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SURGICAL ASSOCIATES 401K PLAN 401k Plan overview

Plan NameSURGICAL ASSOCIATES 401K PLAN
Plan identification number 001

SURGICAL ASSOCIATES 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

SURGICAL ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:SURGICAL ASSOCIATES
Employer identification number (EIN):751720263
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SURGICAL ASSOCIATES 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01JOHN GONDOLF2013-07-05
0012011-01-01JOHN GONDOLF
0012010-01-01JOHN GONDOLF
0012009-01-01JOHN GONDOLF

Plan Statistics for SURGICAL ASSOCIATES 401K PLAN

401k plan membership statisitcs for SURGICAL ASSOCIATES 401K PLAN

Measure Date Value
2011: SURGICAL ASSOCIATES 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0116
Total number of active participants reported on line 7a of the Form 55002011-01-0116
Total of all active and inactive participants2011-01-0116
Total participants2011-01-0116
Number of participants with account balances2011-01-018
2010: SURGICAL ASSOCIATES 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0114
Total number of active participants reported on line 7a of the Form 55002010-01-0115
Total of all active and inactive participants2010-01-0115
Total participants2010-01-0115
Number of participants with account balances2010-01-018
2009: SURGICAL ASSOCIATES 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0114
Total number of active participants reported on line 7a of the Form 55002009-01-0114
Total of all active and inactive participants2009-01-0114
Total participants2009-01-0114
Number of participants with account balances2009-01-019

Financial Data on SURGICAL ASSOCIATES 401K PLAN

Measure Date Value
2011 : SURGICAL ASSOCIATES 401K PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$4,809
Expenses. Total of all expenses incurred2011-12-31$1,644
Benefits paid (including direct rollovers)2011-12-31$1,518
Total plan assets at end of year2011-12-31$118,437
Total plan assets at beginning of year2011-12-31$115,272
Total contributions received or receivable from participants2011-12-31$5,540
Expenses. Other expenses not covered elsewhere2011-12-31$126
Other income received2011-12-31$-731
Net income (gross income less expenses)2011-12-31$3,165
Net plan assets at end of year (total assets less liabilities)2011-12-31$118,437
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$115,272
Assets. Value of participant loans2011-12-31$26,100
Total contributions received or receivable from employer(s)2011-12-31$0
2010 : SURGICAL ASSOCIATES 401K PLAN 2010 401k financial data
Total income from all sources2010-12-31$13,259
Expenses. Total of all expenses incurred2010-12-31$3,220
Benefits paid (including direct rollovers)2010-12-31$3,026
Total plan assets at end of year2010-12-31$115,272
Total plan assets at beginning of year2010-12-31$105,233
Total contributions received or receivable from participants2010-12-31$4,250
Expenses. Other expenses not covered elsewhere2010-12-31$194
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$9,009
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$10,039
Net plan assets at end of year (total assets less liabilities)2010-12-31$115,272
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$105,233
Assets. Value of participant loans2010-12-31$8,542
Total contributions received or receivable from employer(s)2010-12-31$0

Form 5500 Responses for SURGICAL ASSOCIATES 401K PLAN

2011: SURGICAL ASSOCIATES 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: SURGICAL ASSOCIATES 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: SURGICAL ASSOCIATES 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number56788
Policy instance 1
Insurance contract or identification number56788
Number of Individuals Covered8
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $90
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number56788
Policy instance 1
Insurance contract or identification number56788
Number of Individuals Covered8
Insurance policy start date2010-01-01
Insurance policy end date2010-12-21
Total amount of commissions paid to insurance brokerUSD $74
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $74
Insurance broker organization code?3
Insurance broker nameJONES-BIRKES, CAROL

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