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THE NIELLO COMPANY 401K PLAN & TRUST 401k Plan overview

Plan NameTHE NIELLO COMPANY 401K PLAN & TRUST
Plan identification number 001

THE NIELLO COMPANY 401K PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE NIELLO COMPANY has sponsored the creation of one or more 401k plans.

Company Name:THE NIELLO COMPANY
Employer identification number (EIN):941545516
NAIC Classification:441110
NAIC Description:New Car Dealers

Additional information about THE NIELLO COMPANY

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0929155

More information about THE NIELLO COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NIELLO COMPANY 401K PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01MARTIN CAMSEY MARTIN CAMSEY2016-10-17
0012014-01-01MARTIN CAMSEY MARTIN CAMSEY2015-10-09
0012013-01-01MARTIN CAMSEY MARTIN CAMSEY2014-10-12
0012012-01-01MARTIN CAMSEY
0012011-01-01MARTIN CAMSEY
0012009-01-01MARTIN CAMSEY

Plan Statistics for THE NIELLO COMPANY 401K PLAN & TRUST

401k plan membership statisitcs for THE NIELLO COMPANY 401K PLAN & TRUST

Measure Date Value
2015: THE NIELLO COMPANY 401K PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01527
Total number of active participants reported on line 7a of the Form 55002015-01-01471
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-0167
Total of all active and inactive participants2015-01-01544
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01544
Number of participants with account balances2015-01-01495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0137
2014: THE NIELLO COMPANY 401K PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01487
Total number of active participants reported on line 7a of the Form 55002014-01-01446
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0144
Total of all active and inactive participants2014-01-01491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01491
Number of participants with account balances2014-01-01428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0118
2013: THE NIELLO COMPANY 401K PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01508
Total number of active participants reported on line 7a of the Form 55002013-01-01414
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-0152
Total of all active and inactive participants2013-01-01470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01470
Number of participants with account balances2013-01-01349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111
2012: THE NIELLO COMPANY 401K PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01491
Total number of active participants reported on line 7a of the Form 55002012-01-01408
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0172
Total of all active and inactive participants2012-01-01481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01481
Number of participants with account balances2012-01-01373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: THE NIELLO COMPANY 401K PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01550
Total number of active participants reported on line 7a of the Form 55002011-01-01413
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-0171
Total of all active and inactive participants2011-01-01488
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01488
Number of participants with account balances2011-01-01376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2009: THE NIELLO COMPANY 401K PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01517
Total number of active participants reported on line 7a of the Form 55002009-01-01414
Number of retired or separated participants receiving benefits2009-01-0136
Number of other retired or separated participants entitled to future benefits2009-01-0183
Total of all active and inactive participants2009-01-01533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01533
Number of participants with account balances2009-01-01449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0139

Financial Data on THE NIELLO COMPANY 401K PLAN & TRUST

Measure Date Value
2015 : THE NIELLO COMPANY 401K PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,065,362
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$571,447
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$413,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,267,520
Value of total assets at end of year2015-12-31$27,847,890
Value of total assets at beginning of year2015-12-31$25,353,975
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$158,407
Total interest from all sources2015-12-31$16,765
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,477,755
Participant contributions at end of year2015-12-31$447,243
Participant contributions at beginning of year2015-12-31$384,904
Participant contributions at beginning of year2015-12-31$1,090
Assets. Other investments not covered elsewhere at end of year2015-12-31$94,673
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$96,791
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$196,633
Other income not declared elsewhere2015-12-31$7,333
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,493,915
Value of net assets at end of year (total assets less liabilities)2015-12-31$27,847,890
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$25,353,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,112,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,908,838
Income. Interest from loans (other than to participants)2015-12-31$16,765
Value of interest in common/collective trusts at end of year2015-12-31$23,155,669
Value of interest in common/collective trusts at beginning of year2015-12-31$20,948,625
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$37,681
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$13,653
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$13,653
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$5,696
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$5,684
Net investment gain or loss from common/collective trusts2015-12-31$-231,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$593,132
Employer contributions (assets) at beginning of year2015-12-31$74
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$407,344
Contract administrator fees2015-12-31$158,407
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31POMARES & CO.
Accountancy firm EIN2015-12-31941539492
2014 : THE NIELLO COMPANY 401K PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,064,937
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,521,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,358,121
Expenses. Certain deemed distributions of participant loans2014-12-31$15,165
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,619,018
Value of total assets at end of year2014-12-31$25,353,975
Value of total assets at beginning of year2014-12-31$23,810,889
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$148,565
Total interest from all sources2014-12-31$15,323
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,056,595
Participant contributions at end of year2014-12-31$384,904
Participant contributions at beginning of year2014-12-31$408,619
Participant contributions at end of year2014-12-31$1,090
Assets. Other investments not covered elsewhere at end of year2014-12-31$96,791
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$118,745
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$48,263
Other income not declared elsewhere2014-12-31$7,758
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,543,086
Value of net assets at end of year (total assets less liabilities)2014-12-31$25,353,975
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$23,810,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,908,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,269,711
Income. Interest from loans (other than to participants)2014-12-31$15,323
Value of interest in common/collective trusts at end of year2014-12-31$20,948,625
Value of interest in common/collective trusts at beginning of year2014-12-31$19,011,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$13,653
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,343
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,343
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$7,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$269,098
Net investment gain or loss from common/collective trusts2014-12-31$1,153,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$514,160
Employer contributions (assets) at end of year2014-12-31$74
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,351,018
Contract administrator fees2014-12-31$148,565
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31POMARES & CO.
Accountancy firm EIN2014-12-31941538492
2013 : THE NIELLO COMPANY 401K PLAN & TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$9,341
Total unrealized appreciation/depreciation of assets2013-12-31$9,341
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,229,225
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,670,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,534,182
Expenses. Certain deemed distributions of participant loans2013-12-31$17,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,505,133
Value of total assets at end of year2013-12-31$23,810,889
Value of total assets at beginning of year2013-12-31$21,252,066
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$119,073
Total interest from all sources2013-12-31$17,294
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,380,116
Participant contributions at end of year2013-12-31$408,619
Participant contributions at beginning of year2013-12-31$459,315
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$25,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,558,823
Value of net assets at end of year (total assets less liabilities)2013-12-31$23,810,889
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$21,252,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,269,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$16,828,697
Interest on participant loans2013-12-31$17,294
Value of interest in common/collective trusts at end of year2013-12-31$19,011,471
Value of interest in common/collective trusts at beginning of year2013-12-31$3,787,873
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,343
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$52,634
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$52,634
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$118,745
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$123,547
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$11,125
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,390,028
Net investment gain or loss from common/collective trusts2013-12-31$307,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,523,057
Contract administrator fees2013-12-31$119,073
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31POMARES & CO.
Accountancy firm EIN2013-12-31941538492
2012 : THE NIELLO COMPANY 401K PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,999,235
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,420,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,310,698
Expenses. Certain deemed distributions of participant loans2012-12-31$6,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,356,987
Value of total assets at end of year2012-12-31$21,252,066
Value of total assets at beginning of year2012-12-31$18,673,107
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$103,555
Total interest from all sources2012-12-31$17,065
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,308,526
Participant contributions at end of year2012-12-31$459,315
Participant contributions at beginning of year2012-12-31$444,634
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$48,461
Other income not declared elsewhere2012-12-31$11,349
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,578,959
Value of net assets at end of year (total assets less liabilities)2012-12-31$21,252,066
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$18,673,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$16,828,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$15,647,227
Interest on participant loans2012-12-31$17,065
Value of interest in common/collective trusts at end of year2012-12-31$3,787,873
Value of interest in common/collective trusts at beginning of year2012-12-31$2,434,363
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$52,634
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$34,685
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$34,685
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$123,547
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$112,198
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$10,490
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,560,846
Net investment gain or loss from common/collective trusts2012-12-31$52,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,300,208
Contract administrator fees2012-12-31$103,555
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31POMARES & CO.
Accountancy firm EIN2012-12-31941538492
2011 : THE NIELLO COMPANY 401K PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$899,077
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,233,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,148,893
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,226,358
Value of total assets at end of year2011-12-31$18,673,107
Value of total assets at beginning of year2011-12-31$19,007,401
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$84,478
Total interest from all sources2011-12-31$19,168
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$439,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$439,967
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,226,358
Participant contributions at end of year2011-12-31$444,634
Participant contributions at beginning of year2011-12-31$406,768
Participant contributions at beginning of year2011-12-31$388
Other income not declared elsewhere2011-12-31$9,422
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-334,294
Value of net assets at end of year (total assets less liabilities)2011-12-31$18,673,107
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$19,007,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$15,647,227
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$16,145,686
Interest on participant loans2011-12-31$19,168
Value of interest in common/collective trusts at end of year2011-12-31$2,434,363
Value of interest in common/collective trusts at beginning of year2011-12-31$2,327,082
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$34,685
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$24,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$24,701
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$112,198
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$102,776
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$7,884
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-795,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,141,009
Contract administrator fees2011-12-31$84,478
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31POMARES & COMPANY LLP
Accountancy firm EIN2011-12-31941538492
2010 : THE NIELLO COMPANY 401K PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,612,588
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$931,578
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$828,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,399,526
Value of total assets at end of year2010-12-31$19,007,401
Value of total assets at beginning of year2010-12-31$16,326,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$103,008
Total interest from all sources2010-12-31$20,510
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,137,411
Participant contributions at end of year2010-12-31$406,768
Participant contributions at beginning of year2010-12-31$407,428
Participant contributions at end of year2010-12-31$388
Participant contributions at beginning of year2010-12-31$4,782
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$262,115
Other income not declared elsewhere2010-12-31$10,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,681,010
Value of net assets at end of year (total assets less liabilities)2010-12-31$19,007,401
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,326,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$16,145,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$14,020,159
Interest on participant loans2010-12-31$20,510
Value of interest in common/collective trusts at end of year2010-12-31$2,327,082
Value of interest in common/collective trusts at beginning of year2010-12-31$1,782,270
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$24,701
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$14,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$14,179
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$102,776
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$97,573
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$10,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,143,419
Net investment gain or loss from common/collective trusts2010-12-31$38,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$818,071
Contract administrator fees2010-12-31$103,008
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31POMARES & CO., LLP
Accountancy firm EIN2010-12-31941538492
2009 : THE NIELLO COMPANY 401K PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE NIELLO COMPANY 401K PLAN & TRUST

2015: THE NIELLO COMPANY 401K PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE NIELLO COMPANY 401K PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE NIELLO COMPANY 401K PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE NIELLO COMPANY 401K PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE NIELLO COMPANY 401K PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE NIELLO COMPANY 401K PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number03302232-35
Policy instance 1
Insurance contract or identification number03302232-35
Number of Individuals Covered11
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number03302232-35
Policy instance 1
Insurance contract or identification number03302232-35
Number of Individuals Covered12
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number03302232-35
Policy instance 1
Insurance contract or identification number03302232-35
Number of Individuals Covered17
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number03302232-35
Policy instance 1
Insurance contract or identification number03302232-35
Number of Individuals Covered21
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number03302232-35
Policy instance 1
Insurance contract or identification number03302232-35
Number of Individuals Covered21
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number03302232-35
Policy instance 1
Insurance contract or identification number03302232-35
Number of Individuals Covered21
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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