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RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 401k Plan overview

Plan NameRICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN
Plan identification number 001

RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARD A. LAWRENCE, ASP has sponsored the creation of one or more 401k plans.

Company Name:RICHARD A. LAWRENCE, ASP
Employer identification number (EIN):010704013
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01ELLEN VINES LAWRENCE2019-09-30 ELLEN VINES LAWRENCE2019-09-30
0012017-01-01ELLEN VINES LAWRENCE2018-09-21 ELLEN VINES LAWRENCE2018-09-21
0012016-01-01ELLEN VINES LAWRENCE2017-10-07 ELLEN VINES LAWRENCE2017-10-07
0012015-01-01ELLEN VINES LAWRENCE2016-09-09 ELLEN VINES LAWRENCE2016-09-09
0012014-01-01ELLEN VINES LAWRENCE2015-08-13 ELLEN VINES LAWRENCE2015-08-13
0012013-01-01ELLEN VINES LAWRENCE2014-08-19 ELLEN VINES LAWRENCE2014-08-19
0012012-01-01ELLEN VINES LAWRENCE ELLEN VINES LAWRENCE2013-07-22
0012011-01-01ELLEN VINES LAWRENCE ELLEN VINES LAWRENCE2012-09-05
0012010-01-01ELLEN LAWRENCE ELLEN LAWRENCE2011-10-11
0012009-01-01ELLEN LAWRENCE ELLEN LAWRENCE2010-10-07

Plan Statistics for RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN

401k plan membership statisitcs for RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN

Measure Date Value
2018: RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-312,115,208
Acturial value of plan assets2018-12-312,115,208
Funding target for retired participants and beneficiaries receiving payment2018-12-310
Number of terminated vested participants2018-12-310
Fundng target for terminated vested participants2018-12-310
Active participant vested funding target2018-12-311,950,704
Number of active participants2018-12-311
Total funding liabilities for active participants2018-12-311,950,704
Total participant count2018-12-311
Total funding target for all participants2018-12-311,950,704
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-31374,389
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-31374,389
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-31400,783
Total employer contributions2018-12-31200,000
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31192,714
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-310
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-310
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-31192,714
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
2017: RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-312,537,828
Acturial value of plan assets2017-12-312,537,828
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-311
Fundng target for terminated vested participants2017-12-31256,943
Active participant vested funding target2017-12-311,863,610
Number of active participants2017-12-311
Total funding liabilities for active participants2017-12-311,863,610
Total participant count2017-12-312
Total funding target for all participants2017-12-312,120,553
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-31359,920
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-31359,920
Present value of excess contributions2017-12-31187,021
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-31187,021
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-31374,389
Total employer contributions2017-12-310
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31203,052
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-31181,693
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-31181,693
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
2016: RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-311,970,707
Acturial value of plan assets2016-12-311,970,707
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-310
Fundng target for terminated vested participants2016-12-310
Active participant vested funding target2016-12-311,795,630
Number of active participants2016-12-312
Total funding liabilities for active participants2016-12-311,797,630
Total participant count2016-12-312
Total funding target for all participants2016-12-311,797,630
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-31369,946
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-31369,946
Present value of excess contributions2016-12-31401,752
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31401,752
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-31359,920
Total employer contributions2016-12-31400,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31397,309
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31210,288
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-31210,288
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-31210,288
Contributions allocatedtoward minimum required contributions for current year2016-12-31397,309
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
2012: RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012
Total number of active participants reported on line 7a of the Form 55002012-01-012
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012
Total number of active participants reported on line 7a of the Form 55002011-01-012
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012
Total number of active participants reported on line 7a of the Form 55002010-01-012
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012
Total number of active participants reported on line 7a of the Form 55002009-01-012
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN

Measure Date Value
2012 : RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$314,678
Expenses. Total of all expenses incurred2012-12-31$9,295
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$1,138,498
Total plan assets at beginning of year2012-12-31$833,115
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$97,678
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$305,383
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,138,498
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$833,115
Assets. Value of participant loans2012-12-31$11,481
Total contributions received or receivable from employer(s)2012-12-31$217,000
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$9,295
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$168,482
Expenses. Total of all expenses incurred2011-12-31$5,455
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$833,115
Total plan assets at beginning of year2011-12-31$670,088
Total contributions received or receivable from participants2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$18,482
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$163,027
Net plan assets at end of year (total assets less liabilities)2011-12-31$833,115
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$670,088
Assets. Value of participant loans2011-12-31$12,256
Total contributions received or receivable from employer(s)2011-12-31$150,000
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$5,455
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$154,848
Expenses. Total of all expenses incurred2010-12-31$0
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$670,088
Total plan assets at beginning of year2010-12-31$515,240
Total contributions received or receivable from participants2010-12-31$0
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$44,848
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$154,848
Net plan assets at end of year (total assets less liabilities)2010-12-31$670,088
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$515,240
Total contributions received or receivable from employer(s)2010-12-31$110,000
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN

2012: RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RICHARD A LAWRENCE, A SOLE PROPRIETOR DEFINED BENEFIT PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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