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THE HEAD ROYCE SCHOOL 403(B) PLAN 401k Plan overview

Plan NameTHE HEAD ROYCE SCHOOL 403(B) PLAN
Plan identification number 001

THE HEAD ROYCE SCHOOL 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

HEAD-ROYCE SCHOOL has sponsored the creation of one or more 401k plans.

Company Name:HEAD-ROYCE SCHOOL
Employer identification number (EIN):941518656
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE HEAD ROYCE SCHOOL 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01TIM MULVENON TIM MULVENON2018-10-05
0012016-01-01TIM MULVENON TIM MULVENON2017-08-23
0012015-01-01TIM MULVENON TIM MULVENON2016-08-30
0012014-01-01TIM MULVENON TIM MULVENON2015-07-24
0012013-01-01TIM MULVENON TIM MULVENON2014-10-14
0012012-01-01TIM MULVENON TIM MULVENON2013-10-08
0012012-01-01TIM MULVENON TIM MULVENON2013-10-08
0012011-01-01TIMOTHY A MULVENON TIMOTHY A MULVENON2012-10-03
0012010-01-01TIM MULVENON TIM MULVENON2011-10-07
0012009-01-01TIM MULVENON TIM MULVENON2010-10-14

Plan Statistics for THE HEAD ROYCE SCHOOL 403(B) PLAN

401k plan membership statisitcs for THE HEAD ROYCE SCHOOL 403(B) PLAN

Measure Date Value
2022: THE HEAD ROYCE SCHOOL 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01430
Total number of active participants reported on line 7a of the Form 55002022-01-01168
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01274
Total of all active and inactive participants2022-01-01442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-01447
Number of participants with account balances2022-01-01442
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE HEAD ROYCE SCHOOL 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01419
Total number of active participants reported on line 7a of the Form 55002021-01-01170
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01260
Total of all active and inactive participants2021-01-01430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-01434
Number of participants with account balances2021-01-01429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE HEAD ROYCE SCHOOL 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01421
Total number of active participants reported on line 7a of the Form 55002020-01-01161
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01259
Total of all active and inactive participants2020-01-01420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01421
Number of participants with account balances2020-01-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE HEAD ROYCE SCHOOL 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01400
Total number of active participants reported on line 7a of the Form 55002019-01-01159
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01257
Total of all active and inactive participants2019-01-01416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01418
Number of participants with account balances2019-01-01418
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE HEAD ROYCE SCHOOL 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01384
Total number of active participants reported on line 7a of the Form 55002018-01-01161
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01238
Total of all active and inactive participants2018-01-01399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01401
Number of participants with account balances2018-01-01400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE HEAD ROYCE SCHOOL 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01384
Total number of active participants reported on line 7a of the Form 55002017-01-01152
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01233
Total of all active and inactive participants2017-01-01385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01385
Number of participants with account balances2017-01-01385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE HEAD ROYCE SCHOOL 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01382
Total number of active participants reported on line 7a of the Form 55002016-01-01157
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01227
Total of all active and inactive participants2016-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01385
Number of participants with account balances2016-01-01385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE HEAD ROYCE SCHOOL 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01366
Total number of active participants reported on line 7a of the Form 55002015-01-01166
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01215
Total of all active and inactive participants2015-01-01381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01381
Number of participants with account balances2015-01-01381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE HEAD ROYCE SCHOOL 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01344
Total number of active participants reported on line 7a of the Form 55002014-01-01164
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01202
Total of all active and inactive participants2014-01-01366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01366
Number of participants with account balances2014-01-01366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE HEAD ROYCE SCHOOL 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01333
Total number of active participants reported on line 7a of the Form 55002013-01-01149
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01198
Total of all active and inactive participants2013-01-01347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01347
Number of participants with account balances2013-01-01347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE HEAD ROYCE SCHOOL 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01319
Total number of active participants reported on line 7a of the Form 55002012-01-01138
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01196
Total of all active and inactive participants2012-01-01334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01334
Number of participants with account balances2012-01-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE HEAD ROYCE SCHOOL 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01312
Total number of active participants reported on line 7a of the Form 55002011-01-01134
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01179
Total of all active and inactive participants2011-01-01313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01314
Number of participants with account balances2011-01-01314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: THE HEAD ROYCE SCHOOL 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01315
Total number of active participants reported on line 7a of the Form 55002010-01-01275
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0138
Total of all active and inactive participants2010-01-01313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01313
Number of participants with account balances2010-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE HEAD ROYCE SCHOOL 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01309
Total number of active participants reported on line 7a of the Form 55002009-01-01277
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0132
Total of all active and inactive participants2009-01-01309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01309
Number of participants with account balances2009-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE HEAD ROYCE SCHOOL 403(B) PLAN

Measure Date Value
2022 : THE HEAD ROYCE SCHOOL 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-8,247,468
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,665,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,638,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,658,026
Value of total assets at end of year2022-12-31$68,433,157
Value of total assets at beginning of year2022-12-31$80,346,222
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$27,450
Total interest from all sources2022-12-31$700,849
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$578,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$578,281
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,415,932
Participant contributions at end of year2022-12-31$93,366
Participant contributions at beginning of year2022-12-31$32,776
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$38,761
Other income not declared elsewhere2022-12-31$59,357
Administrative expenses (other) incurred2022-12-31$2,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-11,913,065
Value of net assets at end of year (total assets less liabilities)2022-12-31$68,433,157
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$80,346,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$48,911,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$60,828,558
Value of interest in pooled separate accounts at end of year2022-12-31$1,350,069
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,292,887
Interest on participant loans2022-12-31$1,546
Interest earned on other investments2022-12-31$699,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$18,077,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$18,192,001
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$6,688
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-12,352,432
Net investment gain/loss from pooled separate accounts2022-12-31$108,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,203,333
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,631,459
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HOOD & STRONG LLP
Accountancy firm EIN2022-12-31941254756
2021 : THE HEAD ROYCE SCHOOL 403(B) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$12,059,439
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,404,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,376,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,545,818
Value of total assets at end of year2021-12-31$80,346,222
Value of total assets at beginning of year2021-12-31$71,691,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$27,326
Total interest from all sources2021-12-31$594,833
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$785,204
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$785,204
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,334,959
Participant contributions at end of year2021-12-31$32,776
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$56,420
Other income not declared elsewhere2021-12-31$32,202
Administrative expenses (other) incurred2021-12-31$623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,655,137
Value of net assets at end of year (total assets less liabilities)2021-12-31$80,346,222
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$71,691,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$26,703
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$60,828,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$52,616,669
Value of interest in pooled separate accounts at end of year2021-12-31$1,292,887
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,276,276
Interest on participant loans2021-12-31$1,672
Interest earned on other investments2021-12-31$593,161
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$18,192,001
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$17,798,140
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$293,664
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$7,892,558
Net investment gain/loss from pooled separate accounts2021-12-31$208,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,154,439
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,083,312
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HOOD & STRONG LLP
Accountancy firm EIN2021-12-31941254756
2020 : THE HEAD ROYCE SCHOOL 403(B) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$11,715,989
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,668,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,666,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,773,209
Value of total assets at end of year2020-12-31$71,691,085
Value of total assets at beginning of year2020-12-31$62,643,445
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,974
Total interest from all sources2020-12-31$656,116
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$347,978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$347,978
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,322,903
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$327,808
Other income not declared elsewhere2020-12-31$19,100
Administrative expenses (other) incurred2020-12-31$1,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$9,047,640
Value of net assets at end of year (total assets less liabilities)2020-12-31$71,691,085
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$62,643,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$52,616,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$43,806,846
Value of interest in pooled separate accounts at end of year2020-12-31$1,276,276
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,412,812
Interest earned on other investments2020-12-31$656,116
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$17,798,140
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$17,423,787
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$7,931,628
Net investment gain/loss from pooled separate accounts2020-12-31$-12,042
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,122,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,666,375
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HOOD & STRONG LLP
Accountancy firm EIN2020-12-31941254756
2019 : THE HEAD ROYCE SCHOOL 403(B) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$11,533,370
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,370,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,355,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,366,133
Value of total assets at end of year2019-12-31$62,643,445
Value of total assets at beginning of year2019-12-31$52,480,662
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$14,942
Total interest from all sources2019-12-31$647,550
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$25,212
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$25,212
Administrative expenses professional fees incurred2019-12-31$13,142
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,238,478
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$54,377
Other income not declared elsewhere2019-12-31$12,137
Administrative expenses (other) incurred2019-12-31$1,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$10,162,783
Value of net assets at end of year (total assets less liabilities)2019-12-31$62,643,445
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$52,480,662
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$43,806,846
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$33,906,936
Value of interest in pooled separate accounts at end of year2019-12-31$1,412,812
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,379,513
Interest earned on other investments2019-12-31$647,550
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$17,423,787
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$17,194,213
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,406,714
Net investment gain/loss from pooled separate accounts2019-12-31$75,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,073,278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,355,645
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HOOD & STRONG LLP
Accountancy firm EIN2019-12-31941254756
2018 : THE HEAD ROYCE SCHOOL 403(B) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$229,247
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,354,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,354,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,239,916
Value of total assets at end of year2018-12-31$52,480,662
Value of total assets at beginning of year2018-12-31$55,606,408
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$667,135
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$34,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$34,555
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,178,890
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$54,336
Other income not declared elsewhere2018-12-31$10,039
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,125,746
Value of net assets at end of year (total assets less liabilities)2018-12-31$52,480,662
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$55,606,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$33,906,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$37,394,329
Value of interest in pooled separate accounts at end of year2018-12-31$1,379,513
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,327,808
Interest earned on other investments2018-12-31$667,135
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$17,194,213
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$16,884,271
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$281,418
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,789,581
Net investment gain/loss from pooled separate accounts2018-12-31$67,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,006,690
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,073,575
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HOOD & STRONG
Accountancy firm EIN2018-12-31941254756
2017 : THE HEAD ROYCE SCHOOL 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,875,385
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,374,458
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,374,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,021,780
Value of total assets at end of year2017-12-31$55,606,408
Value of total assets at beginning of year2017-12-31$48,105,481
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$192
Total interest from all sources2017-12-31$629,895
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,397
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$4,397
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,015,060
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$8,777
Administrative expenses (other) incurred2017-12-31$192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,500,927
Value of net assets at end of year (total assets less liabilities)2017-12-31$55,606,408
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$48,105,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$37,394,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$30,662,195
Value of interest in pooled separate accounts at end of year2017-12-31$1,327,808
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,178,613
Interest earned on other investments2017-12-31$629,895
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$16,884,271
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$16,264,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,165,115
Net investment gain/loss from pooled separate accounts2017-12-31$54,198
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$997,943
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,374,266
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HOOD & STRONG
Accountancy firm EIN2017-12-31941254756
2016 : THE HEAD ROYCE SCHOOL 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,700,403
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,553,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,553,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,922,497
Value of total assets at end of year2016-12-31$48,105,481
Value of total assets at beginning of year2016-12-31$44,958,114
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$667,754
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$204
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$204
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$965,056
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$26,582
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,147,367
Value of net assets at end of year (total assets less liabilities)2016-12-31$48,105,481
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$44,958,114
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$30,662,195
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$28,017,326
Value of interest in pooled separate accounts at end of year2016-12-31$1,178,613
Value of interest in pooled separate accounts at beginning of year2016-12-31$994,086
Interest earned on other investments2016-12-31$667,754
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$16,264,673
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$15,946,702
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$397,743
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,054,192
Net investment gain/loss from pooled separate accounts2016-12-31$55,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$930,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,155,293
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MARCUM LLP
Accountancy firm EIN2016-12-31111986323
2015 : THE HEAD ROYCE SCHOOL 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,745,566
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,934,624
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,934,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,002,897
Value of total assets at end of year2015-12-31$44,958,114
Value of total assets at beginning of year2015-12-31$44,147,172
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$620,766
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,002,365
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$113,211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$810,942
Value of net assets at end of year (total assets less liabilities)2015-12-31$44,958,114
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$44,147,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$28,017,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$27,878,621
Value of interest in pooled separate accounts at end of year2015-12-31$994,086
Value of interest in pooled separate accounts at beginning of year2015-12-31$853,183
Interest earned on other investments2015-12-31$620,766
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$15,946,702
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$15,414,390
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$428,821
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$50,047
Net investment gain/loss from pooled separate accounts2015-12-31$71,856
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$887,321
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$978
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,505,803
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LAUTZE & LAUTZE, CPAS
Accountancy firm EIN2015-12-31942513310
2014 : THE HEAD ROYCE SCHOOL 403(B) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$6,477
Total income from all sources (including contributions)2014-12-31$4,798,178
Total of all expenses incurred2014-12-31$1,753,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,753,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,261,863
Value of total assets at end of year2014-12-31$44,147,172
Value of total assets at beginning of year2014-12-31$41,108,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$600,432
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$894,265
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$518,919
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$6,477
Other income not declared elsewhere2014-12-31$1,935,883
Administrative expenses (other) incurred2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,044,825
Value of net assets at end of year (total assets less liabilities)2014-12-31$44,147,172
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$41,102,347
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$27,878,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$26,113,178
Value of interest in pooled separate accounts at end of year2014-12-31$853,183
Value of interest in pooled separate accounts at beginning of year2014-12-31$664,292
Interest earned on other investments2014-12-31$600,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$15,414,390
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$14,331,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$848,679
Employer contributions (assets) at end of year2014-12-31$978
Employer contributions (assets) at beginning of year2014-12-31$102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,753,353
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LAUTZE & LAUTZE, CPAS
Accountancy firm EIN2014-12-31942513310
2013 : THE HEAD ROYCE SCHOOL 403(B) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$6,477
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,676
Total income from all sources (including contributions)2013-12-31$7,415,429
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,964,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,964,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,866,178
Value of total assets at end of year2013-12-31$41,108,824
Value of total assets at beginning of year2013-12-31$35,655,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$560,934
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$897,910
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$158,813
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$6,477
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$3,676
Other income not declared elsewhere2013-12-31$4,988,317
Administrative expenses (other) incurred2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,450,777
Value of net assets at end of year (total assets less liabilities)2013-12-31$41,102,347
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$35,651,570
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$26,113,178
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$21,170,447
Value of interest in pooled separate accounts at end of year2013-12-31$664,292
Value of interest in pooled separate accounts at beginning of year2013-12-31$389,032
Interest earned on other investments2013-12-31$560,934
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$14,331,252
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$14,095,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$809,455
Employer contributions (assets) at end of year2013-12-31$102
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,964,652
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LAUTZE & LAUTZE, CPAS
Accountancy firm EIN2013-12-31942513310
2012 : THE HEAD ROYCE SCHOOL 403(B) PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$14,789,719
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,676
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,676
Total income from all sources (including contributions)2012-12-31$4,974,288
Total of all expenses incurred2012-12-31$1,479,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,479,212
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,771,233
Value of total assets at end of year2012-12-31$35,655,246
Value of total assets at beginning of year2012-12-31$17,370,451
Total interest from all sources2012-12-31$533,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$839,781
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$167,250
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$3,676
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$3,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,495,076
Value of net assets at end of year (total assets less liabilities)2012-12-31$35,651,570
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,366,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$21,170,447
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,807,925
Value of interest in pooled separate accounts at end of year2012-12-31$389,032
Value of interest in pooled separate accounts at beginning of year2012-12-31$142,295
Interest earned on other investments2012-12-31$533,592
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$14,095,767
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$7,386,743
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,635,934
Net investment gain/loss from pooled separate accounts2012-12-31$33,529
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$764,202
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$33,488
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,479,212
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LAUTZE & LAUTZE, CPAS
Accountancy firm EIN2012-12-31942513310
2011 : THE HEAD ROYCE SCHOOL 403(B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$3,676
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,597
Total income from all sources (including contributions)2011-12-31$767,170
Total of all expenses incurred2011-12-31$390,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$390,380
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$723,216
Value of total assets at end of year2011-12-31$17,370,451
Value of total assets at beginning of year2011-12-31$16,992,582
Total interest from all sources2011-12-31$295,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$3,676
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$2,597
Other income not declared elsewhere2011-12-31$-155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$376,790
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,366,775
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$16,989,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,807,925
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$9,749,974
Value of interest in pooled separate accounts at end of year2011-12-31$142,295
Value of interest in pooled separate accounts at beginning of year2011-12-31$108,844
Interest earned on other investments2011-12-31$295,827
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$7,386,743
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$7,133,764
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-267,055
Net investment gain/loss from pooled separate accounts2011-12-31$15,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$723,216
Employer contributions (assets) at end of year2011-12-31$33,488
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$390,380
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LAUTZE & LAUTZE, CPAS
Accountancy firm EIN2011-12-31942513310
2010 : THE HEAD ROYCE SCHOOL 403(B) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,597
Total income from all sources (including contributions)2010-12-31$2,139,999
Total of all expenses incurred2010-12-31$479,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$479,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$701,678
Value of total assets at end of year2010-12-31$16,992,582
Value of total assets at beginning of year2010-12-31$15,329,390
Total interest from all sources2010-12-31$265,288
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$2,597
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,660,595
Value of net assets at end of year (total assets less liabilities)2010-12-31$16,989,985
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$15,329,390
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$9,749,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,479,003
Value of interest in pooled separate accounts at end of year2010-12-31$108,844
Value of interest in pooled separate accounts at beginning of year2010-12-31$54,164
Interest earned on other investments2010-12-31$265,288
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$7,133,764
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$6,796,223
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$112,325
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,164,085
Net investment gain/loss from pooled separate accounts2010-12-31$8,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$701,678
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$367,079
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LAUTZE & LAUTZE, CPAS
Accountancy firm EIN2010-12-31942513310

Form 5500 Responses for THE HEAD ROYCE SCHOOL 403(B) PLAN

2022: THE HEAD ROYCE SCHOOL 403(B) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE HEAD ROYCE SCHOOL 403(B) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE HEAD ROYCE SCHOOL 403(B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE HEAD ROYCE SCHOOL 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE HEAD ROYCE SCHOOL 403(B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE HEAD ROYCE SCHOOL 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE HEAD ROYCE SCHOOL 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE HEAD ROYCE SCHOOL 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE HEAD ROYCE SCHOOL 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE HEAD ROYCE SCHOOL 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE HEAD ROYCE SCHOOL 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE HEAD ROYCE SCHOOL 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE HEAD ROYCE SCHOOL 403(B) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE HEAD ROYCE SCHOOL 403(B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315905
Policy instance 1
Insurance contract or identification number315905
Number of Individuals Covered326
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315905
Policy instance 1
Insurance contract or identification number315905
Number of Individuals Covered335
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315905
Policy instance 1
Insurance contract or identification number315905
Number of Individuals Covered346
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315905
Policy instance 1
Insurance contract or identification number315905
Number of Individuals Covered421
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315905
Policy instance 1
Insurance contract or identification number315905
Number of Individuals Covered386
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315905
Policy instance 1
Insurance contract or identification number315905
Number of Individuals Covered381
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315906
Policy instance 1
Insurance contract or identification number315906
Number of Individuals Covered168
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315905
Policy instance 2
Insurance contract or identification number315905
Number of Individuals Covered341
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315906
Policy instance 1
Insurance contract or identification number315906
Number of Individuals Covered108
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315905
Policy instance 2
Insurance contract or identification number315905
Number of Individuals Covered221
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315906
Policy instance 1
Insurance contract or identification number315906
Number of Individuals Covered253
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315905
Policy instance 2
Insurance contract or identification number315905
Number of Individuals Covered327
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315905
Policy instance 1
Insurance contract or identification number315905
Number of Individuals Covered213
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number315905
Policy instance 1
Insurance contract or identification number315905
Number of Individuals Covered311
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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