12-31 | $305 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $144 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $150 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $1,848 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $4,580,078 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $36,381,662 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $31,801,584 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $55,581 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $30,491,319 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $26,953,632 |
Interest on participant loans | 2016-12-31 | $647 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,259,541 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $819,373 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $21,259 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $6,943 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $6,943 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $20 |
Asset value of US Government securities at end of year | 2016-12-31 | $2,650 |
Asset value of US Government securities at beginning of year | 2016-12-31 | $3,847 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,327,437 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $16,177 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,909,439 |
Employer contributions (assets) at end of year | 2016-12-31 | $1,899,041 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $1,805,390 |
Income. Dividends from common stock | 2016-12-31 | $32,143 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $685,776 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $0 |
Contract administrator fees | 2016-12-31 | $18,682 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $2,541,630 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $2,043,871 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | SALTMARSH, CLEVELAND & GUND |
Accountancy firm EIN | 2016-12-31 | 592922169 |
2015 : ADVANCED UROLOGY INSTITUTE 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $1,491,960 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $1,848 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,843,414 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $3,121,113 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,993,516 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,077,788 |
Value of total assets at end of year | 2015-12-31 | $31,803,432 |
Value of total assets at beginning of year | 2015-12-31 | $31,587,323 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $127,597 |
Total interest from all sources | 2015-12-31 | $676 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,107,826 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $861,981 |
Administrative expenses professional fees incurred | 2015-12-31 | $127,597 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $152,910 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,260,562 |
Participant contributions at end of year | 2015-12-31 | $17,011 |
Participant contributions at beginning of year | 2015-12-31 | $35,235 |
Participant contributions at end of year | 2015-12-31 | $305 |
Participant contributions at beginning of year | 2015-12-31 | $47,689 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $150 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $476 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-12-31 | $32,738 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $1,848 |
Other income not declared elsewhere | 2015-12-31 | $62,992 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-1,277,699 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $31,801,584 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $31,587,323 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $26,953,632 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $28,204,458 |
Interest on participant loans | 2015-12-31 | $676 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $819,373 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $490,582 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $6,943 |
Asset value of US Government securities at end of year | 2015-12-31 | $3,847 |
Asset value of US Government securities at beginning of year | 2015-12-31 | $5,374 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $30,233 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-1,258,471 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-1,177,630 |
Net gain/loss from 103.12 investment entities | 2015-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,816,750 |
Employer contributions (assets) at end of year | 2015-12-31 | $1,805,390 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $799,339 |
Income. Dividends from preferred stock | 2015-12-31 | $14,471 |
Income. Dividends from common stock | 2015-12-31 | $231,374 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,960,778 |
Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $25,103 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $2,043,871 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $1,979,543 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | SALTMARSH, CLEVELAND & GUND |
Accountancy firm EIN | 2015-12-31 | 592922169 |
2014 : ADVANCED UROLOGY INSTITUTE 401(K) PLAN 2014 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $33,198 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $33,198 |
Total transfer of assets to this plan | 2014-12-31 | $30,048,085 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,676,555 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $137,317 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $137,317 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,383,057 |
Value of total assets at end of year | 2014-12-31 | $31,587,323 |
Value of total assets at beginning of year | 2014-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $0 |
Total interest from all sources | 2014-12-31 | $31 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $391,737 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $391,737 |
Was this plan covered by a fidelity bond | 2014-12-31 | No |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $582,988 |
Participant contributions at end of year | 2014-12-31 | $35,235 |
Participant contributions at end of year | 2014-12-31 | $47,689 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,539,238 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $31,587,323 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $28,204,458 |
Interest on participant loans | 2014-12-31 | $31 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $490,582 |
Asset value of US Government securities at end of year | 2014-12-31 | $5,374 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-131,468 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $800,069 |
Employer contributions (assets) at end of year | 2014-12-31 | $799,339 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $137,317 |
Asset. Corporate debt instrument debt (other) at end of year | 2014-12-31 | $25,103 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $1,979,543 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | SALTMARSH, CLEVELAND & GUND |
Accountancy firm EIN | 2014-12-31 | 592922169 |