401k Plan data: VBA DEFINED CONTRIBUTION PLAN FOR CAPITAL FINANCIAL INC. plan

VBA DEFINED CONTRIBUTION PLAN FOR CAPITAL FINANCIAL INC. 401k Plan overview

Plan Name	VBA DEFINED CONTRIBUTION PLAN FOR CAPITAL FINANCIAL INC.
Plan identification number	001

VBA DEFINED CONTRIBUTION PLAN FOR CAPITAL FINANCIAL INC. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAPITAL FINANCIAL INC. has sponsored the creation of one or more 401k plans.

Company Name: CAPITAL FINANCIAL INC.

Employer identification number (EIN): 020680167

NAIC Classification: 522110
NAIC Description: Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VBA DEFINED CONTRIBUTION PLAN FOR CAPITAL FINANCIAL INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 BETTE J. ALBERT 2011-06-23 FRANK KOLENCIK 2011-07-01
001 2010-01-01 BETTE J. ALBERT 2011-05-26 FRANK KOLENCIK 2011-07-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2011-01-01	BETTE J. ALBERT	2011-06-23	FRANK KOLENCIK	2011-07-01
001	2010-01-01	BETTE J. ALBERT	2011-05-26	FRANK KOLENCIK	2011-07-01

Potentially related plans

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Company Name:	CAPITAL FINANCIAL INC.
Employer identification number (EIN):	020680167
NAIC Classification:	522110
NAIC Description:	Commercial Banking