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THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC. 401k Plan overview

Plan NameTHE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC.
Plan identification number 004

THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LANIER UPSHAW, INC. has sponsored the creation of one or more 401k plans.

Company Name:LANIER UPSHAW, INC.
Employer identification number (EIN):590770252
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Additional information about LANIER UPSHAW, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1956-04-03
Company Identification Number: 192108
Legal Registered Office Address: 1115 U S 98 SOUTH

LAKELAND

33801

More information about LANIER UPSHAW, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042018-01-01LEE D. VOGT2019-09-13
0042018-01-01LEE D. VOGT2019-09-23
0042017-01-19
0042017-01-19

Plan Statistics for THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC.

401k plan membership statisitcs for THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC.

Measure Date Value
2018: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC. 2018 401k membership
Total participants, beginning-of-year2018-01-0180
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC. 2017 401k membership
Total participants, beginning-of-year2017-01-190
Total number of active participants reported on line 7a of the Form 55002017-01-1959
Number of retired or separated participants receiving benefits2017-01-190
Number of other retired or separated participants entitled to future benefits2017-01-1921
Total of all active and inactive participants2017-01-1980
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-190
Total participants2017-01-1980
Number of participants with account balances2017-01-1969
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-190

Financial Data on THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC.

Measure Date Value
2018 : THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC. 2018 401k financial data
Transfers to/from the plan2018-12-31$-4,320,078
Total income from all sources2018-12-31$178,438
Expenses. Total of all expenses incurred2018-12-31$682,837
Benefits paid (including direct rollovers)2018-12-31$645,688
Total plan assets at end of year2018-12-31$0
Total plan assets at beginning of year2018-12-31$4,824,477
Value of fidelity bond covering the plan2018-12-31$750,000
Total contributions received or receivable from participants2018-12-31$268,057
Contributions received from other sources (not participants or employers)2018-12-31$2,978
Other income received2018-12-31$-92,597
Net income (gross income less expenses)2018-12-31$-504,399
Net plan assets at end of year (total assets less liabilities)2018-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$4,824,477
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$37,149
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Transfers to/from the plan2018-11-30$-4,320,078
Total income from all sources2018-11-30$178,438
Expenses. Total of all expenses incurred2018-11-30$682,837
Benefits paid (including direct rollovers)2018-11-30$645,688
Total plan assets at end of year2018-11-30$0
Total plan assets at beginning of year2018-11-30$4,824,477
Value of fidelity bond covering the plan2018-11-30$750,000
Total contributions received or receivable from participants2018-11-30$268,057
Contributions received from other sources (not participants or employers)2018-11-30$2,978
Other income received2018-11-30$-92,597
Net income (gross income less expenses)2018-11-30$-504,399
Net plan assets at end of year (total assets less liabilities)2018-11-30$0
Net plan assets at beginning of year (total assets less liabilities)2018-11-30$4,824,477
Expenses. Administrative service providers (salaries,fees and commissions)2018-11-30$37,149
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-11-30$0
2017 : THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC. 2017 401k financial data
Total income from all sources2017-12-31$5,601,771
Expenses. Total of all expenses incurred2017-12-31$777,294
Benefits paid (including direct rollovers)2017-12-31$746,155
Total plan assets at end of year2017-12-31$4,824,477
Total plan assets at beginning of year2017-12-31$0
Value of fidelity bond covering the plan2017-12-31$750,000
Total contributions received or receivable from participants2017-12-31$308,897
Expenses. Other expenses not covered elsewhere2017-12-31$189
Contributions received from other sources (not participants or employers)2017-12-31$4,753,534
Other income received2017-12-31$539,340
Net income (gross income less expenses)2017-12-31$4,824,477
Net plan assets at end of year (total assets less liabilities)2017-12-31$4,824,477
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$0
Assets. Value of participant loans2017-12-31$102,806
Value of certain deemed distributions of participant loans2017-12-31$13
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$30,937
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0

Form 5500 Responses for THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC.

2018: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC. 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE PLATINUM 401(K) RETIREMENT SAVINGS PLAN LANIER UPSHAW, INC. 2017 form 5500 responses
2017-01-19Type of plan entityMulitple employer plan
2017-01-19First time form 5500 has been submittedYes
2017-01-19Submission has been amendedYes
2017-01-19This submission is the final filingNo
2017-01-19This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-19Plan is a collectively bargained planNo
2017-01-19Plan funding arrangement – TrustYes
2017-01-19Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number127272
Policy instance 1
Insurance contract or identification number127272
Number of Individuals Covered0
Insurance policy start date2018-01-19
Insurance policy end date2018-11-30
Total amount of commissions paid to insurance brokerUSD $2,492
Total amount of fees paid to insurance companyUSD $19,262
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,492
Amount paid for insurance broker fees19262
Additional information about fees paid to insurance brokerSALES/ADMINISTRATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number127272
Policy instance 1
Insurance contract or identification number127272
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-17
Total amount of commissions paid to insurance brokerUSD $2,492
Total amount of fees paid to insurance companyUSD $19,262
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,492
Amount paid for insurance broker fees19262
Additional information about fees paid to insurance brokerSALES/ADMINISTRATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number127272
Policy instance 1
Insurance contract or identification number127272
Number of Individuals Covered74
Insurance policy start date2017-01-19
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $13,850
Total amount of fees paid to insurance companyUSD $12,627
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,850
Amount paid for insurance broker fees12627
Additional information about fees paid to insurance brokerSALES/ADMINISTRATION
Insurance broker organization code?5
Insurance broker nameAMERICAN PENSION SERVICES

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