401k Plan data: R & L ASSOCIATES, INC. 401(K) PLAN plan

R & L ASSOCIATES, INC. 401(K) PLAN 401k Plan overview

Plan Name	R & L ASSOCIATES, INC. 401(K) PLAN
Plan identification number	001

R & L ASSOCIATES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

R & L ASSOCIATES INC has sponsored the creation of one or more 401k plans.

Company Name: R & L ASSOCIATES INC

Employer identification number (EIN): 042543428

NAIC Classification: 561300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan R & L ASSOCIATES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-07-01 ALEX DICHNER 2019-01-16 ALEX DICHNER 2019-01-16
001 2016-07-01 ALEX DICHNER 2019-01-16 ALEX DICHNER 2019-01-16
001 2015-07-01 KRISTEN MOLONEY KRISTEN MOLONEY 2017-04-19
001 2014-07-01 ALEX DICHNER ALEX DICHNER 2016-03-24
001 2013-07-01 ALEX DICHNER
001 2012-07-01 ALEX DICHNER
001 2011-07-01 ALEX DICHNER
001 2009-07-01 ALEX DICHNER ALEX DICHNER 2011-01-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-07-01	ALEX DICHNER	2019-01-16	ALEX DICHNER	2019-01-16
001	2016-07-01	ALEX DICHNER	2019-01-16	ALEX DICHNER	2019-01-16
001	2015-07-01	KRISTEN MOLONEY		KRISTEN MOLONEY	2017-04-19
001	2014-07-01	ALEX DICHNER		ALEX DICHNER	2016-03-24
001	2013-07-01	ALEX DICHNER
001	2012-07-01	ALEX DICHNER
001	2011-07-01	ALEX DICHNER
001	2009-07-01	ALEX DICHNER		ALEX DICHNER	2011-01-13

Plan Statistics for R & L ASSOCIATES, INC. 401(K) PLAN

401k plan membership statisitcs for R & L ASSOCIATES, INC. 401(K) PLAN

Measure Date Value
2015: R & L ASSOCIATES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 216
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 199
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 14
Total of all active and inactive participants 2015-07-01 213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 213
Number of participants with account balances 2015-07-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 0
2014: R & L ASSOCIATES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 157
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 161
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 23
Total of all active and inactive participants 2014-07-01 184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 184
Number of participants with account balances 2014-07-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: R & L ASSOCIATES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 139
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 54
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 49
Total of all active and inactive participants 2013-07-01 103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 103
Number of participants with account balances 2013-07-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: R & L ASSOCIATES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 213
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 76
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 53
Total of all active and inactive participants 2012-07-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 129
Number of participants with account balances 2012-07-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: R & L ASSOCIATES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 155
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 140
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 47
Total of all active and inactive participants 2011-07-01 187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 187
Number of participants with account balances 2011-07-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 1
2009: R & L ASSOCIATES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 159
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 97
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 49
Total of all active and inactive participants 2009-07-01 146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 146
Number of participants with account balances 2009-07-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2015: R & L ASSOCIATES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	216
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	199
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	14
Total of all active and inactive participants	2015-07-01	213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	213
Number of participants with account balances	2015-07-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	0
2014: R & L ASSOCIATES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	157
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	161
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	23
Total of all active and inactive participants	2014-07-01	184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	184
Number of participants with account balances	2014-07-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: R & L ASSOCIATES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	139
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	54
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	49
Total of all active and inactive participants	2013-07-01	103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	103
Number of participants with account balances	2013-07-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: R & L ASSOCIATES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	213
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	76
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	53
Total of all active and inactive participants	2012-07-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	129
Number of participants with account balances	2012-07-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: R & L ASSOCIATES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	155
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	140
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	47
Total of all active and inactive participants	2011-07-01	187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	187
Number of participants with account balances	2011-07-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	1
2009: R & L ASSOCIATES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	159
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	97
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	49
Total of all active and inactive participants	2009-07-01	146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	146
Number of participants with account balances	2009-07-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on R & L ASSOCIATES, INC. 401(K) PLAN

Measure	Date	Value
2016 : R & L ASSOCIATES, INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-06-30	$0
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total transfer of assets to this plan	2016-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$74,955
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$170,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$144,016
Expenses. Certain deemed distributions of participant loans	2016-06-30	$0
Value of total corrective distributions	2016-06-30	$14,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$107,715
Value of total assets at end of year	2016-06-30	$1,259,573
Value of total assets at beginning of year	2016-06-30	$1,355,094
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$12,381
Total income from rents	2016-06-30	$0
Total interest from all sources	2016-06-30	$1,624
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$10,673
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$10,673
Administrative expenses professional fees incurred	2016-06-30	$0
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$200,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Amount of non-exempt transactions with any party-in-interest	2016-06-30	$0
Contributions received from participants	2016-06-30	$107,406
Participant contributions at end of year	2016-06-30	$37,703
Participant contributions at beginning of year	2016-06-30	$36,736
Participant contributions at end of year	2016-06-30	$0
Participant contributions at beginning of year	2016-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-06-30	$309
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-06-30	$0
Other income not declared elsewhere	2016-06-30	$0
Administrative expenses (other) incurred	2016-06-30	$0
Liabilities. Value of operating payables at beginning of year	2016-06-30	$0
Total non interest bearing cash at end of year	2016-06-30	$0
Total non interest bearing cash at beginning of year	2016-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$-95,521
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$1,259,573
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$1,355,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2016-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2016-06-30	$0
Investment advisory and management fees	2016-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$836,212
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$921,323
Value of interest in pooled separate accounts at end of year	2016-06-30	$283,075
Value of interest in pooled separate accounts at beginning of year	2016-06-30	$301,497
Interest on participant loans	2016-06-30	$1,624
Income. Interest from loans (other than to participants)	2016-06-30	$0
Interest earned on other investments	2016-06-30	$0
Income. Interest from US Government securities	2016-06-30	$0
Income. Interest from corporate debt instruments	2016-06-30	$0
Value of interest in common/collective trusts at end of year	2016-06-30	$102,583
Value of interest in common/collective trusts at beginning of year	2016-06-30	$95,538
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-06-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-38,766
Net investment gain/loss from pooled separate accounts	2016-06-30	$-8,340
Net investment gain or loss from common/collective trusts	2016-06-30	$2,049
Net gain/loss from 103.12 investment entities	2016-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$0
Employer contributions (assets) at end of year	2016-06-30	$0
Employer contributions (assets) at beginning of year	2016-06-30	$0
Income. Dividends from preferred stock	2016-06-30	$0
Income. Dividends from common stock	2016-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$144,016
Contract administrator fees	2016-06-30	$12,381
Liabilities. Value of benefit claims payable at beginning of year	2016-06-30	$0
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Aggregate proceeds on sale of assets	2016-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2016-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-06-30	$0
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	CARON & BLETZER, PLLC
Accountancy firm EIN	2016-06-30	043499945
2015 : R & L ASSOCIATES, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-06-30	$0
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total transfer of assets to this plan	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Expenses. Interest paid	2015-06-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$152,317
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$159,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$151,335
Expenses. Certain deemed distributions of participant loans	2015-06-30	$0
Value of total corrective distributions	2015-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$116,616
Value of total assets at end of year	2015-06-30	$1,355,094
Value of total assets at beginning of year	2015-06-30	$1,362,196
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$8,084
Total income from rents	2015-06-30	$0
Total interest from all sources	2015-06-30	$1,855
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$11,660
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$11,660
Administrative expenses professional fees incurred	2015-06-30	$0
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$200,000
If this is an individual account plan, was there a blackout period	2015-06-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Amount of non-exempt transactions with any party-in-interest	2015-06-30	$0
Contributions received from participants	2015-06-30	$116,616
Participant contributions at end of year	2015-06-30	$36,736
Participant contributions at beginning of year	2015-06-30	$79,042
Participant contributions at end of year	2015-06-30	$0
Participant contributions at beginning of year	2015-06-30	$2,281
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-06-30	$0
Other income not declared elsewhere	2015-06-30	$0
Administrative expenses (other) incurred	2015-06-30	$0
Liabilities. Value of operating payables at beginning of year	2015-06-30	$0
Total non interest bearing cash at end of year	2015-06-30	$0
Total non interest bearing cash at beginning of year	2015-06-30	$1,280,873
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Income. Non cash contributions	2015-06-30	$0
Value of net income/loss	2015-06-30	$-7,102
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$1,355,094
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$1,362,196
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2015-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2015-06-30	$0
Investment advisory and management fees	2015-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$921,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$0
Value of interest in pooled separate accounts at end of year	2015-06-30	$301,497
Value of interest in pooled separate accounts at beginning of year	2015-06-30	$0
Interest on participant loans	2015-06-30	$1,855
Income. Interest from loans (other than to participants)	2015-06-30	$0
Interest earned on other investments	2015-06-30	$0
Income. Interest from US Government securities	2015-06-30	$0
Income. Interest from corporate debt instruments	2015-06-30	$0
Value of interest in common/collective trusts at end of year	2015-06-30	$95,538
Value of interest in common/collective trusts at beginning of year	2015-06-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$12,696
Net investment gain/loss from pooled separate accounts	2015-06-30	$7,625
Net investment gain or loss from common/collective trusts	2015-06-30	$1,865
Net gain/loss from 103.12 investment entities	2015-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$0
Employer contributions (assets) at end of year	2015-06-30	$0
Employer contributions (assets) at beginning of year	2015-06-30	$0
Income. Dividends from preferred stock	2015-06-30	$0
Income. Dividends from common stock	2015-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$151,335
Contract administrator fees	2015-06-30	$8,084
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-06-30	Yes
Liabilities. Value of benefit claims payable at beginning of year	2015-06-30	$0
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Aggregate proceeds on sale of assets	2015-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2015-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	CARON & BLETZER, PLLC
Accountancy firm EIN	2015-06-30	043499945
2014 : R & L ASSOCIATES, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$334,634
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$320,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$320,368
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$146,187
Value of total assets at end of year	2014-06-30	$1,362,196
Value of total assets at beginning of year	2014-06-30	$1,348,314
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$384
Total interest from all sources	2014-06-30	$7,448
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$200,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$120,757
Participant contributions at end of year	2014-06-30	$79,042
Participant contributions at beginning of year	2014-06-30	$63,442
Participant contributions at end of year	2014-06-30	$2,281
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$25,430
Administrative expenses (other) incurred	2014-06-30	$384
Total non interest bearing cash at end of year	2014-06-30	$1,280,873
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$13,882
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$1,362,196
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$1,348,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in pooled separate accounts at end of year	2014-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$1,084,759
Interest on participant loans	2014-06-30	$2,485
Interest earned on other investments	2014-06-30	$4,963
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$200,113
Net investment gain/loss from pooled separate accounts	2014-06-30	$180,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$320,368
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	CARON & BLETZER, PLLC
Accountancy firm EIN	2014-06-30	043499945
2013 : R & L ASSOCIATES, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$255,012
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$27,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$27,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$114,954
Value of total assets at end of year	2013-06-30	$1,348,314
Value of total assets at beginning of year	2013-06-30	$1,120,630
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$247
Total interest from all sources	2013-06-30	$7,918
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$200,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Contributions received from participants	2013-06-30	$114,954
Participant contributions at end of year	2013-06-30	$63,442
Participant contributions at beginning of year	2013-06-30	$92,480
Participant contributions at end of year	2013-06-30	$0
Participant contributions at beginning of year	2013-06-30	$1,257
Administrative expenses (other) incurred	2013-06-30	$247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$227,684
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$1,348,314
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$1,120,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in pooled separate accounts at end of year	2013-06-30	$1,084,759
Value of interest in pooled separate accounts at beginning of year	2013-06-30	$861,637
Interest on participant loans	2013-06-30	$2,587
Interest earned on other investments	2013-06-30	$5,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$200,113
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$165,256
Net investment gain/loss from pooled separate accounts	2013-06-30	$132,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$27,081
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	CARON & BLETZER, PLLC
Accountancy firm EIN	2013-06-30	043499945
2012 : R & L ASSOCIATES, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$56,231
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$218,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$218,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$69,135
Value of total assets at end of year	2012-06-30	$1,120,630
Value of total assets at beginning of year	2012-06-30	$1,283,358
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$198
Total interest from all sources	2012-06-30	$6,648
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$200,000
If this is an individual account plan, was there a blackout period	2012-06-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$69,135
Participant contributions at end of year	2012-06-30	$92,480
Participant contributions at beginning of year	2012-06-30	$79,137
Participant contributions at end of year	2012-06-30	$1,257
Administrative expenses (other) incurred	2012-06-30	$198
Total non interest bearing cash at end of year	2012-06-30	$0
Total non interest bearing cash at beginning of year	2012-06-30	$999,939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$-162,728
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$1,120,630
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$1,283,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in pooled separate accounts at end of year	2012-06-30	$861,637
Value of interest in pooled separate accounts at beginning of year	2012-06-30	$0
Interest on participant loans	2012-06-30	$2,894
Interest earned on other investments	2012-06-30	$3,754
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$165,256
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$202,665
Net investment gain/loss from pooled separate accounts	2012-06-30	$-19,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Employer contributions (assets) at end of year	2012-06-30	$0
Employer contributions (assets) at beginning of year	2012-06-30	$1,617
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$218,761
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-06-30	Yes
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	CARON & BLETZER, PLLC
Accountancy firm EIN	2012-06-30	043499945
2011 : R & L ASSOCIATES, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$328,037
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$221,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$221,403
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$159,493
Value of total assets at end of year	2011-06-30	$1,283,358
Value of total assets at beginning of year	2011-06-30	$1,176,931
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$207
Total interest from all sources	2011-06-30	$12,660
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$200,000
If this is an individual account plan, was there a blackout period	2011-06-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$109,569
Participant contributions at end of year	2011-06-30	$79,137
Participant contributions at beginning of year	2011-06-30	$141,427
Income. Received or receivable in cash from other sources (including rollovers)	2011-06-30	$49,860
Administrative expenses (other) incurred	2011-06-30	$207
Total non interest bearing cash at end of year	2011-06-30	$999,939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$106,427
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$1,283,358
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$1,176,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in pooled separate accounts at end of year	2011-06-30	$0
Value of interest in pooled separate accounts at beginning of year	2011-06-30	$662,806
Interest on participant loans	2011-06-30	$4,311
Interest earned on other investments	2011-06-30	$8,349
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$202,665
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$364,343
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$155,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$64
Employer contributions (assets) at end of year	2011-06-30	$1,617
Employer contributions (assets) at beginning of year	2011-06-30	$8,355
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$221,403
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-06-30	Yes
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	CARON & BLETZER PLLC
Accountancy firm EIN	2011-06-30	043499945
2010 : R & L ASSOCIATES, INC. 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for R & L ASSOCIATES, INC. 401(K) PLAN

2015: R & L ASSOCIATES, INC. 401(K) PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: R & L ASSOCIATES, INC. 401(K) PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: R & L ASSOCIATES, INC. 401(K) PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: R & L ASSOCIATES, INC. 401(K) PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: R & L ASSOCIATES, INC. 401(K) PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2009: R & L ASSOCIATES, INC. 401(K) PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

461099

Policy instance

Insurance contract or identification number	461099
Number of Individuals Covered	184
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

826684

Policy instance

Insurance contract or identification number	826684
Number of Individuals Covered	70
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $618
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	618
Additional information about fees paid to insurance broker	TPA ADMINISTRATOR ALLOWANCE
Insurance broker organization code?	5
Insurance broker name	THE ANGELL PENSION GROUP, INC.

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

826684

Policy instance

Insurance contract or identification number	826684
Number of Individuals Covered	71
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $1,701
Total amount of fees paid to insurance company	USD $544
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,701
Insurance broker organization code?	3
Amount paid for insurance broker fees	544
Additional information about fees paid to insurance broker	TPA ADMINISTRATOR ALLOWANCE
Insurance broker name	THE ANGELL PENSION GROUP, INC.

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

455783-01

Policy instance

Insurance contract or identification number	455783-01
Number of Individuals Covered	0
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

826684

Policy instance

Insurance contract or identification number	826684
Number of Individuals Covered	69
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $18,255
Total amount of fees paid to insurance company	USD $377
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

455783-01

Policy instance

Insurance contract or identification number	455783-01
Number of Individuals Covered	71
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Total amount of commissions paid to insurance broker	USD $5,853
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	R & L ASSOCIATES INC
Employer identification number (EIN):	042543428
NAIC Classification:	561300