401k Plan data: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST plan

ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST
Plan identification number	003

ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ASSOCIATED RETINA CONSULTANTS, LTD. has sponsored the creation of one or more 401k plans.

Company Name: ASSOCIATED RETINA CONSULTANTS, LTD.

Employer identification number (EIN): 860285158

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2021-01-01
003 2019-01-01
003 2019-01-01
003 2018-01-01
003 2017-03-01 EDWARD ROJAS 2018-10-10
003 2016-03-01 JOSEPH SHEPARD BRYAN MD 2017-10-25 JOSEPH SHEPARD BRYAN MD 2017-10-25
003 2015-03-01 JOSEPH SHEPARD BRYAN MD 2016-08-22 JOSEPH SHEPARD BRYAN MD 2016-08-22
003 2014-03-01 JOSEPH SHEPARD BRYAN 2015-12-09 JOSEPH SHEPARD BRYAN 2015-12-09
003 2014-03-01 JOSEPH SHEPARD BRYAN 2015-12-10 JOSEPH SHEPARD BRYAN 2015-12-10
003 2013-03-01 ALAN GORDON 2014-09-15 ALAN GORDON 2014-09-15
003 2012-03-01 CLIVE SELL CLIVE SELL 2013-08-20
003 2011-03-01 CLIVE SELL CLIVE SELL 2012-12-12

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2021-01-01
003	2019-01-01
003	2019-01-01
003	2018-01-01
003	2017-03-01	EDWARD ROJAS	2018-10-10
003	2016-03-01	JOSEPH SHEPARD BRYAN MD	2017-10-25	JOSEPH SHEPARD BRYAN MD	2017-10-25
003	2015-03-01	JOSEPH SHEPARD BRYAN MD	2016-08-22	JOSEPH SHEPARD BRYAN MD	2016-08-22
003	2014-03-01	JOSEPH SHEPARD BRYAN	2015-12-09	JOSEPH SHEPARD BRYAN	2015-12-09
003	2014-03-01	JOSEPH SHEPARD BRYAN	2015-12-10	JOSEPH SHEPARD BRYAN	2015-12-10
003	2013-03-01	ALAN GORDON	2014-09-15	ALAN GORDON	2014-09-15
003	2012-03-01	CLIVE SELL		CLIVE SELL	2013-08-20
003	2011-03-01	CLIVE SELL		CLIVE SELL	2012-12-12

Plan Statistics for ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST

Measure Date Value
2021: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 164
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 86
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 72
Total of all active and inactive participants 2021-01-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 158
Number of participants with account balances 2021-01-01 144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 11
2019: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 85
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 58
Total of all active and inactive participants 2019-01-01 143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 143
Number of participants with account balances 2019-01-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 14
2018: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 143
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 96
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 58
Total of all active and inactive participants 2018-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 154
Number of participants with account balances 2018-01-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2012: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-03-01 69
Total number of active participants reported on line 7a of the Form 5500 2012-03-01 61
Number of retired or separated participants receiving benefits 2012-03-01 0
Number of other retired or separated participants entitled to future benefits 2012-03-01 19
Total of all active and inactive participants 2012-03-01 80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-03-01 0
Total participants 2012-03-01 80
Number of participants with account balances 2012-03-01 72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-03-01 12
2011: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-03-01 79
Total number of active participants reported on line 7a of the Form 5500 2011-03-01 62
Number of retired or separated participants receiving benefits 2011-03-01 0
Number of other retired or separated participants entitled to future benefits 2011-03-01 7
Total of all active and inactive participants 2011-03-01 69
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-03-01 0
Total participants 2011-03-01 69
Number of participants with account balances 2011-03-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-03-01 12

Measure	Date	Value
2021: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	164
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	86
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	72
Total of all active and inactive participants	2021-01-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	158
Number of participants with account balances	2021-01-01	144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	11
2019: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	85
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	58
Total of all active and inactive participants	2019-01-01	143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	143
Number of participants with account balances	2019-01-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	14
2018: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	143
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	96
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	58
Total of all active and inactive participants	2018-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	154
Number of participants with account balances	2018-01-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2012: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-03-01	69
Total number of active participants reported on line 7a of the Form 5500	2012-03-01	61
Number of retired or separated participants receiving benefits	2012-03-01	0
Number of other retired or separated participants entitled to future benefits	2012-03-01	19
Total of all active and inactive participants	2012-03-01	80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-03-01	0
Total participants	2012-03-01	80
Number of participants with account balances	2012-03-01	72
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-03-01	12
2011: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-03-01	79
Total number of active participants reported on line 7a of the Form 5500	2011-03-01	62
Number of retired or separated participants receiving benefits	2011-03-01	0
Number of other retired or separated participants entitled to future benefits	2011-03-01	7
Total of all active and inactive participants	2011-03-01	69
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-03-01	0
Total participants	2011-03-01	69
Number of participants with account balances	2011-03-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-03-01	12

Financial Data on ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2021 : ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$960,453
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$756,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$715,030
Expenses. Certain deemed distributions of participant loans	2021-12-31	$0
Value of total corrective distributions	2021-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$117,272
Value of total assets at end of year	2021-12-31	$5,270,770
Value of total assets at beginning of year	2021-12-31	$5,066,435
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$41,088
Total interest from all sources	2021-12-31	$8,013
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$105,208
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$105,208
Was this plan covered by a fidelity bond	2021-12-31	No
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$117,272
Participant contributions at end of year	2021-12-31	$179,042
Participant contributions at beginning of year	2021-12-31	$172,641
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$0
Administrative expenses (other) incurred	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$204,335
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$5,270,770
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$5,066,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$18,133
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$4,888,741
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$4,615,776
Value of interest in pooled separate accounts at end of year	2021-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$0
Interest on participant loans	2021-12-31	$7,988
Value of interest in master investment trust accounts at end of year	2021-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$0
Value of interest in common/collective trusts at end of year	2021-12-31	$0
Value of interest in common/collective trusts at beginning of year	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$202,987
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$278,018
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$278,018
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$25
Assets. Value of investments in 103.12 investment entities at end of year	2021-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$729,960
Net investment gain/loss from pooled separate accounts	2021-12-31	$0
Net investment gain or loss from common/collective trusts	2021-12-31	$0
Net gain/loss from 103.12 investment entities	2021-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$0
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$715,030
Contract administrator fees	2021-12-31	$22,955
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
2019 : ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$1,438,320
Total income from all sources (including contributions)	2019-12-31	$1,438,320
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$291,667
Total of all expenses incurred	2019-12-31	$291,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$266,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$266,183
Expenses. Certain deemed distributions of participant loans	2019-12-31	$0
Expenses. Certain deemed distributions of participant loans	2019-12-31	$0
Value of total corrective distributions	2019-12-31	$0
Value of total corrective distributions	2019-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$872,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$872,745
Value of total assets at end of year	2019-12-31	$3,556,840
Value of total assets at end of year	2019-12-31	$3,556,840
Value of total assets at beginning of year	2019-12-31	$2,410,187
Value of total assets at beginning of year	2019-12-31	$2,410,187
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$25,484
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$25,484
Total interest from all sources	2019-12-31	$13,616
Total interest from all sources	2019-12-31	$13,616
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$55,463
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$55,463
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$55,463
Assets. Real estate other than employer real property at beginning of year	2019-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$0
Was this plan covered by a fidelity bond	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	No
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$129,051
Contributions received from participants	2019-12-31	$129,051
Participant contributions at end of year	2019-12-31	$189,782
Participant contributions at end of year	2019-12-31	$189,782
Participant contributions at beginning of year	2019-12-31	$200,196
Participant contributions at beginning of year	2019-12-31	$200,196
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$0
Administrative expenses (other) incurred	2019-12-31	$0
Administrative expenses (other) incurred	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,146,653
Value of net income/loss	2019-12-31	$1,146,653
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,556,840
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,556,840
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,410,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2019-12-31	$0
Investment advisory and management fees	2019-12-31	$9,097
Investment advisory and management fees	2019-12-31	$9,097
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,115,291
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,079,974
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at end of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Interest on participant loans	2019-12-31	$10,130
Interest on participant loans	2019-12-31	$10,130
Value of interest in master investment trust accounts at end of year	2019-12-31	$0
Value of interest in master investment trust accounts at end of year	2019-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$251,767
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$251,767
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$130,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$130,017
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$130,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$130,017
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$3,486
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$3,486
Assets. Value of investments in 103.12 investment entities at end of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2019-12-31	$0
Asset value of US Government securities at beginning of year	2019-12-31	$0
Asset value of US Government securities at beginning of year	2019-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$496,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$496,496
Net investment gain/loss from pooled separate accounts	2019-12-31	$0
Net investment gain/loss from pooled separate accounts	2019-12-31	$0
Net investment gain or loss from common/collective trusts	2019-12-31	$0
Net investment gain or loss from common/collective trusts	2019-12-31	$0
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at beginning of year	2019-12-31	$0
Assets. Invements in employer securities at beginning of year	2019-12-31	$0
Assets. Value of employer real property at beginning of year	2019-12-31	$0
Assets. Value of employer real property at beginning of year	2019-12-31	$0
Contributions received in cash from employer	2019-12-31	$743,694
Contributions received in cash from employer	2019-12-31	$743,694
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$266,183
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$266,183
Asset. Corporate debt instrument preferred debt at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$0
Contract administrator fees	2019-12-31	$16,387
Contract administrator fees	2019-12-31	$16,387
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2019-12-31	$0
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2019-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	EVERS ROBINSON LTD
Accountancy firm name	2019-12-31	EVERS ROBINSON LTD
Accountancy firm EIN	2019-12-31	860715183
Accountancy firm EIN	2019-12-31	860715183
2018 : ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$672,682
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$877,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$825,367
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$912,057
Value of total assets at end of year	2018-12-31	$6,455,677
Value of total assets at beginning of year	2018-12-31	$6,660,538
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$52,176
Total interest from all sources	2018-12-31	$9,567
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$61,918
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$61,918
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$105,393
Participant contributions at end of year	2018-12-31	$200,196
Participant contributions at beginning of year	2018-12-31	$159,643
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$62,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-204,861
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$6,455,677
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$6,660,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$32,086
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$5,381,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$6,373,612
Interest on participant loans	2018-12-31	$9,567
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$130,017
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$127,283
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$127,283
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-310,860
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$743,694
Employer contributions (assets) at end of year	2018-12-31	$743,694
Employer contributions (assets) at beginning of year	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$825,367
Contract administrator fees	2018-12-31	$20,090
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	EVERS ROBINSON LTD.
Accountancy firm EIN	2018-12-31	860715183
2013 : ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total income from all sources	2013-02-28	$732,462
Expenses. Total of all expenses incurred	2013-02-28	$117,705
Benefits paid (including direct rollovers)	2013-02-28	$89,330
Total plan assets at end of year	2013-02-28	$4,546,760
Total plan assets at beginning of year	2013-02-28	$3,932,003
Value of fidelity bond covering the plan	2013-02-28	$400,000
Total contributions received or receivable from participants	2013-02-28	$112,383
Contributions received from other sources (not participants or employers)	2013-02-28	$631
Other income received	2013-02-28	$259,040
Net income (gross income less expenses)	2013-02-28	$614,757
Net plan assets at end of year (total assets less liabilities)	2013-02-28	$4,546,760
Net plan assets at beginning of year (total assets less liabilities)	2013-02-28	$3,932,003
Assets. Value of participant loans	2013-02-28	$98,257
Assets. Value of assets in partnership/joint-venture interests	2013-02-28	$0
Total contributions received or receivable from employer(s)	2013-02-28	$360,408
Expenses. Administrative service providers (salaries,fees and commissions)	2013-02-28	$28,375
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-02-28	$0
2012 : ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total income from all sources	2012-02-29	$603,221
Expenses. Total of all expenses incurred	2012-02-29	$103,632
Benefits paid (including direct rollovers)	2012-02-29	$84,733
Total plan assets at end of year	2012-02-29	$3,932,003
Total plan assets at beginning of year	2012-02-29	$3,432,414
Value of fidelity bond covering the plan	2012-02-29	$345,000
Total contributions received or receivable from participants	2012-02-29	$91,771
Contributions received from other sources (not participants or employers)	2012-02-29	$10,455
Other income received	2012-02-29	$116,987
Net income (gross income less expenses)	2012-02-29	$499,589
Net plan assets at end of year (total assets less liabilities)	2012-02-29	$3,932,003
Net plan assets at beginning of year (total assets less liabilities)	2012-02-29	$3,432,414
Assets. Value of participant loans	2012-02-29	$146,002
Assets. Value of assets in partnership/joint-venture interests	2012-02-29	$183,060
Total contributions received or receivable from employer(s)	2012-02-29	$384,008
Expenses. Administrative service providers (salaries,fees and commissions)	2012-02-29	$18,899
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-02-29	$0
2011 : ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total plan liabilities at beginning of year	2011-02-28	$24,358
Total income from all sources	2011-02-28	$522,362
Expenses. Total of all expenses incurred	2011-02-28	$56,371
Benefits paid (including direct rollovers)	2011-02-28	$42,741
Total plan assets at end of year	2011-02-28	$3,432,414
Total plan assets at beginning of year	2011-02-28	$2,990,781
Value of fidelity bond covering the plan	2011-02-28	$345,000
Total contributions received or receivable from participants	2011-02-28	$75,223
Contributions received from other sources (not participants or employers)	2011-02-28	$28,417
Other income received	2011-02-28	$394,379
Net income (gross income less expenses)	2011-02-28	$465,991
Net plan assets at end of year (total assets less liabilities)	2011-02-28	$3,432,414
Net plan assets at beginning of year (total assets less liabilities)	2011-02-28	$2,966,423
Assets. Value of participant loans	2011-02-28	$79,161
Assets. Value of assets in partnership/joint-venture interests	2011-02-28	$171,000
Total contributions received or receivable from employer(s)	2011-02-28	$24,343
Expenses. Administrative service providers (salaries,fees and commissions)	2011-02-28	$13,630
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-02-28	$0

Form 5500 Responses for ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST

2021: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2019: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2012: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-03-01	Type of plan entity	Single employer plan
2012-03-01	Submission has been amended	No
2012-03-01	This submission is the final filing	No
2012-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-03-01	Plan is a collectively bargained plan	No
2012-03-01	Plan funding arrangement – Insurance	Yes
2012-03-01	Plan funding arrangement – Trust	Yes
2012-03-01	Plan benefit arrangement - Trust	Yes
2011: ASSOCIATED RETINA CONSULTANTS, LTD. PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-03-01	Type of plan entity	Single employer plan
2011-03-01	Submission has been amended	No
2011-03-01	This submission is the final filing	No
2011-03-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-03-01	Plan is a collectively bargained plan	No
2011-03-01	Plan funding arrangement – Insurance	Yes
2011-03-01	Plan funding arrangement – Trust	Yes
2011-03-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-825429

Policy instance

Insurance contract or identification number	GA-825429
Number of Individuals Covered	63
Insurance policy start date	2012-03-01
Insurance policy end date	2013-02-28
Total amount of commissions paid to insurance broker	USD $3,994
Total amount of fees paid to insurance company	USD $499
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,994
Insurance broker organization code?	3
Amount paid for insurance broker fees	499
Additional information about fees paid to insurance broker	ADMINISTRATION
Insurance broker name	SUNWEST PENSIONS

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

46380

Policy instance

Insurance contract or identification number	46380
Insurance policy start date	2011-03-01
Insurance policy end date	2012-02-28
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $25
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-825429

Policy instance

Insurance contract or identification number	GA-825429
Number of Individuals Covered	63
Insurance policy start date	2011-03-01
Insurance policy end date	2012-02-29
Total amount of commissions paid to insurance broker	USD $7,303
Total amount of fees paid to insurance company	USD $398
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

46380

Policy instance

Insurance contract or identification number	46380
Number of Individuals Covered	63
Insurance policy start date	2010-03-01
Insurance policy end date	2011-02-28
Total amount of commissions paid to insurance broker	USD $3,262
Total amount of fees paid to insurance company	USD $0
Commission paid to Insurance Broker	USD $3,262
Insurance broker organization code?	3
Insurance broker name	MERRILL LYNCH LIFE AGENCY

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Company Name:	ASSOCIATED RETINA CONSULTANTS, LTD.
Employer identification number (EIN):	860285158
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services