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SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 401k Plan overview

Plan NameSHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES
Plan identification number 003

SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALLIED ALUMINA, LLC has sponsored the creation of one or more 401k plans.

Company Name:ALLIED ALUMINA, LLC
Employer identification number (EIN):742979536
NAIC Classification:331310

Additional information about ALLIED ALUMINA, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3301332

More information about ALLIED ALUMINA, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032016-01-01MICHELE MORCK
0032015-01-01STEPHEN CATHRINER
0032014-01-01STEPHEN CATHRINER
0032013-01-01STEPHEN CATHRINER
0032012-01-01STEPHEN CATHRINER
0032011-01-01STEPHEN CATHRINER
0032009-01-01STEPHEN CATHRINER STEPHEN CATHRINER2010-10-08

Plan Statistics for SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES

401k plan membership statisitcs for SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES

Measure Date Value
2016: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2016 401k membership
Total participants, beginning-of-year2016-01-01201
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2015 401k membership
Total participants, beginning-of-year2015-01-01191
Total number of active participants reported on line 7a of the Form 55002015-01-01159
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0141
Total of all active and inactive participants2015-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01201
Number of participants with account balances2015-01-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110
2014: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2014 401k membership
Total participants, beginning-of-year2014-01-01189
Total number of active participants reported on line 7a of the Form 55002014-01-01156
Number of other retired or separated participants entitled to future benefits2014-01-0134
Total of all active and inactive participants2014-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01191
Number of participants with account balances2014-01-01184
2013: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-01-01182
Total number of active participants reported on line 7a of the Form 55002013-01-01145
Number of other retired or separated participants entitled to future benefits2013-01-0143
Total of all active and inactive participants2013-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01189
Number of participants with account balances2013-01-01181
2012: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-01-01183
Total number of active participants reported on line 7a of the Form 55002012-01-01144
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0146
Total of all active and inactive participants2012-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01190
Number of participants with account balances2012-01-01182
2011: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-01-01179
Total number of active participants reported on line 7a of the Form 55002011-01-01140
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0142
Total of all active and inactive participants2011-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01183
Number of participants with account balances2011-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-01-01179
Total number of active participants reported on line 7a of the Form 55002009-01-01131
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0143
Total of all active and inactive participants2009-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01174
Number of participants with account balances2009-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES

Measure Date Value
2016 : SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,843,764
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$22,002,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$21,949,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,640,723
Value of total assets at end of year2016-12-31$0
Value of total assets at beginning of year2016-12-31$19,158,371
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$53,025
Total interest from all sources2016-12-31$13,838
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$165,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$165,102
Administrative expenses professional fees incurred2016-12-31$53,025
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$912,133
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$396,616
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$101,235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-19,158,371
Value of net assets at end of year (total assets less liabilities)2016-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,158,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$16,066,055
Interest on participant loans2016-12-31$13,838
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$2,004,254
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$998,658
Net investment gain or loss from common/collective trusts2016-12-31$25,443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$136,058
Contributions received in cash from employer2016-12-31$728,590
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$454,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$21,949,110
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$129,524
Total income from all sources (including contributions)2015-12-31$2,430,263
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,849,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,707,636
Value of total corrective distributions2015-12-31$113,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,895,388
Value of total assets at end of year2015-12-31$19,158,371
Value of total assets at beginning of year2015-12-31$18,707,268
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$28,500
Total interest from all sources2015-12-31$16,326
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$734,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$734,452
Administrative expenses professional fees incurred2015-12-31$28,500
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,415,582
Participant contributions at end of year2015-12-31$396,616
Participant contributions at beginning of year2015-12-31$332,093
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$174,976
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$14,682
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$129,524
Total non interest bearing cash at end of year2015-12-31$101,235
Total non interest bearing cash at beginning of year2015-12-31$80,611
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$580,627
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,158,371
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,577,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$16,066,055
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$16,575,453
Interest on participant loans2015-12-31$16,326
Value of interest in common/collective trusts at end of year2015-12-31$2,004,254
Value of interest in common/collective trusts at beginning of year2015-12-31$1,054,993
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,215,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$136,058
Assets. Invements in employer securities at beginning of year2015-12-31$213,274
Contributions received in cash from employer2015-12-31$1,304,830
Employer contributions (assets) at end of year2015-12-31$454,153
Employer contributions (assets) at beginning of year2015-12-31$436,162
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,707,636
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2015-12-31410746749
2014 : SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$206,688
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$129,524
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,621,565
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,842,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,824,103
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,585,901
Value of total assets at end of year2014-12-31$18,707,268
Value of total assets at beginning of year2014-12-31$16,591,608
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$18,014
Total interest from all sources2014-12-31$16,537
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$793,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$793,305
Administrative expenses professional fees incurred2014-12-31$18,014
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,294,096
Participant contributions at end of year2014-12-31$332,093
Participant contributions at beginning of year2014-12-31$372,256
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$14,682
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$129,524
Total non interest bearing cash at end of year2014-12-31$80,611
Total non interest bearing cash at beginning of year2014-12-31$65,583
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,779,448
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,577,744
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$16,591,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$16,575,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$14,826,919
Interest on participant loans2014-12-31$16,537
Value of interest in common/collective trusts at end of year2014-12-31$1,054,993
Value of interest in common/collective trusts at beginning of year2014-12-31$1,169,691
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$212,739
Net investment gain or loss from common/collective trusts2014-12-31$13,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$213,274
Assets. Invements in employer securities at beginning of year2014-12-31$157,159
Contributions received in cash from employer2014-12-31$1,291,805
Employer contributions (assets) at end of year2014-12-31$436,162
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,824,103
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KFMR KATZ,FERARRO,MCCURTYR, PC
Accountancy firm EIN2014-12-31251839959
2013 : SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$53,115
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,559
Total income from all sources (including contributions)2013-12-31$4,546,973
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,133,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,084,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,167,704
Value of total assets at end of year2013-12-31$16,591,608
Value of total assets at beginning of year2013-12-31$13,126,288
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$48,426
Total interest from all sources2013-12-31$14,850
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$448,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$448,386
Administrative expenses professional fees incurred2013-12-31$48,426
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,133,958
Participant contributions at end of year2013-12-31$372,256
Participant contributions at beginning of year2013-12-31$310,051
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$527,807
Other income not declared elsewhere2013-12-31$853
Total non interest bearing cash at end of year2013-12-31$65,583
Total non interest bearing cash at beginning of year2013-12-31$70,249
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,413,764
Value of net assets at end of year (total assets less liabilities)2013-12-31$16,591,608
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,124,729
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$14,826,919
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$11,118,006
Interest on participant loans2013-12-31$14,850
Value of interest in common/collective trusts at end of year2013-12-31$1,169,691
Value of interest in common/collective trusts at beginning of year2013-12-31$1,426,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,895,657
Net investment gain or loss from common/collective trusts2013-12-31$19,523
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$505,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,084,783
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$157,159
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$201,456
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$1,559
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KFMR KATZ,FERARRO,MCMURTRY, PC
Accountancy firm EIN2013-12-31251839959
2012 : SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$51,902
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,559
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,217,080
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,526,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,469,231
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,776,452
Value of total assets at end of year2012-12-31$13,126,288
Value of total assets at beginning of year2012-12-31$11,382,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$57,390
Total interest from all sources2012-12-31$18,370
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$322,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$322,427
Administrative expenses professional fees incurred2012-12-31$57,390
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,078,514
Participant contributions at end of year2012-12-31$310,051
Participant contributions at beginning of year2012-12-31$407,218
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$231,579
Total non interest bearing cash at end of year2012-12-31$70,249
Total non interest bearing cash at beginning of year2012-12-31$64,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,690,459
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,124,729
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$11,382,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$11,118,006
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,411,393
Interest on participant loans2012-12-31$18,370
Value of interest in common/collective trusts at end of year2012-12-31$1,426,526
Value of interest in common/collective trusts at beginning of year2012-12-31$1,223,595
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,077,302
Net investment gain or loss from common/collective trusts2012-12-31$22,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$0
Contributions received in cash from employer2012-12-31$466,359
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$22,408
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,469,231
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$201,456
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$253,730
Liabilities. Value of benefit claims payable at end of year2012-12-31$1,559
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KATZ,FERARRO, MCMURTRY, PC
Accountancy firm EIN2012-12-31251839959
2011 : SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$90,601
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,166
Total income from all sources (including contributions)2011-12-31$1,200,434
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$608,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$572,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,445,447
Value of total assets at end of year2011-12-31$11,382,368
Value of total assets at beginning of year2011-12-31$10,706,287
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$36,664
Total interest from all sources2011-12-31$17,315
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$263,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$263,066
Administrative expenses professional fees incurred2011-12-31$36,664
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,005,276
Participant contributions at end of year2011-12-31$407,218
Participant contributions at beginning of year2011-12-31$352,100
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$1,289
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$6,166
Total non interest bearing cash at end of year2011-12-31$64,024
Total non interest bearing cash at beginning of year2011-12-31$11,901
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$591,646
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,382,368
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,700,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,411,393
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,748,900
Interest on participant loans2011-12-31$17,271
Value of interest in common/collective trusts at end of year2011-12-31$1,223,595
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,155,482
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,155,482
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$44
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-525,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$440,171
Employer contributions (assets) at end of year2011-12-31$22,408
Employer contributions (assets) at beginning of year2011-12-31$1,313
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$572,124
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$253,730
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$435,302
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KATZ, FERARRO, MCMURTRY, PC
Accountancy firm EIN2011-12-31251839959
2010 : SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$762,091
Total transfer of assets from this plan2010-12-31$123,506
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,166
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,168,054
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,554,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,522,692
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,153,650
Value of total assets at end of year2010-12-31$10,706,287
Value of total assets at beginning of year2010-12-31$9,447,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$31,516
Total interest from all sources2010-12-31$10,520
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$141,121
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$141,121
Administrative expenses professional fees incurred2010-12-31$31,516
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$774,967
Participant contributions at end of year2010-12-31$352,100
Participant contributions at beginning of year2010-12-31$147,172
Participant contributions at end of year2010-12-31$1,289
Participant contributions at beginning of year2010-12-31$22,369
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$9,138
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$1,158
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$820
Liabilities. Value of operating payables at end of year2010-12-31$6,166
Total non interest bearing cash at end of year2010-12-31$11,901
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$613,846
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,700,121
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,447,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,748,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,743,297
Interest on participant loans2010-12-31$10,520
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$20,074
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,155,482
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$861,943
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$369,545
Employer contributions (assets) at end of year2010-12-31$1,313
Employer contributions (assets) at beginning of year2010-12-31$10,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,522,692
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$435,302
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$502,846
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KATZ, FERARRO, MCMURTRY, PC
Accountancy firm EIN2010-12-31251839959
2009 : SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES

2016: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SHERWIN ALUMINA SAVINGS PLAN FOR SALARIED EMPLOYEES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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