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UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN 401k Plan overview

Plan NameUNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN
Plan identification number 002

UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIVERSITY PHYSICIANS ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY PHYSICIANS ASSOCIATES
Employer identification number (EIN):611250153
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01
0022015-01-01
0022014-01-01DARRELL GRIFFITH2015-05-27
0022013-01-01DARRELL GRIFFITH2014-09-29
0022012-01-01JONATHON D. ARRINGTON
0022011-01-01JONATHON D. ARRINGTON
0022010-01-01PAMELA ANDERSON
0022009-01-01PAMELA ANDERSON
0022009-01-01PAMELA ANDERSON
0022009-01-01PAMELA ANDERSON
0022009-01-01PAMELA ANDERSON
0022009-01-01PAMELA ANDERSON
0022009-01-01PAMELA ANDERSON

Plan Statistics for UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN

401k plan membership statisitcs for UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN

Measure Date Value
2012: UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01171
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0171
Total of all active and inactive participants2012-01-0171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0171
Number of participants with account balances2012-01-0171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01164
Total number of active participants reported on line 7a of the Form 55002011-01-0169
Number of other retired or separated participants entitled to future benefits2011-01-01102
Total of all active and inactive participants2011-01-01171
Total participants2011-01-01171
Number of participants with account balances2011-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01153
Total number of active participants reported on line 7a of the Form 55002010-01-01120
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0144
Total of all active and inactive participants2010-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01164
Number of participants with account balances2010-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01145
Total number of active participants reported on line 7a of the Form 55002009-01-01109
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0144
Total of all active and inactive participants2009-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01153
Number of participants with account balances2009-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN

Measure Date Value
2012 : UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$7,299
Total transfer of assets from this plan2012-12-31$29,700
Total income from all sources (including contributions)2012-12-31$149,907
Total of all expenses incurred2012-12-31$758,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$742,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$54,212
Value of total assets at end of year2012-12-31$624,847
Value of total assets at beginning of year2012-12-31$1,255,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$15,558
Total interest from all sources2012-12-31$1,150
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$13,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$13,107
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$46,682
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$30,331
Participant contributions at end of year2012-12-31$30
Participant contributions at beginning of year2012-12-31$1,687
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$7,530
Administrative expenses (other) incurred2012-12-31$15,558
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-608,227
Value of net assets at end of year (total assets less liabilities)2012-12-31$624,847
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,255,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$614,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,992
Value of interest in pooled separate accounts at end of year2012-12-31$571
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,207,759
Interest on participant loans2012-12-31$750
Interest earned on other investments2012-12-31$400
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$9,820
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$10,706
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$81,386
Net investment gain/loss from pooled separate accounts2012-12-31$52
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$742,576
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2012-12-31273858252
2011 : UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$333,948
Total of all expenses incurred2011-12-31$118,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$116,937
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$334,545
Value of total assets at end of year2011-12-31$1,255,475
Value of total assets at beginning of year2011-12-31$1,040,521
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,057
Total interest from all sources2011-12-31$5,617
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$329,396
Participant contributions at end of year2011-12-31$30,331
Participant contributions at beginning of year2011-12-31$29,100
Participant contributions at end of year2011-12-31$1,687
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$5,149
Administrative expenses (other) incurred2011-12-31$2,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$214,954
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,255,475
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,040,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,992
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,141
Value of interest in pooled separate accounts at end of year2011-12-31$1,207,759
Value of interest in pooled separate accounts at beginning of year2011-12-31$732,715
Interest on participant loans2011-12-31$829
Interest earned on other investments2011-12-31$4,788
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$10,706
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$273,565
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-149
Net investment gain/loss from pooled separate accounts2011-12-31$-6,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$116,937
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2011-12-31273858252
2010 : UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$273,074
Total of all expenses incurred2010-12-31$114,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$112,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$161,566
Value of total assets at end of year2010-12-31$1,040,521
Value of total assets at beginning of year2010-12-31$882,387
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,315
Total interest from all sources2010-12-31$7,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$161,566
Participant contributions at end of year2010-12-31$29,100
Participant contributions at beginning of year2010-12-31$17,648
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$850,745
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$2,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$158,134
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,040,521
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$882,387
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,141
Value of interest in pooled separate accounts at end of year2010-12-31$732,715
Value of interest in pooled separate accounts at beginning of year2010-12-31$405
Interest on participant loans2010-12-31$615
Interest earned on other investments2010-12-31$6,527
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$273,565
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$13,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$521
Net investment gain/loss from pooled separate accounts2010-12-31$103,845
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$112,625
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2010-12-31273858252
2009 : UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN

2012: UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSITY PHYSICIANS ASSOCIATES 403B PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368872
Policy instance 1
Insurance contract or identification number368872
Number of Individuals Covered12
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802234
Policy instance 1
Insurance contract or identification number802234
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-09-30
Total amount of commissions paid to insurance brokerUSD $2,051
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368872
Policy instance 2
Insurance contract or identification number368872
Number of Individuals Covered12
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807983
Policy instance 3
Insurance contract or identification number807983
Number of Individuals Covered144
Insurance policy start date2011-10-01
Insurance policy end date2011-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number802234
Policy instance 1
Insurance contract or identification number802234
Number of Individuals Covered155
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,271
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number368872
Policy instance 2
Insurance contract or identification number368872
Number of Individuals Covered12
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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