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SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameSURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN
Plan identification number 001

SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

SURGICAL ASSOCIATES MSO, LLC has sponsored the creation of one or more 401k plans.

Company Name:SURGICAL ASSOCIATES MSO, LLC
Employer identification number (EIN):870743682
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about SURGICAL ASSOCIATES MSO, LLC

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: 200509210186

More information about SURGICAL ASSOCIATES MSO, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01JOHN STEELE2023-10-12 JOHN STEELE2023-10-12
0012021-01-01JOHN STEELE2022-10-13 JOHN STEELE2022-10-13
0012020-01-01JOHN STEELE2021-07-27 JOHN STEELE2021-07-27
0012019-01-01THOMAS VELKY, JR.2020-10-01 THOMAS VELKY, JR.2020-10-01
0012018-01-01THOMAS VELKY, JR.2019-10-14 THOMAS VELKY, JR.2019-10-14
0012017-01-01THOMAS VELKY JR.2018-10-07 THOMAS VELKY JR.2018-10-07
0012016-01-01THOMAS VELKY JR.2017-10-10 THOMAS VELKY JR.2017-10-10
0012015-01-01THOMAS VELKY JR.2016-10-12 THOMAS VELKY JR.2016-10-12
0012014-01-01THOMAS VELKY JR.2015-10-13 THOMAS VELKY JR.2015-10-13
0012013-01-01THOMAS VELKY JR.2014-10-15 THOMAS VELKY JR.2014-10-15
0012012-01-01THOMAS VELKY JR.2013-10-08 THOMAS VELKY JR.2013-10-08
0012011-01-01THOMAS VELKY THOMAS VELKY2012-10-12
0012010-01-01DAVID CLOYD DAVID CLOYD2011-10-05
0012009-01-01DAVID CLOYD DAVID CLOYD2010-10-01
0012009-01-01DAVID CLOYD DAVID CLOYD2010-10-01

Plan Statistics for SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN

Measure Date Value
2011: SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0117
Total number of active participants reported on line 7a of the Form 55002011-01-0112
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0117
Number of participants with account balances2011-01-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0118
Total number of active participants reported on line 7a of the Form 55002010-01-0113
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-014
Total of all active and inactive participants2010-01-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0117
Number of participants with account balances2010-01-0117
2009: SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0115
Total number of active participants reported on line 7a of the Form 55002009-01-0116
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0118
Number of participants with account balances2009-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN

Measure Date Value
2011 : SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$351,269
Expenses. Total of all expenses incurred2011-12-31$31,781
Benefits paid (including direct rollovers)2011-12-31$29,565
Total plan assets at end of year2011-12-31$3,231,597
Total plan assets at beginning of year2011-12-31$2,912,109
Total contributions received or receivable from participants2011-12-31$100,187
Other income received2011-12-31$89,999
Net income (gross income less expenses)2011-12-31$319,488
Net plan assets at end of year (total assets less liabilities)2011-12-31$3,231,597
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,912,109
Assets. Value of participant loans2011-12-31$2,896
Total contributions received or receivable from employer(s)2011-12-31$161,083
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$2,216
2010 : SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$1,114,563
Expenses. Total of all expenses incurred2010-12-31$648,570
Benefits paid (including direct rollovers)2010-12-31$646,870
Total plan assets at end of year2010-12-31$2,912,109
Total plan assets at beginning of year2010-12-31$2,446,116
Total contributions received or receivable from participants2010-12-31$90,585
Contributions received from other sources (not participants or employers)2010-12-31$542,021
Other income received2010-12-31$370,859
Net income (gross income less expenses)2010-12-31$465,993
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,912,109
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,446,116
Total contributions received or receivable from employer(s)2010-12-31$111,098
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$1,700

Form 5500 Responses for SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN

2011: SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SURGICAL ASSOCIATES MSO, LLC, 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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