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CAPE COD EXPRESS & COMPANIES 401K PLAN 401k Plan overview

Plan NameCAPE COD EXPRESS & COMPANIES 401K PLAN
Plan identification number 001

CAPE COD EXPRESS & COMPANIES 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAPE COD EXPRESS, INC. has sponsored the creation of one or more 401k plans.

Company Name:CAPE COD EXPRESS, INC.
Employer identification number (EIN):042860950
NAIC Classification:484200
NAIC Description: Specialized Freight Trucking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPE COD EXPRESS & COMPANIES 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01ALLEN SCOTT
0012011-01-01ALLEN SCOTT
0012009-01-01ALLEN SCOTT

Plan Statistics for CAPE COD EXPRESS & COMPANIES 401K PLAN

401k plan membership statisitcs for CAPE COD EXPRESS & COMPANIES 401K PLAN

Measure Date Value
2012: CAPE COD EXPRESS & COMPANIES 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01141
Total number of active participants reported on line 7a of the Form 55002012-01-01126
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-018
Total of all active and inactive participants2012-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01134
Number of participants with account balances2012-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: CAPE COD EXPRESS & COMPANIES 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01137
Total number of active participants reported on line 7a of the Form 55002011-01-01134
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-016
Total of all active and inactive participants2011-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01140
Number of participants with account balances2011-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: CAPE COD EXPRESS & COMPANIES 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01144
Total number of active participants reported on line 7a of the Form 55002009-01-01120
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0110
Total of all active and inactive participants2009-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01130
Number of participants with account balances2009-01-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on CAPE COD EXPRESS & COMPANIES 401K PLAN

Measure Date Value
2012 : CAPE COD EXPRESS & COMPANIES 401K PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$63,811
Total unrealized appreciation/depreciation of assets2012-12-31$63,811
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$17
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$822,355
Total loss/gain on sale of assets2012-12-31$11,869
Total of all expenses incurred2012-12-31$382,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$363,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$400,270
Value of total assets at end of year2012-12-31$5,911,563
Value of total assets at beginning of year2012-12-31$5,472,026
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$19,444
Total interest from all sources2012-12-31$33,044
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$99,737
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$43,704
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$400,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$301,372
Participant contributions at end of year2012-12-31$87,069
Participant contributions at beginning of year2012-12-31$92,250
Participant contributions at end of year2012-12-31$5,990
Participant contributions at beginning of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$7,791
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$9,089
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$17
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$28,771
Administrative expenses (other) incurred2012-12-31$850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$439,520
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,911,546
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,472,026
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$218,340
Assets. partnership/joint venture interests at beginning of year2012-12-31$199,639
Investment advisory and management fees2012-12-31$18,594
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,861,049
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,373,080
Interest on participant loans2012-12-31$2,915
Income. Interest from US Government securities2012-12-31$19,765
Income. Interest from corporate debt instruments2012-12-31$10,338
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$769,959
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$536,767
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$536,767
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$26
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$115,216
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$113,526
Asset value of US Government securities at end of year2012-12-31$616,426
Asset value of US Government securities at beginning of year2012-12-31$706,304
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$184,853
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$98,898
Employer contributions (assets) at end of year2012-12-31$26,447
Employer contributions (assets) at beginning of year2012-12-31$22,944
Income. Dividends from common stock2012-12-31$56,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$363,391
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$247,054
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$178,949
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,956,222
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$2,239,478
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,024,758
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,012,889
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31THE BRAVER GROUP
Accountancy firm EIN2012-12-31042894325
2011 : CAPE COD EXPRESS & COMPANIES 401K PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$7,776
Total unrealized appreciation/depreciation of assets2011-12-31$7,776
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$482,872
Total loss/gain on sale of assets2011-12-31$1,527
Total of all expenses incurred2011-12-31$181,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$156,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$386,179
Value of total assets at end of year2011-12-31$5,472,026
Value of total assets at beginning of year2011-12-31$5,170,338
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$24,862
Total interest from all sources2011-12-31$33,837
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$90,297
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$46,520
Administrative expenses professional fees incurred2011-12-31$8,000
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$400,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$286,978
Participant contributions at end of year2011-12-31$92,250
Participant contributions at beginning of year2011-12-31$123,625
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$7,316
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$9,089
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$10,450
Other income not declared elsewhere2011-12-31$19,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$301,688
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,472,026
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,170,338
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$199,639
Assets. partnership/joint venture interests at beginning of year2011-12-31$188,592
Investment advisory and management fees2011-12-31$16,862
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,373,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,331,867
Interest on participant loans2011-12-31$3,139
Income. Interest from US Government securities2011-12-31$20,811
Income. Interest from corporate debt instruments2011-12-31$9,867
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$536,767
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$686,285
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$686,285
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$20
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$113,526
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$111,835
Asset value of US Government securities at end of year2011-12-31$706,304
Asset value of US Government securities at beginning of year2011-12-31$588,492
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-56,069
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$91,885
Employer contributions (assets) at end of year2011-12-31$22,944
Employer contributions (assets) at beginning of year2011-12-31$23,340
Income. Dividends from common stock2011-12-31$43,777
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$156,322
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$178,949
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$237,539
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$2,239,478
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$1,868,313
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$389,067
Aggregate carrying amount (costs) on sale of assets2011-12-31$387,540
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31THE BRAVER GROUP
Accountancy firm EIN2011-12-31042894325
2010 : CAPE COD EXPRESS & COMPANIES 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$308,524
Total unrealized appreciation/depreciation of assets2010-12-31$308,524
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$963,415
Total loss/gain on sale of assets2010-12-31$920
Total of all expenses incurred2010-12-31$108,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$88,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$348,067
Value of total assets at end of year2010-12-31$5,170,338
Value of total assets at beginning of year2010-12-31$4,315,885
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$20,350
Total interest from all sources2010-12-31$36,718
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$67,532
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$32,449
Administrative expenses professional fees incurred2010-12-31$7,000
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$400,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$263,431
Participant contributions at end of year2010-12-31$123,625
Participant contributions at beginning of year2010-12-31$108,604
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$300
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$10,450
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$11,460
Other income not declared elsewhere2010-12-31$42,088
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$854,453
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,170,338
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,315,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$188,592
Assets. partnership/joint venture interests at beginning of year2010-12-31$109,879
Investment advisory and management fees2010-12-31$13,350
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,331,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$531,030
Interest on participant loans2010-12-31$4,561
Income. Interest from US Government securities2010-12-31$19,470
Income. Interest from corporate debt instruments2010-12-31$11,710
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$686,285
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$728,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$728,243
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$977
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$111,835
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$110,144
Asset value of US Government securities at end of year2010-12-31$588,492
Asset value of US Government securities at beginning of year2010-12-31$560,155
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$159,566
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$84,636
Employer contributions (assets) at end of year2010-12-31$23,340
Employer contributions (assets) at beginning of year2010-12-31$23,547
Income. Dividends from common stock2010-12-31$35,083
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$88,612
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$237,539
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$228,511
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,868,313
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$1,904,012
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$287,331
Aggregate carrying amount (costs) on sale of assets2010-12-31$286,411
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31THE BRAVER GROUP
Accountancy firm EIN2010-12-31042894325

Form 5500 Responses for CAPE COD EXPRESS & COMPANIES 401K PLAN

2012: CAPE COD EXPRESS & COMPANIES 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CAPE COD EXPRESS & COMPANIES 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CAPE COD EXPRESS & COMPANIES 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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