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VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 401k Plan overview

Plan NameVBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK
Plan identification number 001

VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FIRST CAPITAL BANK has sponsored the creation of one or more 401k plans.

Company Name:FIRST CAPITAL BANK
Employer identification number (EIN):541880894
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about FIRST CAPITAL BANK

Jurisdiction of Incorporation: Virginia Secretary of State
Incorporation Date: 1997-06-01
Company Identification Number: 0488235
Legal Registered Office Address: LECLAIRRYAN, A PROFESSIONAL CORPORATION
919 EAST MAIN STREET, 24TH FLOOR
RICHMOND
United States of America (USA)
23219

More information about FIRST CAPITAL BANK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01BETTE J. ALBERT ELIZABETH DYKES2016-06-24
0012015-01-01BETTE J. ALBERT ELIZABETH DYKES2016-06-24
0012014-01-01BETTE J. ALBERT CAROL A. BRICKEY2015-06-30
0012013-01-01BETTE J. ALBERT CAROL A. BRICKEY2014-03-31
0012012-01-01BETTE J. ALBERT CAROL A. BRICKEY2013-04-04
0012011-01-01BETTE J. ALBERT CAROL A. BRICKEY2012-03-27
0012010-01-01BETTE J. ALBERT CAROL A. BRICKEY2011-06-08
0012009-01-01BETTE J. ALBERT CAROL A. BRICKEY2010-06-30

Plan Statistics for VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK

401k plan membership statisitcs for VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK

Measure Date Value
2016: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2016 401k membership
Total participants, beginning-of-year2016-01-0198
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2015 401k membership
Total participants, beginning-of-year2015-01-01115
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0197
Total of all active and inactive participants2015-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0198
Number of participants with account balances2015-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2014 401k membership
Total participants, beginning-of-year2014-01-01117
Total number of active participants reported on line 7a of the Form 55002014-01-0193
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0115
Total of all active and inactive participants2014-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01110
Number of participants with account balances2014-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2013 401k membership
Total participants, beginning-of-year2013-01-01107
Total number of active participants reported on line 7a of the Form 55002013-01-01107
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01115
Number of participants with account balances2013-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2012 401k membership
Total participants, beginning-of-year2012-01-01109
Total number of active participants reported on line 7a of the Form 55002012-01-01102
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-014
Total of all active and inactive participants2012-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01107
Number of participants with account balances2012-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2011 401k membership
Total participants, beginning-of-year2011-01-0196
Total number of active participants reported on line 7a of the Form 55002011-01-0197
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0110
Total of all active and inactive participants2011-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01109
Number of participants with account balances2011-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2010 401k membership
Total participants, beginning-of-year2010-01-0193
Total number of active participants reported on line 7a of the Form 55002010-01-0187
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-017
Total of all active and inactive participants2010-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0196
Number of participants with account balances2010-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2009 401k membership
Total participants, beginning-of-year2009-01-0189
Total number of active participants reported on line 7a of the Form 55002009-01-0179
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-0110
Total of all active and inactive participants2009-01-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0192
Number of participants with account balances2009-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK

Measure Date Value
2016 : VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2016 401k financial data
Total income from all sources2016-05-11$8,901
Expenses. Total of all expenses incurred2016-05-11$6,197,494
Benefits paid (including direct rollovers)2016-05-11$6,191,081
Total plan assets at end of year2016-05-11$0
Total plan assets at beginning of year2016-05-11$6,188,593
Value of fidelity bond covering the plan2016-05-11$1,000,000
Total contributions received or receivable from participants2016-05-11$15,819
Contributions received from other sources (not participants or employers)2016-05-11$109,909
Other income received2016-05-11$-125,595
Net income (gross income less expenses)2016-05-11$-6,188,593
Net plan assets at end of year (total assets less liabilities)2016-05-11$0
Net plan assets at beginning of year (total assets less liabilities)2016-05-11$6,188,593
Assets. Value of participant loans2016-05-11$0
Assets. Value of employer securities2016-05-11$0
Total contributions received or receivable from employer(s)2016-05-11$8,768
Expenses. Administrative service providers (salaries,fees and commissions)2016-05-11$6,413
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-05-11$0
2015 : VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2015 401k financial data
Total income from all sources2015-12-31$934,155
Expenses. Total of all expenses incurred2015-12-31$1,300,448
Benefits paid (including direct rollovers)2015-12-31$1,287,079
Total plan assets at end of year2015-12-31$6,188,593
Total plan assets at beginning of year2015-12-31$6,554,886
Value of fidelity bond covering the plan2015-12-31$1,000,000
Total contributions received or receivable from participants2015-12-31$491,633
Contributions received from other sources (not participants or employers)2015-12-31$2,931
Other income received2015-12-31$174,716
Net income (gross income less expenses)2015-12-31$-366,293
Net plan assets at end of year (total assets less liabilities)2015-12-31$6,188,593
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$6,554,886
Assets. Value of participant loans2015-12-31$270,402
Assets. Value of employer securities2015-12-31$614,760
Total contributions received or receivable from employer(s)2015-12-31$264,875
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$13,369
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2014 401k financial data
Total income from all sources2014-12-31$1,021,265
Expenses. Total of all expenses incurred2014-12-31$434,325
Benefits paid (including direct rollovers)2014-12-31$421,027
Total plan assets at end of year2014-12-31$6,554,886
Total plan assets at beginning of year2014-12-31$5,967,946
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$449,789
Contributions received from other sources (not participants or employers)2014-12-31$64,536
Other income received2014-12-31$232,262
Net income (gross income less expenses)2014-12-31$586,940
Net plan assets at end of year (total assets less liabilities)2014-12-31$6,554,886
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$5,967,946
Assets. Value of participant loans2014-12-31$190,007
Assets. Value of employer securities2014-12-31$684,157
Total contributions received or receivable from employer(s)2014-12-31$274,678
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$13,298
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2013 401k financial data
Total income from all sources2013-12-31$1,848,055
Expenses. Total of all expenses incurred2013-12-31$132,621
Benefits paid (including direct rollovers)2013-12-31$122,278
Total plan assets at end of year2013-12-31$5,967,946
Total plan assets at beginning of year2013-12-31$4,252,512
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$416,477
Contributions received from other sources (not participants or employers)2013-12-31$56,788
Other income received2013-12-31$1,128,306
Net income (gross income less expenses)2013-12-31$1,715,434
Net plan assets at end of year (total assets less liabilities)2013-12-31$5,967,946
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$4,252,512
Assets. Value of participant loans2013-12-31$246,284
Assets. Value of employer securities2013-12-31$610,100
Total contributions received or receivable from employer(s)2013-12-31$246,484
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$10,343
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2012 401k financial data
Total income from all sources2012-12-31$1,431,201
Expenses. Total of all expenses incurred2012-12-31$679,034
Benefits paid (including direct rollovers)2012-12-31$670,285
Total plan assets at end of year2012-12-31$4,252,512
Total plan assets at beginning of year2012-12-31$3,500,345
Value of fidelity bond covering the plan2012-12-31$1,000,000
Total contributions received or receivable from participants2012-12-31$394,744
Contributions received from other sources (not participants or employers)2012-12-31$248,657
Other income received2012-12-31$555,280
Net income (gross income less expenses)2012-12-31$752,167
Net plan assets at end of year (total assets less liabilities)2012-12-31$4,252,512
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$3,500,345
Assets. Value of participant loans2012-12-31$189,743
Assets. Value of employer securities2012-12-31$332,197
Total contributions received or receivable from employer(s)2012-12-31$232,520
Value of certain deemed distributions of participant loans2012-12-31$8,749
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2011 401k financial data
Total income from all sources2011-12-31$659,348
Expenses. Total of all expenses incurred2011-12-31$290,357
Benefits paid (including direct rollovers)2011-12-31$281,169
Total plan assets at end of year2011-12-31$3,500,345
Total plan assets at beginning of year2011-12-31$3,131,354
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$349,201
Contributions received from other sources (not participants or employers)2011-12-31$184,905
Other income received2011-12-31$-83,529
Net income (gross income less expenses)2011-12-31$368,991
Net plan assets at end of year (total assets less liabilities)2011-12-31$3,500,345
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,131,354
Assets. Value of participant loans2011-12-31$111,533
Assets. Value of employer securities2011-12-31$73,088
Total contributions received or receivable from employer(s)2011-12-31$208,771
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$9,188
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2010 401k financial data
Total income from all sources2010-12-31$897,756
Expenses. Total of all expenses incurred2010-12-31$314,724
Benefits paid (including direct rollovers)2010-12-31$305,450
Total plan assets at end of year2010-12-31$3,131,354
Total plan assets at beginning of year2010-12-31$2,548,322
Value of fidelity bond covering the plan2010-12-31$1,000,000
Total contributions received or receivable from participants2010-12-31$299,266
Contributions received from other sources (not participants or employers)2010-12-31$96,221
Other income received2010-12-31$316,450
Net income (gross income less expenses)2010-12-31$583,032
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,131,354
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,548,322
Assets. Value of participant loans2010-12-31$98,632
Assets. Value of employer securities2010-12-31$73,330
Total contributions received or receivable from employer(s)2010-12-31$185,819
Value of corrective distributions2010-12-31$1,124
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$8,150
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK

2016: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: VBA DEFINED CONTRIBUTION PLAN FOR FIRST CAPITAL BANK 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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