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CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameCAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN
Plan identification number 001

CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. has sponsored the creation of one or more 401k plans.

Company Name:CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C.
Employer identification number (EIN):043092149
NAIC Classification:621340
NAIC Description:Offices of Physical, Occupational and Speech Therapists, and Audiologists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01JOHN WILLIS MD
0012017-01-01JOHN WILLIS, MD
0012016-01-01
0012015-01-01
0012014-01-01MICHAEL J. MURPHY, M.D.2015-10-09
0012013-01-01MICHAEL J. MURPHY, M.D.2014-08-07
0012012-01-01MICHAEL J. MURPHY, M.D.2013-10-03
0012011-01-01MICHAEL J. MURPHY, M.D.2012-10-10
0012010-01-01MICHAEL J. MURPHY, M.D.2011-09-27

Plan Statistics for CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0196
Total number of active participants reported on line 7a of the Form 55002022-01-0172
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-0120
Total of all active and inactive participants2022-01-0193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0193
Number of participants with account balances2022-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0194
Total number of active participants reported on line 7a of the Form 55002021-01-0168
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0127
Total of all active and inactive participants2021-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0196
Number of participants with account balances2021-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-014
2020: CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0195
Total number of active participants reported on line 7a of the Form 55002020-01-0173
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0120
Total of all active and inactive participants2020-01-0193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-0194
Number of participants with account balances2020-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0194
Total number of active participants reported on line 7a of the Form 55002019-01-0179
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0115
Total of all active and inactive participants2019-01-0194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-0195
Number of participants with account balances2019-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0175
Total number of active participants reported on line 7a of the Form 55002018-01-0179
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0114
Total of all active and inactive participants2018-01-0193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-0194
Number of participants with account balances2018-01-0179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0178
Total number of active participants reported on line 7a of the Form 55002017-01-0160
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0115
Total of all active and inactive participants2017-01-0175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0175
Number of participants with account balances2017-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012

Financial Data on CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-1,522,174
Expenses. Total of all expenses incurred2022-12-31$727,933
Benefits paid (including direct rollovers)2022-12-31$727,514
Total plan assets at end of year2022-12-31$15,729,596
Total plan assets at beginning of year2022-12-31$17,979,703
Value of fidelity bond covering the plan2022-12-31$500,000
Assets. Value of tangible personal property2022-12-31$0
Total contributions received or receivable from participants2022-12-31$413,773
Assets. Value of loans (other than to participants)2022-12-31$0
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$665
Other income received2022-12-31$-2,356,314
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-2,250,107
Net plan assets at end of year (total assets less liabilities)2022-12-31$15,729,596
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$17,979,703
Assets. Value of participant loans2022-12-31$66,684
Assets. Value of assets in partnership/joint-venture interests2022-12-31$0
Assets. Value of real-estate (other than employer real property)2022-12-31$0
Assets. Value of employer securities2022-12-31$0
Assets. Value of employer real property2022-12-31$0
Total contributions received or receivable from employer(s)2022-12-31$419,702
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$419
2021 : CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$2,484,653
Expenses. Total of all expenses incurred2021-12-31$274,044
Benefits paid (including direct rollovers)2021-12-31$273,494
Total plan assets at end of year2021-12-31$17,979,703
Total plan assets at beginning of year2021-12-31$15,769,094
Value of fidelity bond covering the plan2021-12-31$500,000
Assets. Value of tangible personal property2021-12-31$0
Total contributions received or receivable from participants2021-12-31$356,417
Assets. Value of loans (other than to participants)2021-12-31$0
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$56,913
Other income received2021-12-31$1,622,941
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$2,210,609
Net plan assets at end of year (total assets less liabilities)2021-12-31$17,979,703
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$15,769,094
Assets. Value of participant loans2021-12-31$58,888
Assets. Value of assets in partnership/joint-venture interests2021-12-31$0
Assets. Value of real-estate (other than employer real property)2021-12-31$0
Assets. Value of employer securities2021-12-31$0
Assets. Value of employer real property2021-12-31$0
Total contributions received or receivable from employer(s)2021-12-31$448,382
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$550
2020 : CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$2,427,242
Expenses. Total of all expenses incurred2020-12-31$165,298
Benefits paid (including direct rollovers)2020-12-31$164,892
Total plan assets at end of year2020-12-31$15,769,094
Total plan assets at beginning of year2020-12-31$13,507,150
Value of fidelity bond covering the plan2020-12-31$500,000
Assets. Value of tangible personal property2020-12-31$0
Total contributions received or receivable from participants2020-12-31$342,474
Assets. Value of loans (other than to participants)2020-12-31$0
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$48,091
Other income received2020-12-31$1,584,290
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$2,261,944
Net plan assets at end of year (total assets less liabilities)2020-12-31$15,769,094
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$13,507,150
Assets. Value of participant loans2020-12-31$75,311
Assets. Value of assets in partnership/joint-venture interests2020-12-31$0
Assets. Value of real-estate (other than employer real property)2020-12-31$0
Assets. Value of employer securities2020-12-31$0
Assets. Value of employer real property2020-12-31$0
Total contributions received or receivable from employer(s)2020-12-31$452,387
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$406
2019 : CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$3,074,823
Expenses. Total of all expenses incurred2019-12-31$517,663
Benefits paid (including direct rollovers)2019-12-31$517,244
Total plan assets at end of year2019-12-31$13,507,150
Total plan assets at beginning of year2019-12-31$10,949,990
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$337,895
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$199,635
Other income received2019-12-31$2,107,230
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$2,557,160
Net plan assets at end of year (total assets less liabilities)2019-12-31$13,507,150
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$10,949,990
Assets. Value of participant loans2019-12-31$93,431
Total contributions received or receivable from employer(s)2019-12-31$430,063
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$419
2018 : CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-36,800
Expenses. Total of all expenses incurred2018-12-31$513,495
Benefits paid (including direct rollovers)2018-12-31$512,820
Total plan assets at end of year2018-12-31$10,949,990
Total plan assets at beginning of year2018-12-31$11,500,285
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$304,322
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-721,682
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-550,295
Net plan assets at end of year (total assets less liabilities)2018-12-31$10,949,990
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$11,500,285
Assets. Value of participant loans2018-12-31$113,025
Total contributions received or receivable from employer(s)2018-12-31$380,560
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$675
2017 : CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$2,377,238
Expenses. Total of all expenses incurred2017-12-31$63,501
Benefits paid (including direct rollovers)2017-12-31$63,370
Total plan assets at end of year2017-12-31$11,500,285
Total plan assets at beginning of year2017-12-31$9,186,548
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$287,651
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$58,505
Other income received2017-12-31$1,640,450
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$2,313,737
Net plan assets at end of year (total assets less liabilities)2017-12-31$11,500,285
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$9,186,548
Assets. Value of participant loans2017-12-31$76,974
Total contributions received or receivable from employer(s)2017-12-31$390,632
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$131

Form 5500 Responses for CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN

2022: CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CAPE COD ORTHOPEDICS AND SPORTS MEDICINE, P.C. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes

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