401k Plan data: THE NEW SWANK,INC. RETIREMENT PLAN plan

THE NEW SWANK,INC. RETIREMENT PLAN 401k Plan overview

Plan Name	THE NEW SWANK,INC. RETIREMENT PLAN
Plan identification number	006

THE NEW SWANK,INC. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SWANK, INC. has sponsored the creation of one or more 401k plans.

Company Name: SWANK, INC.

Employer identification number (EIN): 041886990

NAIC Classification: 424300

Additional information about SWANK, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 0349202

More information about SWANK, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NEW SWANK,INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
006 2014-01-01 ROBERT HORNICK ROBERT HORNICK 2015-10-05
006 2013-01-01 ROBERT HORNICK ROBERT HORNICK 2014-10-13
006 2012-01-01 ART GATELY
006 2011-01-01 ARTHUR GATELY
006 2010-01-01 ART GATELY

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
006	2014-01-01	ROBERT HORNICK	ROBERT HORNICK	2015-10-05
006	2013-01-01	ROBERT HORNICK	ROBERT HORNICK	2014-10-13
006	2012-01-01	ART GATELY
006	2011-01-01	ARTHUR GATELY
006	2010-01-01	ART GATELY

Plan Statistics for THE NEW SWANK,INC. RETIREMENT PLAN

401k plan membership statisitcs for THE NEW SWANK,INC. RETIREMENT PLAN

Measure Date Value
2014: THE NEW SWANK,INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,099
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE NEW SWANK,INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,278
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 62
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,097
Total of all active and inactive participants 2013-01-01 1,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 1,160
Number of participants with account balances 2013-01-01 1,099
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE NEW SWANK,INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 939
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 314
Number of retired or separated participants receiving benefits 2012-01-01 2
Number of other retired or separated participants entitled to future benefits 2012-01-01 962
Total of all active and inactive participants 2012-01-01 1,278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,278
Number of participants with account balances 2012-01-01 1,214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE NEW SWANK,INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 961
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 327
Number of retired or separated participants receiving benefits 2011-01-01 3
Number of other retired or separated participants entitled to future benefits 2011-01-01 605
Total of all active and inactive participants 2011-01-01 935
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 4
Total participants 2011-01-01 939
Number of participants with account balances 2011-01-01 877
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: THE NEW SWANK,INC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 974
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 337
Number of retired or separated participants receiving benefits 2010-01-01 3
Number of other retired or separated participants entitled to future benefits 2010-01-01 621
Total of all active and inactive participants 2010-01-01 961
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 961
Number of participants with account balances 2010-01-01 901
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0

Measure	Date	Value
2014: THE NEW SWANK,INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,099
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE NEW SWANK,INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,278
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	62
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,097
Total of all active and inactive participants	2013-01-01	1,159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	1,160
Number of participants with account balances	2013-01-01	1,099
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE NEW SWANK,INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	939
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	314
Number of retired or separated participants receiving benefits	2012-01-01	2
Number of other retired or separated participants entitled to future benefits	2012-01-01	962
Total of all active and inactive participants	2012-01-01	1,278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,278
Number of participants with account balances	2012-01-01	1,214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE NEW SWANK,INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	961
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	327
Number of retired or separated participants receiving benefits	2011-01-01	3
Number of other retired or separated participants entitled to future benefits	2011-01-01	605
Total of all active and inactive participants	2011-01-01	935
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	4
Total participants	2011-01-01	939
Number of participants with account balances	2011-01-01	877
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: THE NEW SWANK,INC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	974
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	337
Number of retired or separated participants receiving benefits	2010-01-01	3
Number of other retired or separated participants entitled to future benefits	2010-01-01	621
Total of all active and inactive participants	2010-01-01	961
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	961
Number of participants with account balances	2010-01-01	901
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0

Financial Data on THE NEW SWANK,INC. RETIREMENT PLAN

Measure	Date	Value
2014 : THE NEW SWANK,INC. RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$125,163
Total of all expenses incurred	2014-12-31	$31,844,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$31,844,106
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$31,718,943
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$35,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$35,616
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-31,718,943
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$31,718,943
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$18,472,050
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$13,246,893
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$89,547
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$31,844,106
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GOLDSTEIN LIEBERMAN & CO LLC
Accountancy firm EIN	2014-12-31	202840805
2013 : THE NEW SWANK,INC. RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$2,254,608
Total unrealized appreciation/depreciation of assets	2013-12-31	$2,254,608
Total income from all sources (including contributions)	2013-12-31	$3,349,012
Total of all expenses incurred	2013-12-31	$5,844,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$5,844,196
Value of total assets at end of year	2013-12-31	$31,718,943
Value of total assets at beginning of year	2013-12-31	$34,214,929
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$802
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,094,404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,094,404
Administrative expenses professional fees incurred	2013-12-31	$802
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Total non interest bearing cash at beginning of year	2013-12-31	$802
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-2,495,986
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$31,718,943
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$34,214,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$18,472,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$20,296,056
Value of interest in common/collective trusts at end of year	2013-12-31	$13,246,893
Value of interest in common/collective trusts at beginning of year	2013-12-31	$13,918,071
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$5,844,196
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GOLDSTEIN LIEBERMAN & CO LLC
Accountancy firm EIN	2013-12-31	202840805
2012 : THE NEW SWANK,INC. RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$2,127,690
Total unrealized appreciation/depreciation of assets	2012-12-31	$2,127,690
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$131,741
Total income from all sources (including contributions)	2012-12-31	$4,603,686
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$6,504,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$6,503,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$558,916
Value of total assets at end of year	2012-12-31	$34,214,929
Value of total assets at beginning of year	2012-12-31	$36,247,460
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$705
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$388,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$388,717
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$558,846
Participant contributions at beginning of year	2012-12-31	$20,721
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$70
Other income not declared elsewhere	2012-12-31	$1,421
Administrative expenses (other) incurred	2012-12-31	$705
Total non interest bearing cash at end of year	2012-12-31	$802
Total non interest bearing cash at beginning of year	2012-12-31	$6,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-1,900,790
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$34,214,929
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$36,115,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$20,296,056
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,835,718
Value of interest in common/collective trusts at end of year	2012-12-31	$13,918,071
Value of interest in common/collective trusts at beginning of year	2012-12-31	$12,483,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,266,552
Net investment gain or loss from common/collective trusts	2012-12-31	$260,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$0
Assets. Invements in employer securities at beginning of year	2012-12-31	$17,600,198
Employer contributions (assets) at beginning of year	2012-12-31	$301,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$6,503,771
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$131,741
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LGC & D LLP
Accountancy firm EIN	2012-12-31	453994797
2011 : THE NEW SWANK,INC. RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$9,368,483
Total unrealized appreciation/depreciation of assets	2011-12-31	$9,368,483
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$131,741
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$10,735,008
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,237,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,237,750
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,244,135
Value of total assets at end of year	2011-12-31	$36,247,460
Value of total assets at beginning of year	2011-12-31	$26,618,461
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$98,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$98,538
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$943,059
Participant contributions at end of year	2011-12-31	$20,721
Total non interest bearing cash at end of year	2011-12-31	$6,060
Total non interest bearing cash at beginning of year	2011-12-31	$6,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$9,497,258
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$36,115,719
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$26,618,461
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,835,718
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,978,247
Value of interest in common/collective trusts at end of year	2011-12-31	$12,483,700
Value of interest in common/collective trusts at beginning of year	2011-12-31	$11,691,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-360,069
Net investment gain or loss from common/collective trusts	2011-12-31	$383,921
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$17,600,198
Assets. Invements in employer securities at beginning of year	2011-12-31	$8,659,810
Contributions received in cash from employer	2011-12-31	$301,076
Employer contributions (assets) at end of year	2011-12-31	$301,063
Employer contributions (assets) at beginning of year	2011-12-31	$282,645
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,237,750
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$131,741
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LGC & D LLP
Accountancy firm EIN	2011-12-31	453994797
2010 : THE NEW SWANK,INC. RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$2,237,040
Total unrealized appreciation/depreciation of assets	2010-12-31	$2,237,040
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,325,876
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$886,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$886,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,153,926
Value of total assets at end of year	2010-12-31	$26,618,461
Value of total assets at beginning of year	2010-12-31	$23,178,929
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$87,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$87,456
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$871,246
Participant contributions at beginning of year	2010-12-31	$20,608
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$20,809
Total non interest bearing cash at end of year	2010-12-31	$6,259
Total non interest bearing cash at beginning of year	2010-12-31	$6,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,439,532
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$26,618,461
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$23,178,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,978,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,935,378
Value of interest in common/collective trusts at end of year	2010-12-31	$11,691,500
Value of interest in common/collective trusts at beginning of year	2010-12-31	$11,311,621
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$585,260
Net investment gain or loss from common/collective trusts	2010-12-31	$262,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$8,659,810
Assets. Invements in employer securities at beginning of year	2010-12-31	$6,599,277
Contributions received in cash from employer	2010-12-31	$282,680
Employer contributions (assets) at end of year	2010-12-31	$282,645
Employer contributions (assets) at beginning of year	2010-12-31	$284,913
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$886,344
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LEFKOWITZ, GARFINKEL, CHAMPI & D
Accountancy firm EIN	2010-12-31	050456296

Form 5500 Responses for THE NEW SWANK,INC. RETIREMENT PLAN

2014: THE NEW SWANK,INC. RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	This submission is the final filing	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE NEW SWANK,INC. RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE NEW SWANK,INC. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE NEW SWANK,INC. RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE NEW SWANK,INC. RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SWANK, INC.
Employer identification number (EIN):	041886990
NAIC Classification:	424300

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	0349202