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CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameCAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 004

CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

CAPE COD LUMBER CO., INC. has sponsored the creation of one or more 401k plans.

Company Name:CAPE COD LUMBER CO., INC.
Employer identification number (EIN):042272126
NAIC Classification:423300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01HARVEY HURVITZ
0042017-01-01HARVEY HURVITZ
0042016-01-01HARVEY HURVITZ
0042015-01-01HARVEY HURVITZ
0042014-01-01HARVEY HURVITZ

Plan Statistics for CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0198
Total number of active participants reported on line 7a of the Form 55002022-01-0187
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-019
Total of all active and inactive participants2022-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0196
Number of participants with account balances2022-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0198
Total number of active participants reported on line 7a of the Form 55002021-01-0187
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-016
Total of all active and inactive participants2021-01-0193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0193
Number of participants with account balances2021-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0197
Total number of active participants reported on line 7a of the Form 55002020-01-0187
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-016
Total of all active and inactive participants2020-01-0193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0193
Number of participants with account balances2020-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0198
Total number of active participants reported on line 7a of the Form 55002019-01-0186
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-017
Total of all active and inactive participants2019-01-0194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-0195
Number of participants with account balances2019-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0189
Total number of active participants reported on line 7a of the Form 55002018-01-0184
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-017
Total of all active and inactive participants2018-01-0191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-0192
Number of participants with account balances2018-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0191
Total number of active participants reported on line 7a of the Form 55002017-01-0185
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-013
Total of all active and inactive participants2017-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0188
Number of participants with account balances2017-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0193
Total number of active participants reported on line 7a of the Form 55002016-01-0182
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-016
Total of all active and inactive participants2016-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0188
Number of participants with account balances2016-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0186
Total number of active participants reported on line 7a of the Form 55002015-01-0183
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-017
Total of all active and inactive participants2015-01-0190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0190
Number of participants with account balances2015-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0182
Total number of active participants reported on line 7a of the Form 55002014-01-0183
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-0183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0183
Number of participants with account balances2014-01-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$18,109,146
Total plan liabilities at beginning of year2022-12-31$18,710,405
Total income from all sources2022-12-31$20,247,459
Expenses. Total of all expenses incurred2022-12-31$1,266,144
Benefits paid (including direct rollovers)2022-12-31$745,137
Total plan assets at end of year2022-12-31$64,794,084
Total plan assets at beginning of year2022-12-31$46,414,028
Value of fidelity bond covering the plan2022-12-31$1,000,000
Total contributions received or receivable from participants2022-12-31$0
Expenses. Other expenses not covered elsewhere2022-12-31$521,007
Contributions received from other sources (not participants or employers)2022-12-31$0
Other income received2022-12-31$19,125,193
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$18,981,315
Net plan assets at end of year (total assets less liabilities)2022-12-31$46,684,938
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$27,703,623
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2022-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2022-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022022-12-31$0
Assets. Value of employer securities2022-12-31$62,345,000
Total contributions received or receivable from employer(s)2022-12-31$1,122,266
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$0
2021 : CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Total plan liabilities at end of year2021-12-31$18,710,405
Total plan liabilities at beginning of year2021-12-31$1,702,932
Total income from all sources2021-12-31$10,354,155
Expenses. Total of all expenses incurred2021-12-31$914,494
Benefits paid (including direct rollovers)2021-12-31$874,664
Total plan assets at end of year2021-12-31$46,414,028
Total plan assets at beginning of year2021-12-31$19,966,894
Value of fidelity bond covering the plan2021-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2021-12-31$39,830
Other income received2021-12-31$9,621,798
Net income (gross income less expenses)2021-12-31$9,439,661
Net plan assets at end of year (total assets less liabilities)2021-12-31$27,703,623
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$18,263,962
Assets. Value of employer securities2021-12-31$44,634,000
Total contributions received or receivable from employer(s)2021-12-31$732,357
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$1,702,932
Total plan liabilities at beginning of year2020-12-31$2,235,500
Total income from all sources2020-12-31$6,491,808
Expenses. Total of all expenses incurred2020-12-31$1,068,919
Benefits paid (including direct rollovers)2020-12-31$1,017,028
Total plan assets at end of year2020-12-31$19,966,894
Total plan assets at beginning of year2020-12-31$15,076,573
Value of fidelity bond covering the plan2020-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2020-12-31$51,891
Other income received2020-12-31$5,407,348
Net income (gross income less expenses)2020-12-31$5,422,889
Net plan assets at end of year (total assets less liabilities)2020-12-31$18,263,962
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$12,841,073
Assets. Value of employer securities2020-12-31$18,812,400
Total contributions received or receivable from employer(s)2020-12-31$1,084,460
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$2,235,500
Total plan liabilities at beginning of year2019-12-31$2,848,163
Total income from all sources2019-12-31$3,272,742
Expenses. Total of all expenses incurred2019-12-31$388,085
Benefits paid (including direct rollovers)2019-12-31$315,288
Total plan assets at end of year2019-12-31$15,076,573
Total plan assets at beginning of year2019-12-31$12,804,579
Value of fidelity bond covering the plan2019-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2019-12-31$72,797
Other income received2019-12-31$2,587,282
Net income (gross income less expenses)2019-12-31$2,884,657
Net plan assets at end of year (total assets less liabilities)2019-12-31$12,841,073
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$9,956,416
Assets. Value of employer securities2019-12-31$14,010,000
Total contributions received or receivable from employer(s)2019-12-31$685,460
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$2,848,163
Total plan liabilities at beginning of year2018-12-31$3,492,717
Total income from all sources2018-12-31$2,740,589
Expenses. Total of all expenses incurred2018-12-31$136,847
Benefits paid (including direct rollovers)2018-12-31$30,137
Total plan assets at end of year2018-12-31$12,804,579
Total plan assets at beginning of year2018-12-31$10,845,391
Value of fidelity bond covering the plan2018-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2018-12-31$106,710
Other income received2018-12-31$1,989,325
Net income (gross income less expenses)2018-12-31$2,603,742
Net plan assets at end of year (total assets less liabilities)2018-12-31$9,956,416
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$7,352,674
Assets. Value of employer securities2018-12-31$11,940,000
Total contributions received or receivable from employer(s)2018-12-31$751,264
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$3,492,717
Total plan liabilities at beginning of year2017-12-31$4,357,105
Total income from all sources2017-12-31$2,876,138
Expenses. Total of all expenses incurred2017-12-31$137,203
Benefits paid (including direct rollovers)2017-12-31$126,591
Total plan assets at end of year2017-12-31$10,845,391
Total plan assets at beginning of year2017-12-31$8,970,844
Value of fidelity bond covering the plan2017-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2017-12-31$10,612
Other income received2017-12-31$2,001,138
Net income (gross income less expenses)2017-12-31$2,738,935
Net plan assets at end of year (total assets less liabilities)2017-12-31$7,352,674
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$4,613,739
Assets. Value of employer securities2017-12-31$10,360,000
Total contributions received or receivable from employer(s)2017-12-31$875,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$4,357,105
Total plan liabilities at beginning of year2016-12-31$5,105,120
Total income from all sources2016-12-31$3,770,799
Expenses. Total of all expenses incurred2016-12-31$155,139
Benefits paid (including direct rollovers)2016-12-31$28,154
Total plan assets at end of year2016-12-31$8,970,844
Total plan assets at beginning of year2016-12-31$6,103,199
Value of fidelity bond covering the plan2016-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2016-12-31$126,985
Other income received2016-12-31$2,895,799
Net income (gross income less expenses)2016-12-31$3,615,660
Net plan assets at end of year (total assets less liabilities)2016-12-31$4,613,739
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$998,079
Assets. Value of employer securities2016-12-31$8,720,000
Total contributions received or receivable from employer(s)2016-12-31$875,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$5,105,120
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$403,739
Expenses. Total of all expenses incurred2015-12-31$5,660
Total plan assets at end of year2015-12-31$6,103,199
Total plan assets at beginning of year2015-12-31$600,000
Value of fidelity bond covering the plan2015-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2015-12-31$5,660
Other income received2015-12-31$-305,921
Net income (gross income less expenses)2015-12-31$398,079
Net plan assets at end of year (total assets less liabilities)2015-12-31$998,079
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$600,000
Assets. Value of employer securities2015-12-31$6,102,918
Total contributions received or receivable from employer(s)2015-12-31$709,660
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$600,000
Expenses. Total of all expenses incurred2014-12-31$0
Total plan assets at end of year2014-12-31$600,000
Total plan assets at beginning of year2014-12-31$0
Value of fidelity bond covering the plan2014-12-31$60,000
Net income (gross income less expenses)2014-12-31$600,000
Net plan assets at end of year (total assets less liabilities)2014-12-31$600,000
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$600,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0

Form 5500 Responses for CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN

2022: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CAPE COD LUMBER CO., INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01First time form 5500 has been submittedYes
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

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