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O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameO'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST
Plan identification number 001

O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PATRICK O'CONNOR & ASSOCIATES LP has sponsored the creation of one or more 401k plans.

Company Name:PATRICK O'CONNOR & ASSOCIATES LP
Employer identification number (EIN):760419951
NAIC Classification:531320
NAIC Description:Offices of Real Estate Appraisers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01KAYLA ASHBY2023-10-02
0012021-01-01KAYLA ASHBY2022-09-29
0012020-01-01KAYLA ASHBY2021-09-29
0012019-01-01KAYLA ASHBY2020-10-11
0012018-01-01KAYLA ASHBY2019-09-16
0012017-01-01
0012016-01-01AMY NEALY
0012015-01-01AMY NEALY
0012014-01-01AMY NEALY
0012013-01-01CINDY BUNGE
0012012-01-01SHEILA HESTER
0012011-01-01SHEILA HESTER
0012010-01-01SHEILA HESTER SHEILA HESTER2011-11-17
0012009-01-01KATHY RIGGS KATHY RIGGS2010-10-15
0012009-01-01SHEILA HESTER SHEILA HESTER2011-11-17

Plan Statistics for O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01142
Total number of active participants reported on line 7a of the Form 55002022-01-01103
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0134
Total of all active and inactive participants2022-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01137
Number of participants with account balances2022-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0110
2021: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01150
Total number of active participants reported on line 7a of the Form 55002021-01-0199
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0137
Total of all active and inactive participants2021-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01136
Number of participants with account balances2021-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01151
Total number of active participants reported on line 7a of the Form 55002020-01-01106
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0141
Total of all active and inactive participants2020-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01147
Number of participants with account balances2020-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01228
Total number of active participants reported on line 7a of the Form 55002019-01-01112
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0133
Total of all active and inactive participants2019-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01145
Number of participants with account balances2019-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0110
2018: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01204
Total number of active participants reported on line 7a of the Form 55002018-01-01191
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0133
Total of all active and inactive participants2018-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01225
Number of participants with account balances2018-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0131
2017: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01179
Total number of active participants reported on line 7a of the Form 55002017-01-01131
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0146
Total of all active and inactive participants2017-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01177
Number of participants with account balances2017-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01122
Total number of active participants reported on line 7a of the Form 55002016-01-01118
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0136
Total of all active and inactive participants2016-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01156
Number of participants with account balances2016-01-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01122
Total number of active participants reported on line 7a of the Form 55002015-01-0190
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0138
Total of all active and inactive participants2015-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01130
Number of participants with account balances2015-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01153
Total number of active participants reported on line 7a of the Form 55002014-01-0182
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0139
Total of all active and inactive participants2014-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01122
Number of participants with account balances2014-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01155
Total number of active participants reported on line 7a of the Form 55002013-01-01103
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0149
Total of all active and inactive participants2013-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01153
Number of participants with account balances2013-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01185
Total number of active participants reported on line 7a of the Form 55002012-01-01114
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0140
Total of all active and inactive participants2012-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01155
Number of participants with account balances2012-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01192
Total number of active participants reported on line 7a of the Form 55002011-01-01125
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0159
Total of all active and inactive participants2011-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01185
Number of participants with account balances2011-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-01210
Total number of active participants reported on line 7a of the Form 55002010-01-01155
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0136
Total of all active and inactive participants2010-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01192
Number of participants with account balances2010-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-017
2009: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01162
Total number of active participants reported on line 7a of the Form 55002009-01-01107
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0162
Total of all active and inactive participants2009-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01170
Number of participants with account balances2009-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0119

Financial Data on O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-415,749
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$260,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$205,485
Value of total corrective distributions2022-12-31$45,692
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,010,642
Value of total assets at end of year2022-12-31$7,667,493
Value of total assets at beginning of year2022-12-31$8,343,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$9,360
Total interest from all sources2022-12-31$22,721
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$730,189
Participant contributions at end of year2022-12-31$146,430
Participant contributions at beginning of year2022-12-31$141,352
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$141,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-676,286
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,667,493
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,343,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$6,337,916
Value of interest in pooled separate accounts at beginning of year2022-12-31$6,979,851
Interest on participant loans2022-12-31$5,265
Interest earned on other investments2022-12-31$17,456
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,183,147
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,222,576
Net investment gain/loss from pooled separate accounts2022-12-31$-1,449,112
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$138,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$205,485
Contract administrator fees2022-12-31$9,360
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ARMANINO LLP
Accountancy firm EIN2022-12-31946214841
2021 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,686,872
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$189,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$124,209
Value of total corrective distributions2021-12-31$56,978
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$690,539
Value of total assets at end of year2021-12-31$8,343,779
Value of total assets at beginning of year2021-12-31$6,846,123
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$8,029
Total interest from all sources2021-12-31$20,041
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$631,298
Participant contributions at end of year2021-12-31$141,352
Participant contributions at beginning of year2021-12-31$134,352
Participant contributions at beginning of year2021-12-31$16,446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,497,656
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,343,779
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,846,123
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$6,979,851
Value of interest in pooled separate accounts at beginning of year2021-12-31$6,020,399
Interest on participant loans2021-12-31$6,027
Interest earned on other investments2021-12-31$14,014
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,222,576
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$674,926
Net investment gain/loss from pooled separate accounts2021-12-31$976,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$59,241
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$124,209
Contract administrator fees2021-12-31$8,029
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ARMANINO LLP
Accountancy firm EIN2021-12-31946214841
2020 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,223,284
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$399,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$295,122
Value of total corrective distributions2020-12-31$94,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$556,735
Value of total assets at end of year2020-12-31$6,846,123
Value of total assets at beginning of year2020-12-31$6,022,595
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$10,277
Total interest from all sources2020-12-31$24,126
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$556,735
Participant contributions at end of year2020-12-31$134,352
Participant contributions at beginning of year2020-12-31$173,732
Participant contributions at end of year2020-12-31$16,446
Participant contributions at beginning of year2020-12-31$20,682
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$823,528
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,846,123
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,022,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$6,020,399
Value of interest in pooled separate accounts at beginning of year2020-12-31$5,215,925
Interest on participant loans2020-12-31$7,899
Interest earned on other investments2020-12-31$16,227
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$674,926
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$612,256
Net investment gain/loss from pooled separate accounts2020-12-31$642,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$295,122
Contract administrator fees2020-12-31$10,277
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ARMANINO LLP
Accountancy firm EIN2020-12-31946214841
2019 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,474,198
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$935,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$887,317
Value of total corrective distributions2019-12-31$30,238
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$453,569
Value of total assets at end of year2019-12-31$6,022,595
Value of total assets at beginning of year2019-12-31$5,483,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$17,861
Total interest from all sources2019-12-31$16,941
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$453,569
Participant contributions at end of year2019-12-31$173,732
Participant contributions at beginning of year2019-12-31$113,741
Participant contributions at end of year2019-12-31$20,682
Participant contributions at beginning of year2019-12-31$36,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$538,782
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,022,595
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,483,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$5,215,925
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,818,505
Interest on participant loans2019-12-31$6,610
Interest earned on other investments2019-12-31$10,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$612,256
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$506,319
Net investment gain/loss from pooled separate accounts2019-12-31$1,003,688
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Employer contributions (assets) at beginning of year2019-12-31$8,296
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$887,317
Contract administrator fees2019-12-31$17,861
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2019-12-31431001367
2018 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$332,987
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$190,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$157,372
Value of total corrective distributions2018-12-31$24,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$656,034
Value of total assets at end of year2018-12-31$5,483,813
Value of total assets at beginning of year2018-12-31$5,341,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$8,999
Total interest from all sources2018-12-31$14,405
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$557,339
Participant contributions at end of year2018-12-31$113,741
Participant contributions at beginning of year2018-12-31$125,467
Participant contributions at end of year2018-12-31$36,952
Participant contributions at beginning of year2018-12-31$29,849
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$142,338
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,483,813
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,341,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$4,818,505
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,769,812
Interest on participant loans2018-12-31$6,114
Interest earned on other investments2018-12-31$8,291
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$506,319
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$410,370
Net investment gain/loss from pooled separate accounts2018-12-31$-337,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$98,695
Employer contributions (assets) at end of year2018-12-31$8,296
Employer contributions (assets) at beginning of year2018-12-31$5,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$157,372
Contract administrator fees2018-12-31$8,999
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2018-12-31431001367
2017 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$19,032
Total income from all sources (including contributions)2017-12-31$1,131,804
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$305,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$300,423
Expenses. Certain deemed distributions of participant loans2017-12-31$4,032
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$443,476
Value of total assets at end of year2017-12-31$5,341,475
Value of total assets at beginning of year2017-12-31$4,533,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$764
Total interest from all sources2017-12-31$6,114
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$39,029
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$39,029
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$413,531
Participant contributions at end of year2017-12-31$125,467
Participant contributions at beginning of year2017-12-31$73,950
Participant contributions at end of year2017-12-31$29,849
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,095
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$16,715
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$19,032
Total non interest bearing cash at beginning of year2017-12-31$900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$826,585
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,341,475
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,514,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,442,357
Value of interest in pooled separate accounts at end of year2017-12-31$4,769,812
Interest on participant loans2017-12-31$3,466
Interest earned on other investments2017-12-31$1,516
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,132
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$410,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$494,469
Net investment gain/loss from pooled separate accounts2017-12-31$148,716
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$27,850
Employer contributions (assets) at end of year2017-12-31$5,977
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$300,423
Contract administrator fees2017-12-31$764
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BROWN SMITH WALLACE, LLP
Accountancy firm EIN2017-12-31431001367
2016 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$234,166
Total unrealized appreciation/depreciation of assets2016-12-31$234,166
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$19,032
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$19,422
Total income from all sources (including contributions)2016-12-31$669,139
Total loss/gain on sale of assets2016-12-31$-6,161
Total of all expenses incurred2016-12-31$483,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$462,042
Value of total corrective distributions2016-12-31$18,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$301,133
Value of total assets at end of year2016-12-31$4,533,922
Value of total assets at beginning of year2016-12-31$4,348,601
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,264
Total interest from all sources2016-12-31$3,372
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$136,629
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$136,629
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$301,133
Participant contributions at end of year2016-12-31$73,950
Participant contributions at beginning of year2016-12-31$111,745
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$19,697
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$16,715
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$19,575
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$19,032
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$19,422
Administrative expenses (other) incurred2016-12-31$3,264
Total non interest bearing cash at end of year2016-12-31$900
Total non interest bearing cash at beginning of year2016-12-31$1,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$185,711
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,514,890
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,329,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,442,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,216,142
Interest on participant loans2016-12-31$3,314
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$58
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$442,345
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate carrying amount (costs) on sale of assets2016-12-31$6,161
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BROWN SMITH WALLACE, LLP.
Accountancy firm EIN2016-12-31431001367
2015 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$19,422
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$230,026
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$982,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$973,408
Value of total corrective distributions2015-12-31$6,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$307,351
Value of total assets at end of year2015-12-31$4,348,601
Value of total assets at beginning of year2015-12-31$5,081,837
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,548
Total interest from all sources2015-12-31$4,238
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$183,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$183,938
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$307,351
Participant contributions at end of year2015-12-31$111,745
Participant contributions at beginning of year2015-12-31$116,649
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$19,575
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$16,161
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$19,422
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$2,548
Total non interest bearing cash at end of year2015-12-31$1,139
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-752,658
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,329,179
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,081,837
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,216,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,659,987
Interest on participant loans2015-12-31$4,201
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$289,040
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$289,040
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$37
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-265,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$973,408
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BROWN SMITH WALLACE, LLP.
Accountancy firm EIN2015-12-31431001367
2014 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$687,486
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$250,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$242,582
Value of total corrective distributions2014-12-31$5,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$342,238
Value of total assets at end of year2014-12-31$5,081,837
Value of total assets at beginning of year2014-12-31$4,644,402
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,187
Total interest from all sources2014-12-31$5,595
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$204,628
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$204,628
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$30,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$342,238
Participant contributions at end of year2014-12-31$116,649
Participant contributions at beginning of year2014-12-31$148,325
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$16,161
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$26,498
Administrative expenses (other) incurred2014-12-31$2,187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$437,435
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,081,837
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,644,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,659,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,152,462
Income. Interest from loans (other than to participants)2014-12-31$5,564
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$289,040
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$317,117
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$317,117
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$31
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$135,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$242,582
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31RALPH & RALPH, P.C.
Accountancy firm EIN2014-12-31760473863
2013 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,171,773
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$158,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$155,105
Value of total corrective distributions2013-12-31$1,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$339,735
Value of total assets at end of year2013-12-31$4,644,402
Value of total assets at beginning of year2013-12-31$3,630,944
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,503
Total interest from all sources2013-12-31$6,915
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$185,491
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$185,491
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$30,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$339,735
Participant contributions at end of year2013-12-31$148,325
Participant contributions at beginning of year2013-12-31$165,021
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$26,498
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$15,401
Administrative expenses (other) incurred2013-12-31$1,503
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,013,458
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,644,402
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,630,944
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,152,462
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,066,626
Income. Interest from loans (other than to participants)2013-12-31$6,880
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$317,117
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$383,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$383,896
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$35
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$639,632
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$155,105
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RALPH & RALPH, P.C.
Accountancy firm EIN2013-12-31760473863
2012 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$190,418
Total unrealized appreciation/depreciation of assets2012-12-31$190,418
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,225
Total income from all sources (including contributions)2012-12-31$737,934
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$194,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$186,011
Value of total corrective distributions2012-12-31$5,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$350,759
Value of total assets at end of year2012-12-31$3,630,944
Value of total assets at beginning of year2012-12-31$3,088,713
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,456
Total interest from all sources2012-12-31$6,082
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$159,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$159,598
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$30,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$350,759
Participant contributions at end of year2012-12-31$165,021
Participant contributions at beginning of year2012-12-31$134,302
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$15,401
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$12,801
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,225
Administrative expenses (other) incurred2012-12-31$3,456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$543,456
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,630,944
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,087,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,066,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,634,763
Income. Interest from loans (other than to participants)2012-12-31$6,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$383,896
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$306,847
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$306,847
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$33
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$31,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$186,011
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31RALPH & RALPH, P.C.
Accountancy firm EIN2012-12-31760473863
2011 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,225
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,152
Total income from all sources (including contributions)2011-12-31$279,250
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$165,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$131,367
Value of total corrective distributions2011-12-31$32,269
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$309,478
Value of total assets at end of year2011-12-31$3,088,713
Value of total assets at beginning of year2011-12-31$2,974,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,929
Total interest from all sources2011-12-31$5,344
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$77,278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$77,278
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$30,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$309,478
Participant contributions at end of year2011-12-31$134,302
Participant contributions at beginning of year2011-12-31$125,018
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$34,472
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$12,801
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$19,601
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$1,225
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$1,152
Administrative expenses (other) incurred2011-12-31$1,929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$113,685
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,087,488
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,973,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,634,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,547,134
Interest on participant loans2011-12-31$5,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$306,847
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$248,730
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$248,730
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$29
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-112,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$131,367
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31RALPH & RALPH, P.C.
Accountancy firm EIN2011-12-31760473863
2010 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$268,326
Total unrealized appreciation/depreciation of assets2010-12-31$268,326
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,152
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$739,057
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$237,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$236,564
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$404,907
Value of total assets at end of year2010-12-31$2,974,955
Value of total assets at beginning of year2010-12-31$2,472,442
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,132
Total interest from all sources2010-12-31$5,083
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$51,360
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$30,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$370,435
Participant contributions at end of year2010-12-31$125,018
Participant contributions at beginning of year2010-12-31$92,128
Participant contributions at end of year2010-12-31$34,472
Participant contributions at beginning of year2010-12-31$14,431
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$19,601
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$1,152
Administrative expenses (other) incurred2010-12-31$1,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$501,361
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,973,803
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,472,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,547,134
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,134,673
Interest on participant loans2010-12-31$5,057
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$2,134,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$248,730
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$231,210
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$231,210
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$26
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$9,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$34,472
Income. Dividends from common stock2010-12-31$51,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$236,564
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31RALPH & RALPH, P.C.
Accountancy firm EIN2010-12-31760743863
2009 : O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST

2022: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: O'CONNOR & ASSOCIATES EMPLOYEES' SAVINGS & PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811582
Policy instance 1
Insurance contract or identification number811582
Number of Individuals Covered137
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $18,575
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,575
Insurance broker organization code?3
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811582
Policy instance 1
Insurance contract or identification number811582
Number of Individuals Covered136
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $18,829
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,829
Insurance broker organization code?3
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811582
Policy instance 1
Insurance contract or identification number811582
Number of Individuals Covered147
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $14,581
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,581
Insurance broker organization code?3
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811582
Policy instance 1
Insurance contract or identification number811582
Number of Individuals Covered145
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $14,027
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,027
Insurance broker organization code?3
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number811582
Policy instance 1
Insurance contract or identification number811582
Number of Individuals Covered177
Insurance policy start date2017-10-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $24,447
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,447
Insurance broker organization code?3
Insurance broker nameGALLAGHER BENEFIT SERVICES

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