WK CAPITAL ENTERPRISES INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan THE CAPITAL COMPANIES 401(K) PLAN
Measure | Date | Value |
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2016: THE CAPITAL COMPANIES 401(K) PLAN 2016 401k membership |
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Total participants, beginning-of-year | 2016-01-01 | 854 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
Total of all active and inactive participants | 2016-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 0 |
Number of participants with account balances | 2016-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: THE CAPITAL COMPANIES 401(K) PLAN 2015 401k membership |
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Total participants, beginning-of-year | 2015-01-01 | 896 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 672 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 47 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
Total of all active and inactive participants | 2015-01-01 | 719 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 719 |
Number of participants with account balances | 2015-01-01 | 327 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
2014: THE CAPITAL COMPANIES 401(K) PLAN 2014 401k membership |
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Total participants, beginning-of-year | 2014-01-01 | 911 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 729 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 39 |
Total of all active and inactive participants | 2014-01-01 | 768 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 768 |
Number of participants with account balances | 2014-01-01 | 331 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
2013: THE CAPITAL COMPANIES 401(K) PLAN 2013 401k membership |
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Total participants, beginning-of-year | 2013-01-01 | 938 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 749 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 36 |
Total of all active and inactive participants | 2013-01-01 | 785 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 785 |
Number of participants with account balances | 2013-01-01 | 344 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 1 |
2012: THE CAPITAL COMPANIES 401(K) PLAN 2012 401k membership |
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Total participants, beginning-of-year | 2012-01-01 | 982 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 758 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 28 |
Total of all active and inactive participants | 2012-01-01 | 786 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 786 |
Number of participants with account balances | 2012-01-01 | 358 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
2011: THE CAPITAL COMPANIES 401(K) PLAN 2011 401k membership |
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Total participants, beginning-of-year | 2011-01-01 | 974 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 774 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 20 |
Total of all active and inactive participants | 2011-01-01 | 794 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 794 |
Number of participants with account balances | 2011-01-01 | 360 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2010: THE CAPITAL COMPANIES 401(K) PLAN 2010 401k membership |
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Total participants, beginning-of-year | 2010-01-01 | 959 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 777 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 28 |
Total of all active and inactive participants | 2010-01-01 | 805 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 805 |
Number of participants with account balances | 2010-01-01 | 388 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 3 |
2009: THE CAPITAL COMPANIES 401(K) PLAN 2009 401k membership |
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Total participants, beginning-of-year | 2009-01-01 | 915 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 751 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 25 |
Total of all active and inactive participants | 2009-01-01 | 776 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 776 |
Number of participants with account balances | 2009-01-01 | 387 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 4 |
Measure | Date | Value |
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2016 : THE CAPITAL COMPANIES 401(K) PLAN 2016 401k financial data |
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Total transfer of assets from this plan | 2016-10-31 | $363,427 |
Total income from all sources (including contributions) | 2016-10-31 | $458,416 |
Total of all expenses incurred | 2016-10-31 | $5,553,829 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-10-31 | $5,529,854 |
Value of total corrective distributions | 2016-10-31 | $3,076 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-10-31 | $168,265 |
Value of total assets at end of year | 2016-10-31 | $0 |
Value of total assets at beginning of year | 2016-10-31 | $5,458,840 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-10-31 | $20,899 |
Total interest from all sources | 2016-10-31 | $2,233 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-10-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-10-31 | $0 |
Administrative expenses professional fees incurred | 2016-10-31 | $16,364 |
Was this plan covered by a fidelity bond | 2016-10-31 | Yes |
Value of fidelity bond cover | 2016-10-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-10-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-10-31 | No |
Contributions received from participants | 2016-10-31 | $164,066 |
Assets. Other investments not covered elsewhere at end of year | 2016-10-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-10-31 | $47,898 |
Administrative expenses (other) incurred | 2016-10-31 | $4,535 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
Value of net income/loss | 2016-10-31 | $-5,095,413 |
Value of net assets at end of year (total assets less liabilities) | 2016-10-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-10-31 | $5,458,840 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-10-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-10-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-10-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-10-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-10-31 | $5,399,394 |
Interest earned on other investments | 2016-10-31 | $2,233 |
Net investment gain/loss from pooled separate accounts | 2016-10-31 | $287,918 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-10-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-10-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-10-31 | No |
Contributions received in cash from employer | 2016-10-31 | $4,199 |
Employer contributions (assets) at end of year | 2016-10-31 | $0 |
Employer contributions (assets) at beginning of year | 2016-10-31 | $11,548 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-10-31 | $5,529,854 |
Did the plan have assets held for investment | 2016-10-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-10-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-10-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-10-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-10-31 | Disclaimer |
Accountancy firm name | 2016-10-31 | GRANT THORNTON, LLP |
Accountancy firm EIN | 2016-10-31 | 366055558 |
2015 : THE CAPITAL COMPANIES 401(K) PLAN 2015 401k financial data |
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Total income from all sources (including contributions) | 2015-12-31 | $239,160 |
Total of all expenses incurred | 2015-12-31 | $515,353 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $500,175 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $385,162 |
Value of total assets at end of year | 2015-12-31 | $5,458,840 |
Value of total assets at beginning of year | 2015-12-31 | $5,735,033 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $15,178 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Administrative expenses professional fees incurred | 2015-12-31 | $12,262 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $373,614 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $47,898 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $36,894 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-276,193 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $5,458,840 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $5,735,033 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $5,399,394 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $5,698,139 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-146,002 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $11,548 |
Employer contributions (assets) at end of year | 2015-12-31 | $11,548 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $500,175 |
Contract administrator fees | 2015-12-31 | $2,916 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | GRANT THORNTON, LLP |
Accountancy firm EIN | 2015-12-31 | 366055558 |
2014 : THE CAPITAL COMPANIES 401(K) PLAN 2014 401k financial data |
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Total income from all sources (including contributions) | 2014-12-31 | $648,625 |
Total of all expenses incurred | 2014-12-31 | $420,836 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $404,712 |
Value of total corrective distributions | 2014-12-31 | $23 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $349,778 |
Value of total assets at end of year | 2014-12-31 | $5,735,033 |
Value of total assets at beginning of year | 2014-12-31 | $5,507,244 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $16,101 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Administrative expenses professional fees incurred | 2014-12-31 | $10,337 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $345,938 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $36,894 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $3,217 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $3,840 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $227,789 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $5,735,033 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $5,507,244 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $5,698,139 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $5,504,027 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $298,847 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $404,712 |
Contract administrator fees | 2014-12-31 | $5,764 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | GRANT THORNTON, LLP |
Accountancy firm EIN | 2014-12-31 | 366055558 |
2013 : THE CAPITAL COMPANIES 401(K) PLAN 2013 401k financial data |
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Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $319 |
Total income from all sources (including contributions) | 2013-12-31 | $1,077,874 |
Total of all expenses incurred | 2013-12-31 | $611,498 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $600,518 |
Value of total corrective distributions | 2013-12-31 | $1,273 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $353,214 |
Value of total assets at end of year | 2013-12-31 | $5,507,244 |
Value of total assets at beginning of year | 2013-12-31 | $5,041,187 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $9,707 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Administrative expenses professional fees incurred | 2013-12-31 | $6,514 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $351,831 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $3,217 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,383 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $319 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $466,376 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $5,507,244 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $5,040,868 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $5,504,027 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $5,041,187 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $724,660 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $600,518 |
Contract administrator fees | 2013-12-31 | $3,193 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | GRANT THORNTON, LLP |
Accountancy firm EIN | 2013-12-31 | 366055558 |
2012 : THE CAPITAL COMPANIES 401(K) PLAN 2012 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $319 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $33 |
Total income from all sources (including contributions) | 2012-12-31 | $857,423 |
Total of all expenses incurred | 2012-12-31 | $428,197 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $421,453 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $364,512 |
Value of total assets at end of year | 2012-12-31 | $5,041,187 |
Value of total assets at beginning of year | 2012-12-31 | $4,611,675 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $6,744 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $364,512 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $319 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $33 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $429,226 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $5,040,868 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,611,642 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $5,041,187 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $4,611,675 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $492,911 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $421,453 |
Contract administrator fees | 2012-12-31 | $6,744 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | GRANT THORNTON, LLP |
Accountancy firm EIN | 2012-12-31 | 366055558 |
2011 : THE CAPITAL COMPANIES 401(K) PLAN 2011 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $33 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $570 |
Total income from all sources (including contributions) | 2011-12-31 | $241,166 |
Total of all expenses incurred | 2011-12-31 | $230,915 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $227,736 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $377,636 |
Value of total assets at end of year | 2011-12-31 | $4,611,675 |
Value of total assets at beginning of year | 2011-12-31 | $4,601,961 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,179 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $377,636 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $33 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $570 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $10,251 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,611,642 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,601,391 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $4,611,675 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $4,601,961 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-136,470 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $227,736 |
Contract administrator fees | 2011-12-31 | $3,179 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | GRANT THORNTON, LLP |
Accountancy firm EIN | 2011-12-31 | 366055558 |
2010 : THE CAPITAL COMPANIES 401(K) PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $570 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $893,703 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $339,012 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $335,789 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $387,757 |
Value of total assets at end of year | 2010-12-31 | $4,601,961 |
Value of total assets at beginning of year | 2010-12-31 | $4,046,700 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $3,223 |
Total interest from all sources | 2010-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $384,775 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $2,982 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $570 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $554,691 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,601,391 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,046,700 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $4,601,961 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $4,046,700 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $505,946 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $335,789 |
Contract administrator fees | 2010-12-31 | $3,223 |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $0 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | GRANT THORNTON, LLP |
Accountancy firm EIN | 2010-12-31 | 366055558 |