SMITH & WESSON BRANDS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SMITH & WESSON BRANDS, INC. PROFIT SHARING AND INVESTMENT PLAN
401k plan membership statisitcs for SMITH & WESSON BRANDS, INC. PROFIT SHARING AND INVESTMENT PLAN
| Measure | Date | Value |
|---|
| 2023 : SMITH & WESSON BRANDS, INC. PROFIT SHARING AND INVESTMENT PLAN 2023 401k financial data |
|---|
| Total income from all sources (including contributions) | 2023-04-30 | $24,241,777 |
| Total of all expenses incurred | 2023-04-30 | $25,764,541 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-04-30 | $25,269,065 |
| Expenses. Certain deemed distributions of participant loans | 2023-04-30 | $200,945 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-04-30 | $20,098,825 |
| Value of total assets at end of year | 2023-04-30 | $238,516,657 |
| Value of total assets at beginning of year | 2023-04-30 | $240,039,421 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-04-30 | $294,531 |
| Total interest from all sources | 2023-04-30 | $894,398 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-04-30 | $2,917,854 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-04-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-04-30 | $2,917,854 |
| Administrative expenses professional fees incurred | 2023-04-30 | $16,750 |
| Was this plan covered by a fidelity bond | 2023-04-30 | Yes |
| Value of fidelity bond cover | 2023-04-30 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-04-30 | No |
| Contributions received from participants | 2023-04-30 | $7,298,911 |
| Participant contributions at end of year | 2023-04-30 | $7,164,949 |
| Participant contributions at beginning of year | 2023-04-30 | $6,751,585 |
| Participant contributions at end of year | 2023-04-30 | $190,048 |
| Participant contributions at beginning of year | 2023-04-30 | $192,332 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-04-30 | $1,712,021 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-04-30 | $17,113 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-04-30 | $14,173 |
| Administrative expenses (other) incurred | 2023-04-30 | $225,281 |
| Total non interest bearing cash at end of year | 2023-04-30 | $63,713 |
| Total non interest bearing cash at beginning of year | 2023-04-30 | $48,216 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-04-30 | No |
| Value of net income/loss | 2023-04-30 | $-1,522,764 |
| Value of net assets at end of year (total assets less liabilities) | 2023-04-30 | $238,516,657 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-04-30 | $240,039,421 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-04-30 | No |
| Investment advisory and management fees | 2023-04-30 | $52,500 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-04-30 | $188,683,593 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-04-30 | $182,972,707 |
| Interest on participant loans | 2023-04-30 | $342,255 |
| Interest earned on other investments | 2023-04-30 | $551,435 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-04-30 | $65,618 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-04-30 | $133,847 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-04-30 | $133,847 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-04-30 | $708 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-04-30 | $33,784,001 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-04-30 | $36,386,445 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-04-30 | $330,700 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-04-30 | No |
| Contributions received in cash from employer | 2023-04-30 | $11,087,893 |
| Employer contributions (assets) at end of year | 2023-04-30 | $8,547,622 |
| Employer contributions (assets) at beginning of year | 2023-04-30 | $13,540,116 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-04-30 | $25,269,065 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2023-04-30 | No |
| Did the plan have assets held for investment | 2023-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-04-30 | Unqualified |
| Accountancy firm name | 2023-04-30 | MEYERS BROTHERS KALICKA, P.C. |
| Accountancy firm EIN | 2023-04-30 | 042713795 |
| 2022 : SMITH & WESSON BRANDS, INC. PROFIT SHARING AND INVESTMENT PLAN 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-04-30 | $13,676,039 |
| Total of all expenses incurred | 2022-04-30 | $36,089,415 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-04-30 | $35,646,447 |
| Expenses. Certain deemed distributions of participant loans | 2022-04-30 | $77,846 |
| Value of total corrective distributions | 2022-04-30 | $392 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-04-30 | $24,813,308 |
| Value of total assets at end of year | 2022-04-30 | $240,039,421 |
| Value of total assets at beginning of year | 2022-04-30 | $262,452,797 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-04-30 | $364,730 |
| Total interest from all sources | 2022-04-30 | $1,003,880 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-04-30 | $3,393,131 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-04-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-04-30 | $3,393,131 |
| Administrative expenses professional fees incurred | 2022-04-30 | $16,500 |
| Was this plan covered by a fidelity bond | 2022-04-30 | Yes |
| Value of fidelity bond cover | 2022-04-30 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-04-30 | No |
| Contributions received from participants | 2022-04-30 | $8,094,142 |
| Participant contributions at end of year | 2022-04-30 | $6,751,585 |
| Participant contributions at beginning of year | 2022-04-30 | $7,740,695 |
| Participant contributions at end of year | 2022-04-30 | $192,332 |
| Participant contributions at beginning of year | 2022-04-30 | $212,673 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-04-30 | $443,752 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-04-30 | $14,173 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-04-30 | $23,263 |
| Administrative expenses (other) incurred | 2022-04-30 | $260,730 |
| Total non interest bearing cash at end of year | 2022-04-30 | $48,216 |
| Total non interest bearing cash at beginning of year | 2022-04-30 | $143,290 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-04-30 | No |
| Value of net income/loss | 2022-04-30 | $-22,413,376 |
| Value of net assets at end of year (total assets less liabilities) | 2022-04-30 | $240,039,421 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-04-30 | $262,452,797 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-04-30 | No |
| Investment advisory and management fees | 2022-04-30 | $87,500 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-04-30 | $182,972,707 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-04-30 | $199,753,918 |
| Interest on participant loans | 2022-04-30 | $336,856 |
| Interest earned on other investments | 2022-04-30 | $667,024 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-04-30 | $133,847 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-04-30 | $39,444 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-04-30 | $39,444 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-04-30 | $36,386,445 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-04-30 | $40,042,591 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-04-30 | $-15,534,280 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-04-30 | No |
| Contributions received in cash from employer | 2022-04-30 | $16,275,414 |
| Employer contributions (assets) at end of year | 2022-04-30 | $13,540,116 |
| Employer contributions (assets) at beginning of year | 2022-04-30 | $14,496,923 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-04-30 | $35,646,447 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-04-30 | No |
| Did the plan have assets held for investment | 2022-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-04-30 | Unqualified |
| Accountancy firm name | 2022-04-30 | MEYERS BROTHERS KALICKA, P.C. |
| Accountancy firm EIN | 2022-04-30 | 042713795 |
| 2021 : SMITH & WESSON BRANDS, INC. PROFIT SHARING AND INVESTMENT PLAN 2021 401k financial data |
|---|
| Total transfer of assets from this plan | 2021-04-30 | $9,569,007 |
| Total income from all sources (including contributions) | 2021-04-30 | $86,444,598 |
| Total of all expenses incurred | 2021-04-30 | $33,436,676 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-04-30 | $32,899,647 |
| Expenses. Certain deemed distributions of participant loans | 2021-04-30 | $177,682 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-04-30 | $26,980,565 |
| Value of total assets at end of year | 2021-04-30 | $262,452,797 |
| Value of total assets at beginning of year | 2021-04-30 | $219,013,882 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-04-30 | $359,347 |
| Total interest from all sources | 2021-04-30 | $1,161,523 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-04-30 | $2,749,377 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-04-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-04-30 | $2,749,377 |
| Administrative expenses professional fees incurred | 2021-04-30 | $29,214 |
| Was this plan covered by a fidelity bond | 2021-04-30 | Yes |
| Value of fidelity bond cover | 2021-04-30 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-04-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-04-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-04-30 | No |
| Contributions received from participants | 2021-04-30 | $8,526,828 |
| Participant contributions at end of year | 2021-04-30 | $7,740,695 |
| Participant contributions at beginning of year | 2021-04-30 | $8,149,910 |
| Participant contributions at end of year | 2021-04-30 | $212,673 |
| Participant contributions at beginning of year | 2021-04-30 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-04-30 | $960,995 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-04-30 | $23,263 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-04-30 | $11,038 |
| Administrative expenses (other) incurred | 2021-04-30 | $242,633 |
| Total non interest bearing cash at end of year | 2021-04-30 | $143,290 |
| Total non interest bearing cash at beginning of year | 2021-04-30 | $118,944 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-04-30 | No |
| Value of net income/loss | 2021-04-30 | $53,007,922 |
| Value of net assets at end of year (total assets less liabilities) | 2021-04-30 | $262,452,797 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-04-30 | $219,013,882 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-04-30 | No |
| Investment advisory and management fees | 2021-04-30 | $87,500 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-04-30 | $199,753,918 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-04-30 | $164,631,039 |
| Interest on participant loans | 2021-04-30 | $416,774 |
| Interest earned on other investments | 2021-04-30 | $744,749 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-04-30 | $39,444 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-04-30 | $81,203 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-04-30 | $81,203 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-04-30 | $40,042,591 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-04-30 | $43,297,352 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-04-30 | $55,553,133 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-04-30 | No |
| Contributions received in cash from employer | 2021-04-30 | $17,492,742 |
| Employer contributions (assets) at end of year | 2021-04-30 | $14,496,923 |
| Employer contributions (assets) at beginning of year | 2021-04-30 | $2,724,396 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-04-30 | $32,899,647 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-04-30 | No |
| Did the plan have assets held for investment | 2021-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-04-30 | Unqualified |
| Accountancy firm name | 2021-04-30 | MEYERS BROTHERS KALICKA, P.C. |
| Accountancy firm EIN | 2021-04-30 | 042713795 |
| 2020 : SMITH & WESSON BRANDS, INC. PROFIT SHARING AND INVESTMENT PLAN 2020 401k financial data |
|---|
| Total income from all sources (including contributions) | 2020-04-30 | $12,679,924 |
| Total of all expenses incurred | 2020-04-30 | $22,922,818 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-04-30 | $22,358,932 |
| Expenses. Certain deemed distributions of participant loans | 2020-04-30 | $83,214 |
| Value of total corrective distributions | 2020-04-30 | $12,828 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-04-30 | $15,203,572 |
| Value of total assets at end of year | 2020-04-30 | $219,013,882 |
| Value of total assets at beginning of year | 2020-04-30 | $229,256,776 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-04-30 | $467,844 |
| Total interest from all sources | 2020-04-30 | $1,291,537 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-04-30 | $3,846,212 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-04-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-04-30 | $3,846,212 |
| Administrative expenses professional fees incurred | 2020-04-30 | $28,165 |
| Was this plan covered by a fidelity bond | 2020-04-30 | Yes |
| Value of fidelity bond cover | 2020-04-30 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-04-30 | No |
| Contributions received from participants | 2020-04-30 | $8,414,036 |
| Participant contributions at end of year | 2020-04-30 | $8,149,910 |
| Participant contributions at beginning of year | 2020-04-30 | $8,568,179 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-04-30 | $1,079,275 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-04-30 | $11,038 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-04-30 | $9,987 |
| Administrative expenses (other) incurred | 2020-04-30 | $369,679 |
| Total non interest bearing cash at end of year | 2020-04-30 | $118,944 |
| Total non interest bearing cash at beginning of year | 2020-04-30 | $114,542 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-04-30 | No |
| Value of net income/loss | 2020-04-30 | $-10,242,894 |
| Value of net assets at end of year (total assets less liabilities) | 2020-04-30 | $219,013,882 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-04-30 | $229,256,776 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-04-30 | No |
| Investment advisory and management fees | 2020-04-30 | $70,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-04-30 | $164,631,039 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-04-30 | $178,859,317 |
| Interest on participant loans | 2020-04-30 | $462,812 |
| Interest earned on other investments | 2020-04-30 | $828,422 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-04-30 | $81,203 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-04-30 | $74,156 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-04-30 | $74,156 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-04-30 | $303 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-04-30 | $43,297,352 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-04-30 | $38,836,602 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-04-30 | $-7,661,397 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-04-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-04-30 | No |
| Contributions received in cash from employer | 2020-04-30 | $5,710,261 |
| Employer contributions (assets) at end of year | 2020-04-30 | $2,724,396 |
| Employer contributions (assets) at beginning of year | 2020-04-30 | $2,793,993 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-04-30 | $22,358,932 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-04-30 | No |
| Did the plan have assets held for investment | 2020-04-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-04-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-04-30 | Disclaimer |
| Accountancy firm name | 2020-04-30 | RON WYATT CPA, LLC |
| Accountancy firm EIN | 2020-04-30 | 351477987 |
