401k Plan data: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN plan

ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 401k Plan overview

Plan Name	ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN
Plan identification number	001

ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROCKCASTLE HOSPITAL AND SUBSIDIARIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: ROCKCASTLE HOSPITAL AND SUBSIDIARIES, INC.

Employer identification number (EIN): 610523304

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 CHRISTOPHER N. BASTIN 2023-10-02
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01

Plan Statistics for ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN

401k plan membership statisitcs for ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN

Measure Date Value
2022: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 684
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 551
Number of retired or separated participants receiving benefits 2022-01-01 2
Number of other retired or separated participants entitled to future benefits 2022-01-01 59
Total of all active and inactive participants 2022-01-01 612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 612
Number of participants with account balances 2022-01-01 487
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 41
2021: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 695
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 558
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 76
Total of all active and inactive participants 2021-01-01 634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 635
Number of participants with account balances 2021-01-01 479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 46
2020: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 694
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 587
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 66
Total of all active and inactive participants 2020-01-01 653
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 654
Number of participants with account balances 2020-01-01 459
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 40
2019: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 664
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 591
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 58
Total of all active and inactive participants 2019-01-01 649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 650
Number of participants with account balances 2019-01-01 423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 17
2018: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 602
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 559
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 47
Total of all active and inactive participants 2018-01-01 606
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 607
Number of participants with account balances 2018-01-01 371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 13

Measure	Date	Value
2022: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	684
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	551
Number of retired or separated participants receiving benefits	2022-01-01	2
Number of other retired or separated participants entitled to future benefits	2022-01-01	59
Total of all active and inactive participants	2022-01-01	612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	612
Number of participants with account balances	2022-01-01	487
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	41
2021: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	695
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	558
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	76
Total of all active and inactive participants	2021-01-01	634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	635
Number of participants with account balances	2021-01-01	479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	46
2020: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	694
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	587
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	66
Total of all active and inactive participants	2020-01-01	653
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	654
Number of participants with account balances	2020-01-01	459
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	40
2019: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	664
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	591
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	58
Total of all active and inactive participants	2019-01-01	649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	650
Number of participants with account balances	2019-01-01	423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	17
2018: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	602
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	559
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	47
Total of all active and inactive participants	2018-01-01	606
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	607
Number of participants with account balances	2018-01-01	371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	13

Financial Data on ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN

Measure	Date	Value
2022 : ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$11,012
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$19,719
Total income from all sources (including contributions)	2022-12-31	$-685,770
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,441,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,396,107
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,130,844
Value of total assets at end of year	2022-12-31	$24,505,789
Value of total assets at beginning of year	2022-12-31	$26,641,367
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$44,994
Total interest from all sources	2022-12-31	$42,446
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$393,324
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$393,324
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,484,581
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$18,696
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$11,012
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$19,719
Total non interest bearing cash at beginning of year	2022-12-31	$1,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-2,126,871
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$24,494,777
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$26,621,648
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$20,854,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$25,586,597
Interest earned on other investments	2022-12-31	$41,946
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$1,053,720
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$1,053,720
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$3,651,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-3,252,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$627,567
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,396,107
Contract administrator fees	2022-12-31	$44,994
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	Yes
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN	2022-12-31	273858252
2021 : ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$19,719
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$8,778
Total income from all sources (including contributions)	2021-12-31	$5,057,537
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,300,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,261,952
Value of total corrective distributions	2021-12-31	$19,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,667,835
Value of total assets at end of year	2021-12-31	$26,641,367
Value of total assets at beginning of year	2021-12-31	$22,873,561
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$19,001
Total interest from all sources	2021-12-31	$383
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,776,958
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,776,958
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,167,239
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$14,380
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$19,719
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$8,778
Administrative expenses (other) incurred	2021-12-31	$19,001
Total non interest bearing cash at end of year	2021-12-31	$1,050
Total non interest bearing cash at beginning of year	2021-12-31	$1,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$3,756,865
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$26,621,648
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$22,864,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$25,586,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$21,074,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$1,053,720
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$1,795,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$1,795,966
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$383
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,612,361
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$486,216
Employer contributions (assets) at beginning of year	2021-12-31	$1,981
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,261,952
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN	2021-12-31	273858252
2020 : ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$8,778
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$4,293,960
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$2,050,629
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,014,378
Value of total corrective distributions	2020-12-31	$31,051
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,461,020
Value of total assets at end of year	2020-12-31	$22,873,561
Value of total assets at beginning of year	2020-12-31	$20,621,452
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$5,200
Total interest from all sources	2020-12-31	$5,494
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$497,279
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$497,279
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,018,932
Participant contributions at beginning of year	2020-12-31	$39,236
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$8,778
Administrative expenses (other) incurred	2020-12-31	$5,200
Total non interest bearing cash at end of year	2020-12-31	$1,100
Total non interest bearing cash at beginning of year	2020-12-31	$115,712
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,243,331
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$22,864,783
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$20,621,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$21,074,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$19,432,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$1,795,966
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$999,956
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$999,956
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$5,494
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,330,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$442,088
Employer contributions (assets) at end of year	2020-12-31	$1,981
Employer contributions (assets) at beginning of year	2020-12-31	$33,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,014,378
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN	2020-12-31	273858252
2019 : ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$5,239,512
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$671,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$631,748
Value of total corrective distributions	2019-12-31	$37,674
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,469,866
Value of total assets at end of year	2019-12-31	$20,621,452
Value of total assets at beginning of year	2019-12-31	$16,053,345
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$1,983
Total interest from all sources	2019-12-31	$16,820
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$581,073
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$581,073
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$994,344
Participant contributions at end of year	2019-12-31	$39,236
Participant contributions at beginning of year	2019-12-31	$31,744
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$29,757
Administrative expenses (other) incurred	2019-12-31	$1,983
Total non interest bearing cash at end of year	2019-12-31	$115,712
Total non interest bearing cash at beginning of year	2019-12-31	$1,299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$4,568,107
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$20,621,452
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$16,053,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$19,432,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$15,270,112
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$999,956
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$720,800
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$720,800
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$16,820
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,171,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$445,765
Employer contributions (assets) at end of year	2019-12-31	$33,774
Employer contributions (assets) at beginning of year	2019-12-31	$29,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$631,748
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN	2019-12-31	273858252
2018 : ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$268,335
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$486,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$452,373
Value of total corrective distributions	2018-12-31	$31,923
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,245,011
Value of total assets at end of year	2018-12-31	$16,053,345
Value of total assets at beginning of year	2018-12-31	$16,271,147
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$1,841
Total interest from all sources	2018-12-31	$9,132
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$793,788
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$793,788
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$868,216
Participant contributions at end of year	2018-12-31	$31,744
Participant contributions at beginning of year	2018-12-31	$28,961
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$10,613
Administrative expenses (other) incurred	2018-12-31	$1,841
Total non interest bearing cash at end of year	2018-12-31	$1,299
Total non interest bearing cash at beginning of year	2018-12-31	$340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-217,802
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$16,053,345
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$16,271,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$15,270,112
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$15,719,382
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$720,800
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$484,843
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$484,843
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$9,132
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,779,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$366,182
Employer contributions (assets) at end of year	2018-12-31	$29,390
Employer contributions (assets) at beginning of year	2018-12-31	$37,621
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$452,373
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN	2018-12-31	273858252

Form 5500 Responses for ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN

2022: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ROCKCASTLE HOSPITAL AND SUBSIDIARIES RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

816007

Policy instance

Insurance contract or identification number	816007
Number of Individuals Covered	612
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

ROCKCASTLE HOSPITAL & SUBSIDIARIES RETIREMENT PLAN [EIN = 611064744]

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Company Name:	ROCKCASTLE HOSPITAL AND SUBSIDIARIES, INC.
Employer identification number (EIN):	610523304
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	CHRISTOPHER N. BASTIN	2023-10-02
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01