PATRICK O'CONNOR & ASSOCIATES LP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST
401k plan membership statisitcs for O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST
Measure | Date | Value |
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2022 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-415,749 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $260,537 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $205,485 |
Value of total corrective distributions | 2022-12-31 | $45,692 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,010,642 |
Value of total assets at end of year | 2022-12-31 | $7,667,493 |
Value of total assets at beginning of year | 2022-12-31 | $8,343,779 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $9,360 |
Total interest from all sources | 2022-12-31 | $22,721 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $730,189 |
Participant contributions at end of year | 2022-12-31 | $146,430 |
Participant contributions at beginning of year | 2022-12-31 | $141,352 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $141,794 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-676,286 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $7,667,493 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $8,343,779 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $6,337,916 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $6,979,851 |
Interest on participant loans | 2022-12-31 | $5,265 |
Interest earned on other investments | 2022-12-31 | $17,456 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $1,183,147 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $1,222,576 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-1,449,112 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $138,659 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $205,485 |
Contract administrator fees | 2022-12-31 | $9,360 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | ARMANINO LLP |
Accountancy firm EIN | 2022-12-31 | 946214841 |
2021 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $1,686,872 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $189,216 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $124,209 |
Value of total corrective distributions | 2021-12-31 | $56,978 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $690,539 |
Value of total assets at end of year | 2021-12-31 | $8,343,779 |
Value of total assets at beginning of year | 2021-12-31 | $6,846,123 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $8,029 |
Total interest from all sources | 2021-12-31 | $20,041 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $631,298 |
Participant contributions at end of year | 2021-12-31 | $141,352 |
Participant contributions at beginning of year | 2021-12-31 | $134,352 |
Participant contributions at beginning of year | 2021-12-31 | $16,446 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,497,656 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $8,343,779 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $6,846,123 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $6,979,851 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $6,020,399 |
Interest on participant loans | 2021-12-31 | $6,027 |
Interest earned on other investments | 2021-12-31 | $14,014 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $1,222,576 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $674,926 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $976,292 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $59,241 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $124,209 |
Contract administrator fees | 2021-12-31 | $8,029 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | ARMANINO LLP |
Accountancy firm EIN | 2021-12-31 | 946214841 |
2020 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $1,223,284 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $399,756 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $295,122 |
Value of total corrective distributions | 2020-12-31 | $94,357 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $556,735 |
Value of total assets at end of year | 2020-12-31 | $6,846,123 |
Value of total assets at beginning of year | 2020-12-31 | $6,022,595 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $10,277 |
Total interest from all sources | 2020-12-31 | $24,126 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $556,735 |
Participant contributions at end of year | 2020-12-31 | $134,352 |
Participant contributions at beginning of year | 2020-12-31 | $173,732 |
Participant contributions at end of year | 2020-12-31 | $16,446 |
Participant contributions at beginning of year | 2020-12-31 | $20,682 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $823,528 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $6,846,123 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $6,022,595 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $6,020,399 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $5,215,925 |
Interest on participant loans | 2020-12-31 | $7,899 |
Interest earned on other investments | 2020-12-31 | $16,227 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $674,926 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $612,256 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $642,423 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $295,122 |
Contract administrator fees | 2020-12-31 | $10,277 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | ARMANINO LLP |
Accountancy firm EIN | 2020-12-31 | 946214841 |
2019 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $1,474,198 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $935,416 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $887,317 |
Value of total corrective distributions | 2019-12-31 | $30,238 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $453,569 |
Value of total assets at end of year | 2019-12-31 | $6,022,595 |
Value of total assets at beginning of year | 2019-12-31 | $5,483,813 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $17,861 |
Total interest from all sources | 2019-12-31 | $16,941 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $453,569 |
Participant contributions at end of year | 2019-12-31 | $173,732 |
Participant contributions at beginning of year | 2019-12-31 | $113,741 |
Participant contributions at end of year | 2019-12-31 | $20,682 |
Participant contributions at beginning of year | 2019-12-31 | $36,952 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $538,782 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $6,022,595 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $5,483,813 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $5,215,925 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $4,818,505 |
Interest on participant loans | 2019-12-31 | $6,610 |
Interest earned on other investments | 2019-12-31 | $10,331 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $612,256 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $506,319 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $1,003,688 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Employer contributions (assets) at beginning of year | 2019-12-31 | $8,296 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $887,317 |
Contract administrator fees | 2019-12-31 | $17,861 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BROWN SMITH WALLACE, LLP |
Accountancy firm EIN | 2019-12-31 | 431001367 |
2018 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $332,987 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $190,649 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $157,372 |
Value of total corrective distributions | 2018-12-31 | $24,278 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $656,034 |
Value of total assets at end of year | 2018-12-31 | $5,483,813 |
Value of total assets at beginning of year | 2018-12-31 | $5,341,475 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $8,999 |
Total interest from all sources | 2018-12-31 | $14,405 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $557,339 |
Participant contributions at end of year | 2018-12-31 | $113,741 |
Participant contributions at beginning of year | 2018-12-31 | $125,467 |
Participant contributions at end of year | 2018-12-31 | $36,952 |
Participant contributions at beginning of year | 2018-12-31 | $29,849 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $142,338 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $5,483,813 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $5,341,475 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $4,818,505 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $4,769,812 |
Interest on participant loans | 2018-12-31 | $6,114 |
Interest earned on other investments | 2018-12-31 | $8,291 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $506,319 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $410,370 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-337,452 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $98,695 |
Employer contributions (assets) at end of year | 2018-12-31 | $8,296 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $5,977 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $157,372 |
Contract administrator fees | 2018-12-31 | $8,999 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BROWN SMITH WALLACE, LLP |
Accountancy firm EIN | 2018-12-31 | 431001367 |
2017 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $19,032 |
Total income from all sources (including contributions) | 2017-12-31 | $1,131,804 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $305,219 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $300,423 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $4,032 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $443,476 |
Value of total assets at end of year | 2017-12-31 | $5,341,475 |
Value of total assets at beginning of year | 2017-12-31 | $4,533,922 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $764 |
Total interest from all sources | 2017-12-31 | $6,114 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $39,029 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $39,029 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $413,531 |
Participant contributions at end of year | 2017-12-31 | $125,467 |
Participant contributions at beginning of year | 2017-12-31 | $73,950 |
Participant contributions at end of year | 2017-12-31 | $29,849 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $2,095 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $16,715 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $19,032 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $900 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $826,585 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $5,341,475 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $4,514,890 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $4,442,357 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $4,769,812 |
Interest on participant loans | 2017-12-31 | $3,466 |
Interest earned on other investments | 2017-12-31 | $1,516 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $1,132 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $410,370 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $494,469 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $148,716 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $27,850 |
Employer contributions (assets) at end of year | 2017-12-31 | $5,977 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $300,423 |
Contract administrator fees | 2017-12-31 | $764 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BROWN SMITH WALLACE, LLP |
Accountancy firm EIN | 2017-12-31 | 431001367 |
2016 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $234,166 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $234,166 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $19,032 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $19,422 |
Total income from all sources (including contributions) | 2016-12-31 | $669,139 |
Total loss/gain on sale of assets | 2016-12-31 | $-6,161 |
Total of all expenses incurred | 2016-12-31 | $483,428 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $462,042 |
Value of total corrective distributions | 2016-12-31 | $18,122 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $301,133 |
Value of total assets at end of year | 2016-12-31 | $4,533,922 |
Value of total assets at beginning of year | 2016-12-31 | $4,348,601 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,264 |
Total interest from all sources | 2016-12-31 | $3,372 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $136,629 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $136,629 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $301,133 |
Participant contributions at end of year | 2016-12-31 | $73,950 |
Participant contributions at beginning of year | 2016-12-31 | $111,745 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $19,697 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $16,715 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $19,575 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $19,032 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $19,422 |
Administrative expenses (other) incurred | 2016-12-31 | $3,264 |
Total non interest bearing cash at end of year | 2016-12-31 | $900 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $1,139 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $185,711 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $4,514,890 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $4,329,179 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $4,442,357 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $4,216,142 |
Interest on participant loans | 2016-12-31 | $3,314 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $58 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $442,345 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $6,161 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BROWN SMITH WALLACE, LLP. |
Accountancy firm EIN | 2016-12-31 | 431001367 |
2015 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $19,422 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $230,026 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $982,684 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $973,408 |
Value of total corrective distributions | 2015-12-31 | $6,728 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $307,351 |
Value of total assets at end of year | 2015-12-31 | $4,348,601 |
Value of total assets at beginning of year | 2015-12-31 | $5,081,837 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $2,548 |
Total interest from all sources | 2015-12-31 | $4,238 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $183,938 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $183,938 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $307,351 |
Participant contributions at end of year | 2015-12-31 | $111,745 |
Participant contributions at beginning of year | 2015-12-31 | $116,649 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $19,575 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $16,161 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $19,422 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
Administrative expenses (other) incurred | 2015-12-31 | $2,548 |
Total non interest bearing cash at end of year | 2015-12-31 | $1,139 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-752,658 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $4,329,179 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $5,081,837 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $4,216,142 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $4,659,987 |
Interest on participant loans | 2015-12-31 | $4,201 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $289,040 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $289,040 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $37 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-265,501 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $973,408 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BROWN SMITH WALLACE, LLP. |
Accountancy firm EIN | 2015-12-31 | 431001367 |
2014 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $687,486 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $250,051 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $242,582 |
Value of total corrective distributions | 2014-12-31 | $5,282 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $342,238 |
Value of total assets at end of year | 2014-12-31 | $5,081,837 |
Value of total assets at beginning of year | 2014-12-31 | $4,644,402 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $2,187 |
Total interest from all sources | 2014-12-31 | $5,595 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $204,628 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $204,628 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $30,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $342,238 |
Participant contributions at end of year | 2014-12-31 | $116,649 |
Participant contributions at beginning of year | 2014-12-31 | $148,325 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $16,161 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $26,498 |
Administrative expenses (other) incurred | 2014-12-31 | $2,187 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $437,435 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $5,081,837 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $4,644,402 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $4,659,987 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $4,152,462 |
Income. Interest from loans (other than to participants) | 2014-12-31 | $5,564 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $289,040 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $317,117 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $317,117 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $31 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $135,025 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $242,582 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | RALPH & RALPH, P.C. |
Accountancy firm EIN | 2014-12-31 | 760473863 |
2013 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $1,171,773 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $158,315 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $155,105 |
Value of total corrective distributions | 2013-12-31 | $1,707 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $339,735 |
Value of total assets at end of year | 2013-12-31 | $4,644,402 |
Value of total assets at beginning of year | 2013-12-31 | $3,630,944 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,503 |
Total interest from all sources | 2013-12-31 | $6,915 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $185,491 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $185,491 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $30,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $339,735 |
Participant contributions at end of year | 2013-12-31 | $148,325 |
Participant contributions at beginning of year | 2013-12-31 | $165,021 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $26,498 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $15,401 |
Administrative expenses (other) incurred | 2013-12-31 | $1,503 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,013,458 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $4,644,402 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,630,944 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $4,152,462 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $3,066,626 |
Income. Interest from loans (other than to participants) | 2013-12-31 | $6,880 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $317,117 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $383,896 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $383,896 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $35 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $639,632 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $155,105 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | RALPH & RALPH, P.C. |
Accountancy firm EIN | 2013-12-31 | 760473863 |
2012 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $190,418 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $190,418 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $1,225 |
Total income from all sources (including contributions) | 2012-12-31 | $737,934 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $194,478 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $186,011 |
Value of total corrective distributions | 2012-12-31 | $5,011 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $350,759 |
Value of total assets at end of year | 2012-12-31 | $3,630,944 |
Value of total assets at beginning of year | 2012-12-31 | $3,088,713 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $3,456 |
Total interest from all sources | 2012-12-31 | $6,082 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $159,598 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $159,598 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $30,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $350,759 |
Participant contributions at end of year | 2012-12-31 | $165,021 |
Participant contributions at beginning of year | 2012-12-31 | $134,302 |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $15,401 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $12,801 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $1,225 |
Administrative expenses (other) incurred | 2012-12-31 | $3,456 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $543,456 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $3,630,944 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,087,488 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $3,066,626 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $2,634,763 |
Income. Interest from loans (other than to participants) | 2012-12-31 | $6,049 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $383,896 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $306,847 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $306,847 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $33 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $31,077 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $186,011 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | RALPH & RALPH, P.C. |
Accountancy firm EIN | 2012-12-31 | 760473863 |
2011 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,225 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,152 |
Total income from all sources (including contributions) | 2011-12-31 | $279,250 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $165,565 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $131,367 |
Value of total corrective distributions | 2011-12-31 | $32,269 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $309,478 |
Value of total assets at end of year | 2011-12-31 | $3,088,713 |
Value of total assets at beginning of year | 2011-12-31 | $2,974,955 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,929 |
Total interest from all sources | 2011-12-31 | $5,344 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $77,278 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $77,278 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $30,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $309,478 |
Participant contributions at end of year | 2011-12-31 | $134,302 |
Participant contributions at beginning of year | 2011-12-31 | $125,018 |
Participant contributions at end of year | 2011-12-31 | $0 |
Participant contributions at beginning of year | 2011-12-31 | $34,472 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $12,801 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $19,601 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $1,225 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $1,152 |
Administrative expenses (other) incurred | 2011-12-31 | $1,929 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $113,685 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $3,087,488 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,973,803 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $2,634,763 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $2,547,134 |
Interest on participant loans | 2011-12-31 | $5,315 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $306,847 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $248,730 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $248,730 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $29 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-112,850 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $131,367 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | RALPH & RALPH, P.C. |
Accountancy firm EIN | 2011-12-31 | 760473863 |
2010 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2010 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $268,326 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $268,326 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,152 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $739,057 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $237,696 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $236,564 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $404,907 |
Value of total assets at end of year | 2010-12-31 | $2,974,955 |
Value of total assets at beginning of year | 2010-12-31 | $2,472,442 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,132 |
Total interest from all sources | 2010-12-31 | $5,083 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $51,360 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $30,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $370,435 |
Participant contributions at end of year | 2010-12-31 | $125,018 |
Participant contributions at beginning of year | 2010-12-31 | $92,128 |
Participant contributions at end of year | 2010-12-31 | $34,472 |
Participant contributions at beginning of year | 2010-12-31 | $14,431 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $19,601 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $1,152 |
Administrative expenses (other) incurred | 2010-12-31 | $1,132 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $501,361 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,973,803 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,472,442 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $2,547,134 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,134,673 |
Interest on participant loans | 2010-12-31 | $5,057 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $2,134,673 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $248,730 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $231,210 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $231,210 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $26 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $9,381 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $34,472 |
Income. Dividends from common stock | 2010-12-31 | $51,360 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $236,564 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | RALPH & RALPH, P.C. |
Accountancy firm EIN | 2010-12-31 | 760743863 |
2009 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |