401k Plan data: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION plan

VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 401k Plan overview

Plan Name	VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION
Plan identification number	001

VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMALL BUSINESS ADMINISTRATION AS RECEIVER FOR WATERSIDE CAPITAL CORP has sponsored the creation of one or more 401k plans.

Company Name: SMALL BUSINESS ADMINISTRATION AS RECEIVER FOR WATERSIDE CAPITAL CORP

Employer identification number (EIN): 541694665

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 BETTE J. ALBERT CHARLES FULFORD 2014-11-12
001 2013-01-01 BETTE J. ALBERT JULIE H. STROH 2014-05-28
001 2012-01-01 BETTE J. ALBERT JULIE H. STROH 2013-07-22
001 2011-01-01 BETTE J. ALBERT JULIE H. STROH 2012-05-08
001 2010-01-01 BETTE J. ALBERT JULIE H. STROH 2011-04-05
001 2009-01-01 BETTE J. ALBERT JULIE H. STROH 2010-07-21

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	BETTE J. ALBERT	CHARLES FULFORD	2014-11-12
001	2013-01-01	BETTE J. ALBERT	JULIE H. STROH	2014-05-28
001	2012-01-01	BETTE J. ALBERT	JULIE H. STROH	2013-07-22
001	2011-01-01	BETTE J. ALBERT	JULIE H. STROH	2012-05-08
001	2010-01-01	BETTE J. ALBERT	JULIE H. STROH	2011-04-05
001	2009-01-01	BETTE J. ALBERT	JULIE H. STROH	2010-07-21

Plan Statistics for VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION

401k plan membership statisitcs for VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION

Measure Date Value
2014: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2
Number of participants with account balances 2013-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 3
Number of participants with account balances 2012-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2011 401k membership
Total participants, beginning-of-year 2011-01-01 4
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 3
Number of participants with account balances 2011-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2010 401k membership
Total participants, beginning-of-year 2010-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 2
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 2
Total of all active and inactive participants 2010-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 4
Number of participants with account balances 2010-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2009 401k membership
Total participants, beginning-of-year 2009-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 4
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 7
Number of participants with account balances 2009-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2
Number of participants with account balances	2013-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	3
Number of participants with account balances	2012-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2011 401k membership
Total participants, beginning-of-year	2011-01-01	4
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	3
Number of participants with account balances	2011-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2010 401k membership
Total participants, beginning-of-year	2010-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	2
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	2
Total of all active and inactive participants	2010-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	4
Number of participants with account balances	2010-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2009 401k membership
Total participants, beginning-of-year	2009-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	7
Number of participants with account balances	2009-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION

Measure	Date	Value
2014 : VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2014 401k financial data
Total income from all sources	2014-08-29	$19,025
Expenses. Total of all expenses incurred	2014-08-29	$292,090
Benefits paid (including direct rollovers)	2014-08-29	$291,816
Total plan assets at end of year	2014-08-29	$0
Total plan assets at beginning of year	2014-08-29	$273,065
Value of fidelity bond covering the plan	2014-08-29	$500,000
Total contributions received or receivable from participants	2014-08-29	$4,101
Other income received	2014-08-29	$11,409
Net income (gross income less expenses)	2014-08-29	$-273,065
Net plan assets at end of year (total assets less liabilities)	2014-08-29	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-08-29	$273,065
Total contributions received or receivable from employer(s)	2014-08-29	$3,515
Expenses. Administrative service providers (salaries,fees and commissions)	2014-08-29	$274
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-08-29	$0
2013 : VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2013 401k financial data
Total income from all sources	2013-12-31	$69,070
Expenses. Total of all expenses incurred	2013-12-31	$16,178
Benefits paid (including direct rollovers)	2013-12-31	$15,258
Total plan assets at end of year	2013-12-31	$273,065
Total plan assets at beginning of year	2013-12-31	$220,173
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$10,829
Other income received	2013-12-31	$48,959
Net income (gross income less expenses)	2013-12-31	$52,892
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$273,065
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$220,173
Assets. Value of employer securities	2013-12-31	$0
Total contributions received or receivable from employer(s)	2013-12-31	$9,282
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$920
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2012 401k financial data
Total income from all sources	2012-12-31	$49,877
Expenses. Total of all expenses incurred	2012-12-31	$626
Total plan assets at end of year	2012-12-31	$220,173
Total plan assets at beginning of year	2012-12-31	$170,922
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$12,427
Other income received	2012-12-31	$26,405
Net income (gross income less expenses)	2012-12-31	$49,251
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$220,173
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$170,922
Assets. Value of employer securities	2012-12-31	$1,005
Total contributions received or receivable from employer(s)	2012-12-31	$11,045
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$626
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2011 401k financial data
Total income from all sources	2011-12-31	$23,519
Expenses. Total of all expenses incurred	2011-12-31	$2,194
Benefits paid (including direct rollovers)	2011-12-31	$1,607
Total plan assets at end of year	2011-12-31	$170,922
Total plan assets at beginning of year	2011-12-31	$149,597
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$13,309
Other income received	2011-12-31	$-2,055
Net income (gross income less expenses)	2011-12-31	$21,325
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$170,922
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$149,597
Assets. Value of employer securities	2011-12-31	$1,111
Total contributions received or receivable from employer(s)	2011-12-31	$12,265
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$587
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2010 401k financial data
Total income from all sources	2010-12-31	$50,437
Expenses. Total of all expenses incurred	2010-12-31	$18,744
Benefits paid (including direct rollovers)	2010-12-31	$18,438
Total plan assets at end of year	2010-12-31	$149,597
Total plan assets at beginning of year	2010-12-31	$117,904
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$17,546
Other income received	2010-12-31	$16,688
Net income (gross income less expenses)	2010-12-31	$31,693
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$149,597
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$117,904
Assets. Value of employer securities	2010-12-31	$843
Total contributions received or receivable from employer(s)	2010-12-31	$16,203
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$306
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION

2014: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: VBA DEFINED CONTRIBUTION PLAN FOR WATERSIDE CAPITAL CORPORATION 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SMALL BUSINESS ADMINISTRATION AS RECEIVER FOR WATERSIDE CAPITAL CORP
Employer identification number (EIN):	541694665
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies