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THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN 401k Plan overview

Plan NameTHE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN
Plan identification number 002

THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE NEW HAVEN COMPANIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE NEW HAVEN COMPANIES, INC.
Employer identification number (EIN):953446891
NAIC Classification:314000
NAIC Description: Textile Product Mills

Additional information about THE NEW HAVEN COMPANIES, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2013-01-09
Company Identification Number: 0801714627
Legal Registered Office Address: 4820 SOUTHPOINT DR STE 102

FREDERICKSBRG
United States of America (USA)
22407

More information about THE NEW HAVEN COMPANIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022011-01-01DANA HEARN
0022009-01-01DANA HEARN

Plan Statistics for THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN

401k plan membership statisitcs for THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN

Measure Date Value
2011: THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01112
Total number of active participants reported on line 7a of the Form 55002011-01-0190
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0116
Total of all active and inactive participants2011-01-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01106
Number of participants with account balances2011-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01157
Total number of active participants reported on line 7a of the Form 55002009-01-0194
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0118
Total of all active and inactive participants2009-01-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01112
Number of participants with account balances2009-01-0171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN

Measure Date Value
2011 : THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$65,036
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$152,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$138,135
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$148,680
Value of total assets at end of year2011-12-31$1,808,496
Value of total assets at beginning of year2011-12-31$1,895,640
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$14,045
Total interest from all sources2011-12-31$20
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$111,057
Other income not declared elsewhere2011-12-31$6,195
Administrative expenses (other) incurred2011-12-31$14,045
Total non interest bearing cash at end of year2011-12-31$2,954
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-87,144
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,808,496
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,895,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,607,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,671,481
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$2,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$2,774
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$20
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$197,654
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$221,385
Net investment gain/loss from pooled separate accounts2011-12-31$-89,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$37,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$138,135
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2011-12-31953288054
2010 : THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$302,888
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$290,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$276,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$74,061
Value of total assets at end of year2010-12-31$1,895,640
Value of total assets at beginning of year2010-12-31$1,883,345
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$13,618
Total interest from all sources2010-12-31$23
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$74,061
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$6,969
Administrative expenses (other) incurred2010-12-31$250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$12,295
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,895,640
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,883,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,671,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,670,625
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$2,774
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,750
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,750
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$23
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$221,385
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$209,970
Net investment gain/loss from pooled separate accounts2010-12-31$221,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$276,975
Contract administrator fees2010-12-31$13,368
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2010-12-31953288054
2009 : THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN

2011: THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE NEW HAVEN COMPANIES, INC. 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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