401k Plan data: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST plan

SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 401k Plan overview

Plan Name	SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST
Plan identification number	001

SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

SURGICAL ASSOCIATES, L.L.P. has sponsored the creation of one or more 401k plans.

Company Name: SURGICAL ASSOCIATES, L.L.P.

Employer identification number (EIN): 741735431

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about SURGICAL ASSOCIATES, L.L.P.

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities

Incorporation Date: 2000-02-18

Company Identification Number: 237857

Legal Registered Office Address: 6701 WESTOWN PKWY STE 100

WEST DES MOINES
United States of America (USA)
50266

More information about SURGICAL ASSOCIATES, L.L.P.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 STEVEN VELA 2023-03-23 STEVEN VELA 2023-03-23
001 2021-01-01 STEVEN VELA 2022-04-05 STEVEN VELA 2022-04-05
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 STEVEN VELA, M.D. STEVEN VELA, M.D. 2018-05-23
001 2016-01-01 STEVEN VELA, MD STEVEN VELA, MD 2017-08-03
001 2015-01-01 STEVEN VELA, M.D. STEVEN VELA, M.D. 2016-05-17
001 2014-01-01 STEVEN VELA STEVEN VELA 2015-06-15
001 2013-01-01 STEVEN VELA STEVEN VELA 2014-09-08
001 2012-01-01 STEVEN A. VELA, M.D. STEVEN A. VELA, M.D. 2013-05-07
001 2011-01-01 STEVEN A. VELA, M.D. STEVEN A. VELA, M.D. 2012-05-03
001 2009-01-01 CHARLES VOLK

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	STEVEN VELA	2023-03-23	STEVEN VELA	2023-03-23
001	2021-01-01	STEVEN VELA	2022-04-05	STEVEN VELA	2022-04-05
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	STEVEN VELA, M.D.		STEVEN VELA, M.D.	2018-05-23
001	2016-01-01	STEVEN VELA, MD		STEVEN VELA, MD	2017-08-03
001	2015-01-01	STEVEN VELA, M.D.		STEVEN VELA, M.D.	2016-05-17
001	2014-01-01	STEVEN VELA		STEVEN VELA	2015-06-15
001	2013-01-01	STEVEN VELA		STEVEN VELA	2014-09-08
001	2012-01-01	STEVEN A. VELA, M.D.		STEVEN A. VELA, M.D.	2013-05-07
001	2011-01-01	STEVEN A. VELA, M.D.		STEVEN A. VELA, M.D.	2012-05-03
001	2009-01-01	CHARLES VOLK

Plan Statistics for SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST

401k plan membership statisitcs for SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST

Measure Date Value
2020: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 27
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 21
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 3
Total of all active and inactive participants 2020-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 24
Number of participants with account balances 2020-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 2
2019: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 20
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 4
Total of all active and inactive participants 2019-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 24
Number of participants with account balances 2019-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 15
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 7
Total of all active and inactive participants 2018-01-01 22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 22
Number of participants with account balances 2018-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 14
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 7
Total of all active and inactive participants 2017-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 21
Number of participants with account balances 2017-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 3
2016: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 15
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 8
Total of all active and inactive participants 2016-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 23
Number of participants with account balances 2016-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 18
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 5
Total of all active and inactive participants 2015-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 23
Number of participants with account balances 2015-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 18
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 8
Total of all active and inactive participants 2014-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 26
Number of participants with account balances 2014-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 17
Number of other retired or separated participants entitled to future benefits 2013-01-01 6
Total of all active and inactive participants 2013-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 23
Number of participants with account balances 2013-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 16
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 7
Total of all active and inactive participants 2012-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 23
Number of participants with account balances 2012-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 13
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 7
Total of all active and inactive participants 2011-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 20
Number of participants with account balances 2011-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 13
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 14
Number of participants with account balances 2009-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2020: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	27
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	21
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	3
Total of all active and inactive participants	2020-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	24
Number of participants with account balances	2020-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	2
2019: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	20
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	4
Total of all active and inactive participants	2019-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	24
Number of participants with account balances	2019-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	15
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	7
Total of all active and inactive participants	2018-01-01	22
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	22
Number of participants with account balances	2018-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	14
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	7
Total of all active and inactive participants	2017-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	21
Number of participants with account balances	2017-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	3
2016: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	15
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	8
Total of all active and inactive participants	2016-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	23
Number of participants with account balances	2016-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	18
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	5
Total of all active and inactive participants	2015-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	23
Number of participants with account balances	2015-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	18
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	8
Total of all active and inactive participants	2014-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	26
Number of participants with account balances	2014-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	17
Number of other retired or separated participants entitled to future benefits	2013-01-01	6
Total of all active and inactive participants	2013-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	23
Number of participants with account balances	2013-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	16
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	7
Total of all active and inactive participants	2012-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	23
Number of participants with account balances	2012-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	13
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	7
Total of all active and inactive participants	2011-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	20
Number of participants with account balances	2011-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	13
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	14
Number of participants with account balances	2009-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST

Measure	Date	Value
2020 : SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2020 401k financial data
Total plan liabilities at beginning of year	2020-12-31	$1,678
Total income from all sources	2020-12-31	$650,944
Expenses. Total of all expenses incurred	2020-12-31	$60,978
Benefits paid (including direct rollovers)	2020-12-31	$32,496
Total plan assets at end of year	2020-12-31	$7,322,327
Total plan assets at beginning of year	2020-12-31	$6,734,039
Value of fidelity bond covering the plan	2020-12-31	$500,000
Total contributions received or receivable from participants	2020-12-31	$135,678
Assets. Value of loans (other than to participants)	2020-12-31	$1,892
Other income received	2020-12-31	$275,008
Net income (gross income less expenses)	2020-12-31	$589,966
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$7,322,327
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$6,732,361
Assets. Value of participant loans	2020-12-31	$4,200
Total contributions received or receivable from employer(s)	2020-12-31	$240,258
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$28,482
2019 : SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2019 401k financial data
Total plan liabilities at end of year	2019-12-31	$1,678
Total plan liabilities at beginning of year	2019-12-31	$2,660
Total income from all sources	2019-12-31	$1,307,720
Expenses. Total of all expenses incurred	2019-12-31	$199,994
Benefits paid (including direct rollovers)	2019-12-31	$173,499
Total plan assets at end of year	2019-12-31	$6,734,039
Total plan assets at beginning of year	2019-12-31	$5,627,295
Value of fidelity bond covering the plan	2019-12-31	$500,000
Total contributions received or receivable from participants	2019-12-31	$126,040
Assets. Value of loans (other than to participants)	2019-12-31	$24,594
Other income received	2019-12-31	$944,686
Net income (gross income less expenses)	2019-12-31	$1,107,726
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$6,732,361
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$5,624,635
Assets. Value of participant loans	2019-12-31	$531
Total contributions received or receivable from employer(s)	2019-12-31	$236,994
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$26,495
2018 : SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2018 401k financial data
Total plan liabilities at end of year	2018-12-31	$2,660
Total plan liabilities at beginning of year	2018-12-31	$42,276
Total income from all sources	2018-12-31	$-44,316
Expenses. Total of all expenses incurred	2018-12-31	$71,638
Benefits paid (including direct rollovers)	2018-12-31	$46,874
Total plan assets at end of year	2018-12-31	$5,627,295
Total plan assets at beginning of year	2018-12-31	$5,782,865
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$118,796
Assets. Value of loans (other than to participants)	2018-12-31	$45,405
Other income received	2018-12-31	$-405,588
Net income (gross income less expenses)	2018-12-31	$-115,954
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$5,624,635
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$5,740,589
Assets. Value of participant loans	2018-12-31	$2,058
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2018-12-31	$39
Total contributions received or receivable from employer(s)	2018-12-31	$242,476
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$24,764
2017 : SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$42,276
Total plan liabilities at beginning of year	2017-12-31	$52,843
Total income from all sources	2017-12-31	$1,141,043
Expenses. Total of all expenses incurred	2017-12-31	$79,940
Benefits paid (including direct rollovers)	2017-12-31	$39,522
Total plan assets at end of year	2017-12-31	$5,782,865
Total plan assets at beginning of year	2017-12-31	$4,732,329
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$118,377
Assets. Value of loans (other than to participants)	2017-12-31	$68,107
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$22,526
Other income received	2017-12-31	$808,561
Net income (gross income less expenses)	2017-12-31	$1,061,103
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$5,740,589
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$4,679,486
Assets. Value of participant loans	2017-12-31	$3,313
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2017-12-31	$39
Total contributions received or receivable from employer(s)	2017-12-31	$191,579
Value of corrective distributions	2017-12-31	$18,437
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$21,981
2016 : SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$52,843
Total income from all sources	2016-12-31	$364,658
Expenses. Total of all expenses incurred	2016-12-31	$120,780
Benefits paid (including direct rollovers)	2016-12-31	$120,780
Total plan assets at end of year	2016-12-31	$4,732,329
Total plan assets at beginning of year	2016-12-31	$4,435,608
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$120,409
Other income received	2016-12-31	$16,805
Net income (gross income less expenses)	2016-12-31	$243,878
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$4,679,486
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$4,435,608
Assets. Value of participant loans	2016-12-31	$9,541
Assets. Value of real-estate (other than employer real property)	2016-12-31	$92,701
Total contributions received or receivable from employer(s)	2016-12-31	$227,444
2015 : SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2015 401k financial data
Total income from all sources	2015-12-31	$290,433
Expenses. Total of all expenses incurred	2015-12-31	$61,345
Benefits paid (including direct rollovers)	2015-12-31	$61,345
Total plan assets at end of year	2015-12-31	$4,435,608
Total plan assets at beginning of year	2015-12-31	$4,206,520
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$115,038
Other income received	2015-12-31	$-39,867
Net income (gross income less expenses)	2015-12-31	$229,088
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$4,435,608
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$4,206,520
Assets. Value of participant loans	2015-12-31	$15,576
Assets. Value of real-estate (other than employer real property)	2015-12-31	$121,927
Total contributions received or receivable from employer(s)	2015-12-31	$215,262
2014 : SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2014 401k financial data
Total income from all sources	2014-12-31	$463,302
Expenses. Total of all expenses incurred	2014-12-31	$43,324
Benefits paid (including direct rollovers)	2014-12-31	$43,324
Total plan assets at end of year	2014-12-31	$4,206,520
Total plan assets at beginning of year	2014-12-31	$3,786,542
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$110,153
Other income received	2014-12-31	$139,578
Net income (gross income less expenses)	2014-12-31	$419,978
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$4,206,520
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$3,786,542
Assets. Value of participant loans	2014-12-31	$0
Assets. Value of real-estate (other than employer real property)	2014-12-31	$115,034
Total contributions received or receivable from employer(s)	2014-12-31	$213,571
2013 : SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2013 401k financial data
Total income from all sources	2013-12-31	$757,361
Expenses. Total of all expenses incurred	2013-12-31	$25,694
Benefits paid (including direct rollovers)	2013-12-31	$25,694
Total plan assets at end of year	2013-12-31	$3,786,542
Total plan assets at beginning of year	2013-12-31	$3,054,875
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$103,329
Contributions received from other sources (not participants or employers)	2013-12-31	$67,445
Other income received	2013-12-31	$384,628
Net income (gross income less expenses)	2013-12-31	$731,667
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,786,542
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,054,875
Assets. Value of participant loans	2013-12-31	$11,529
Assets. Value of real-estate (other than employer real property)	2013-12-31	$118,984
Total contributions received or receivable from employer(s)	2013-12-31	$201,959
2012 : SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2012 401k financial data
Total plan liabilities at beginning of year	2012-12-31	$371
Total income from all sources	2012-12-31	$584,904
Expenses. Total of all expenses incurred	2012-12-31	$50,508
Benefits paid (including direct rollovers)	2012-12-31	$50,508
Total plan assets at end of year	2012-12-31	$3,054,875
Total plan assets at beginning of year	2012-12-31	$2,520,850
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$81,846
Other income received	2012-12-31	$335,929
Net income (gross income less expenses)	2012-12-31	$534,396
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,054,875
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,520,479
Assets. Value of participant loans	2012-12-31	$22,296
Assets. Value of real-estate (other than employer real property)	2012-12-31	$117,392
Total contributions received or receivable from employer(s)	2012-12-31	$167,129
2011 : SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$371
Total income from all sources	2011-12-31	$1,291,489
Expenses. Total of all expenses incurred	2011-12-31	$134,788
Benefits paid (including direct rollovers)	2011-12-31	$128,598
Total plan assets at end of year	2011-12-31	$2,520,850
Total plan assets at beginning of year	2011-12-31	$1,363,778
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$75,798
Contributions received from other sources (not participants or employers)	2011-12-31	$923,362
Other income received	2011-12-31	$143,119
Net income (gross income less expenses)	2011-12-31	$1,156,701
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,520,479
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,363,778
Assets. Value of participant loans	2011-12-31	$33,274
Assets. Value of real-estate (other than employer real property)	2011-12-31	$131,595
Total contributions received or receivable from employer(s)	2011-12-31	$149,210
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$6,190
2010 : SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$305,269
Expenses. Total of all expenses incurred	2010-12-31	$126,330
Benefits paid (including direct rollovers)	2010-12-31	$113,233
Total plan assets at end of year	2010-12-31	$1,363,778
Total plan assets at beginning of year	2010-12-31	$1,184,839
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$84,592
Other income received	2010-12-31	$66,432
Net income (gross income less expenses)	2010-12-31	$178,939
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,363,778
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,184,839
Assets. Value of participant loans	2010-12-31	$85,683
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$25,866
Total contributions received or receivable from employer(s)	2010-12-31	$154,245
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$13,097

Form 5500 Responses for SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST

2020: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SURGICAL ASSOCIATES, LLP RETIREMENT PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

39108

Policy instance

Insurance contract or identification number	39108
Number of Individuals Covered	0
Insurance policy start date	2011-01-01
Insurance policy end date	2011-08-29
Total amount of commissions paid to insurance broker	USD $4,666
Total amount of fees paid to insurance company	USD $583

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

39108

Policy instance

Insurance contract or identification number	39108
Number of Individuals Covered	15
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $4,386
Total amount of fees paid to insurance company	USD $950
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,386
Insurance broker organization code?	4
Amount paid for insurance broker fees	907
Additional information about fees paid to insurance broker	TPA FEES AND COMPENSATION
Insurance broker name	VANGUARD GROUP, INC.

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Company Name:	SURGICAL ASSOCIATES, L.L.P.
Employer identification number (EIN):	741735431
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	Iowa Secretary of State Business Entities
Incorporation Date:	2000-02-18
Company Identification Number:	237857
Legal Registered Office Address:	6701 WESTOWN PKWY STE 100 WEST DES MOINES United States of America (USA) 50266