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RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameRICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN
Plan identification number 001

RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARD A HOVDA, D.D.S., M.S., S.C. has sponsored the creation of one or more 401k plans.

Company Name:RICHARD A HOVDA, D.D.S., M.S., S.C.
Employer identification number (EIN):391698666
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01RICHARD A HOVDA
0012015-01-01RICHARD A HOVDA
0012014-01-01RICHARD A HOVDA
0012013-01-01RICHARD A HOVDA
0012012-01-01RICHARD A HOVDA
0012011-01-01RICHARD A. HOVDA RICHARD A. HOVDA2012-08-10
0012010-01-01RICHARD A. HOVDA RICHARD A. HOVDA2011-06-06
0012009-01-01RICHARD A. HOVDA RICHARD A. HOVDA2010-09-27

Plan Statistics for RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-016
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-016
Total number of active participants reported on line 7a of the Form 55002015-01-016
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-016
Number of participants with account balances2015-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-018
Total number of active participants reported on line 7a of the Form 55002014-01-016
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-016
Number of participants with account balances2014-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-017
Total number of active participants reported on line 7a of the Form 55002013-01-017
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-018
Number of participants with account balances2013-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-017
Total number of active participants reported on line 7a of the Form 55002012-01-016
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-011
Total of all active and inactive participants2012-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-017
Number of participants with account balances2012-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-018
Total number of active participants reported on line 7a of the Form 55002011-01-017
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-017
Number of participants with account balances2011-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-018
Total number of active participants reported on line 7a of the Form 55002010-01-017
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-011
Total of all active and inactive participants2010-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-018
Number of participants with account balances2010-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-018
Total number of active participants reported on line 7a of the Form 55002009-01-018
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-018
Number of participants with account balances2009-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-04-25$0
Total plan liabilities at beginning of year2016-04-25$0
Total income from all sources2016-04-25$-54,213
Expenses. Total of all expenses incurred2016-04-25$1,952,129
Benefits paid (including direct rollovers)2016-04-25$1,945,554
Total plan assets at end of year2016-04-25$0
Total plan assets at beginning of year2016-04-25$2,006,342
Value of fidelity bond covering the plan2016-04-25$300,000
Total contributions received or receivable from participants2016-04-25$1,094
Other income received2016-04-25$-55,732
Net income (gross income less expenses)2016-04-25$-2,006,342
Net plan assets at end of year (total assets less liabilities)2016-04-25$0
Net plan assets at beginning of year (total assets less liabilities)2016-04-25$2,006,342
Total contributions received or receivable from employer(s)2016-04-25$425
Expenses. Administrative service providers (salaries,fees and commissions)2016-04-25$6,575
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-04-25$0
2015 : RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$54,875
Expenses. Total of all expenses incurred2015-12-31$140,448
Benefits paid (including direct rollovers)2015-12-31$122,000
Total plan assets at end of year2015-12-31$2,006,342
Total plan assets at beginning of year2015-12-31$2,091,915
Value of fidelity bond covering the plan2015-12-31$300,000
Total contributions received or receivable from participants2015-12-31$34,072
Other income received2015-12-31$8,918
Net income (gross income less expenses)2015-12-31$-85,573
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,006,342
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,091,915
Assets. Value of participant loans2015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$11,885
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$18,448
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$130,460
Expenses. Total of all expenses incurred2014-12-31$41,658
Benefits paid (including direct rollovers)2014-12-31$25,000
Total plan assets at end of year2014-12-31$2,091,915
Total plan assets at beginning of year2014-12-31$2,003,113
Value of fidelity bond covering the plan2014-12-31$300,000
Total contributions received or receivable from participants2014-12-31$18,753
Other income received2014-12-31$103,986
Net income (gross income less expenses)2014-12-31$88,802
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,091,915
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,003,113
Assets. Value of participant loans2014-12-31$3,102
Total contributions received or receivable from employer(s)2014-12-31$7,721
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$16,658
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$242,499
Expenses. Total of all expenses incurred2013-12-31$98,233
Benefits paid (including direct rollovers)2013-12-31$89,031
Total plan assets at end of year2013-12-31$2,003,113
Total plan assets at beginning of year2013-12-31$1,858,847
Value of fidelity bond covering the plan2013-12-31$201,000
Total contributions received or receivable from participants2013-12-31$20,452
Other income received2013-12-31$213,804
Net income (gross income less expenses)2013-12-31$144,266
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,003,113
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,858,847
Assets. Value of participant loans2013-12-31$14,665
Total contributions received or receivable from employer(s)2013-12-31$8,243
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$9,202
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$199,137
Expenses. Total of all expenses incurred2012-12-31$4,727
Total plan assets at end of year2012-12-31$1,858,847
Total plan assets at beginning of year2012-12-31$1,664,437
Value of fidelity bond covering the plan2012-12-31$186,000
Total contributions received or receivable from participants2012-12-31$20,540
Other income received2012-12-31$176,201
Net income (gross income less expenses)2012-12-31$194,410
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,858,847
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,664,437
Assets. Value of participant loans2012-12-31$25,220
Total contributions received or receivable from employer(s)2012-12-31$2,396
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$4,727
2011 : RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$9,811
Expenses. Total of all expenses incurred2011-12-31$7,695
Benefits paid (including direct rollovers)2011-12-31$1,464
Total plan assets at end of year2011-12-31$1,664,437
Total plan assets at beginning of year2011-12-31$1,662,321
Value of fidelity bond covering the plan2011-12-31$30,000
Total contributions received or receivable from participants2011-12-31$23,808
Other income received2011-12-31$-17,687
Net income (gross income less expenses)2011-12-31$2,116
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,664,437
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,662,321
Assets. Value of participant loans2011-12-31$35,236
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022011-12-31$2,807
Total contributions received or receivable from employer(s)2011-12-31$3,690
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$6,231
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$185,499
Expenses. Total of all expenses incurred2010-12-31$5,910
Total plan assets at end of year2010-12-31$1,662,321
Total plan assets at beginning of year2010-12-31$1,482,732
Value of fidelity bond covering the plan2010-12-31$30,000
Total contributions received or receivable from participants2010-12-31$24,625
Other income received2010-12-31$149,438
Net income (gross income less expenses)2010-12-31$179,589
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,662,321
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,482,732
Assets. Value of participant loans2010-12-31$44,740
Total contributions received or receivable from employer(s)2010-12-31$11,436
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$5,910
2009 : RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN

2016: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RICHARD A HOVDA, DDS, MS, SC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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