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THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 401k Plan overview

Plan NameTHE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN
Plan identification number 002

THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE WINE GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE WINE GROUP, INC.
Employer identification number (EIN):942756233
NAIC Classification:312130
NAIC Description:Wineries

Additional information about THE WINE GROUP, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2294492

More information about THE WINE GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022013-01-01KRISTIN MESKER
0022012-01-01KRISTIN MESKER
0022011-01-01KRIS MESKER
0022009-01-01KRIS MESKER

Plan Statistics for THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN

401k plan membership statisitcs for THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN

Measure Date Value
2022: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01410
Total number of active participants reported on line 7a of the Form 55002022-01-01333
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0171
Total of all active and inactive participants2022-01-01404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-017
Total participants2022-01-01411
Number of participants with account balances2022-01-01373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01421
Total number of active participants reported on line 7a of the Form 55002021-01-01336
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0168
Total of all active and inactive participants2021-01-01404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-016
Total participants2021-01-01410
Number of participants with account balances2021-01-01379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0112
2020: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01398
Total number of active participants reported on line 7a of the Form 55002020-01-01356
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0160
Total of all active and inactive participants2020-01-01416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-015
Total participants2020-01-01421
Number of participants with account balances2020-01-01376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2013: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01429
Total number of active participants reported on line 7a of the Form 55002013-01-01352
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0132
Total of all active and inactive participants2013-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01384
Number of participants with account balances2013-01-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01392
Total number of active participants reported on line 7a of the Form 55002012-01-01400
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0129
Total of all active and inactive participants2012-01-01429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01429
Number of participants with account balances2012-01-01341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01421
Total number of active participants reported on line 7a of the Form 55002011-01-01375
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0117
Total of all active and inactive participants2011-01-01392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01392
Number of participants with account balances2011-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0117
2009: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01310
Total number of active participants reported on line 7a of the Form 55002009-01-01351
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0121
Total of all active and inactive participants2009-01-01372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01372
Number of participants with account balances2009-01-01326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN

Measure Date Value
2022 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-527,016
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,612,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,556,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,659,256
Value of total assets at end of year2022-12-31$14,277,998
Value of total assets at beginning of year2022-12-31$16,417,715
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$56,014
Total interest from all sources2022-12-31$45,287
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$256,565
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$256,565
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,043,672
Participant contributions at end of year2022-12-31$733,953
Participant contributions at beginning of year2022-12-31$838,233
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$12,763
Administrative expenses (other) incurred2022-12-31$56,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,139,717
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,277,998
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$16,417,715
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$12,288,980
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$14,487,971
Interest on participant loans2022-12-31$40,686
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$660,823
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$516,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$516,514
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$4,601
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,488,124
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$602,821
Employer contributions (assets) at end of year2022-12-31$594,242
Employer contributions (assets) at beginning of year2022-12-31$574,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,556,687
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CAMPBELL TAYLOR WASHBURN
Accountancy firm EIN2022-12-31680251243
2021 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,250,394
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,202,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,155,994
Value of total corrective distributions2021-12-31$147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,522,654
Value of total assets at end of year2021-12-31$16,417,715
Value of total assets at beginning of year2021-12-31$14,370,159
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$46,697
Total interest from all sources2021-12-31$46,545
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$228,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$228,998
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$947,657
Participant contributions at end of year2021-12-31$838,233
Participant contributions at beginning of year2021-12-31$830,135
Administrative expenses (other) incurred2021-12-31$46,697
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,047,556
Value of net assets at end of year (total assets less liabilities)2021-12-31$16,417,715
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$14,370,159
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$14,487,971
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$12,519,844
Interest on participant loans2021-12-31$46,068
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$516,514
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$454,080
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$454,080
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$477
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,452,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$574,997
Employer contributions (assets) at end of year2021-12-31$574,997
Employer contributions (assets) at beginning of year2021-12-31$566,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,155,994
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CAMPBELL TAYLOR WASHBURN
Accountancy firm EIN2021-12-31680251243
2020 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$204,174
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$10
Total income from all sources (including contributions)2020-12-31$2,882,486
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,869,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,804,030
Expenses. Certain deemed distributions of participant loans2020-12-31$4,312
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,423,558
Value of total assets at end of year2020-12-31$14,370,159
Value of total assets at beginning of year2020-12-31$14,561,043
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$60,844
Total interest from all sources2020-12-31$55,626
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$182,725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$182,725
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$858,358
Participant contributions at end of year2020-12-31$830,135
Participant contributions at beginning of year2020-12-31$779,306
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$175
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$10
Other income not declared elsewhere2020-12-31$10
Administrative expenses (other) incurred2020-12-31$60,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$13,300
Value of net assets at end of year (total assets less liabilities)2020-12-31$14,370,159
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$14,561,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$12,519,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,762,052
Interest on participant loans2020-12-31$53,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$454,080
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$465,869
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$465,869
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,450
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,220,567
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$565,200
Employer contributions (assets) at end of year2020-12-31$566,100
Employer contributions (assets) at beginning of year2020-12-31$553,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,804,030
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CAMPBELL TAYLOR WASHBURN
Accountancy firm EIN2020-12-31680251243
2013 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,071,821
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$666,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$665,210
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,089,719
Value of total assets at end of year2013-12-31$6,833,953
Value of total assets at beginning of year2013-12-31$5,428,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,000
Total interest from all sources2013-12-31$11
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$33,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$33,785
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$542,578
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$28,244
Administrative expenses (other) incurred2013-12-31$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,405,611
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,833,953
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,428,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$776,087
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$490,147
Value of interest in common/collective trusts at end of year2013-12-31$5,412,633
Value of interest in common/collective trusts at beginning of year2013-12-31$4,264,883
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$126,336
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$108,663
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$108,663
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$11
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$100,257
Net investment gain or loss from common/collective trusts2013-12-31$848,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$518,897
Employer contributions (assets) at end of year2013-12-31$518,897
Employer contributions (assets) at beginning of year2013-12-31$564,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$665,210
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CAMPBELL, BENN & TAYLOR
Accountancy firm EIN2013-12-31680251243
2012 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,723,935
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$261,373
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$261,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,214,182
Value of total assets at end of year2012-12-31$5,428,342
Value of total assets at beginning of year2012-12-31$3,965,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$14
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$19,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$19,951
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$565,987
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$83,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,462,562
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,428,342
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,965,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$490,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$257,597
Value of interest in common/collective trusts at end of year2012-12-31$4,264,883
Value of interest in common/collective trusts at beginning of year2012-12-31$2,970,080
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$108,663
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$160,873
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$160,873
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$23,988
Net investment gain or loss from common/collective trusts2012-12-31$465,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$564,649
Employer contributions (assets) at end of year2012-12-31$564,649
Employer contributions (assets) at beginning of year2012-12-31$577,230
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$261,373
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CAMPBELL TAYLOR AND COMPANY
Accountancy firm EIN2012-12-31680251243
2011 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$995,633
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$352,583
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$352,583
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,100,011
Value of total assets at end of year2011-12-31$3,965,780
Value of total assets at beginning of year2011-12-31$3,322,730
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$12
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$10,091
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$10,091
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$522,781
Participant contributions at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$643,050
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,965,780
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,322,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$257,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$299,958
Value of interest in common/collective trusts at end of year2011-12-31$2,970,080
Value of interest in common/collective trusts at beginning of year2011-12-31$2,368,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$160,873
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$86,920
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$86,920
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-15,589
Net investment gain or loss from common/collective trusts2011-12-31$-98,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$577,230
Employer contributions (assets) at end of year2011-12-31$577,230
Employer contributions (assets) at beginning of year2011-12-31$566,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$352,583
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CAMPBELL TAYLOR AND COMPANY
Accountancy firm EIN2011-12-31680251243
2010 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,375,017
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$149,844
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$149,163
Value of total corrective distributions2010-12-31$681
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,043,758
Value of total assets at end of year2010-12-31$3,322,730
Value of total assets at beginning of year2010-12-31$2,097,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$7
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$5,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$5,048
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$472,981
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$133
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$3,905
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,225,173
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,322,730
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,097,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$299,958
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$166,570
Value of interest in common/collective trusts at end of year2010-12-31$2,368,980
Value of interest in common/collective trusts at beginning of year2010-12-31$1,484,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$86,920
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$46,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$46,792
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$7
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$33,111
Net investment gain or loss from common/collective trusts2010-12-31$293,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$566,872
Employer contributions (assets) at end of year2010-12-31$566,872
Employer contributions (assets) at beginning of year2010-12-31$399,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$149,163
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CAMPBELL, BENN & TAYLOR
Accountancy firm EIN2010-12-31680251243
2009 : THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN

2022: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2013: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE WINE GROUP - FRANZIA WINERY RETIREMENT AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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