401k Plan data: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN plan

R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

R & T HOLDINGS INVESTMENT COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: R & T HOLDINGS INVESTMENT COMPANY, INC.

Employer identification number (EIN): 465749960

NAIC Classification: 811190

Form 5500 Filing Information

Submission information for form 5500 for 401k plan R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2019-01-01
001 2017-01-01 RICHARD CRUZ
001 2016-01-01 RICHARD CRUZ
001 2015-01-01 RICHARD CRUZ
001 2014-05-21 RICHARD CRUZ

Plan Statistics for R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2020: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1
Number of participants with account balances 2019-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2017: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1
Number of participants with account balances 2017-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1
Number of participants with account balances 2016-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1
Number of participants with account balances 2015-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-05-21 1
Total number of active participants reported on line 7a of the Form 5500 2014-05-21 1
Number of retired or separated participants receiving benefits 2014-05-21 0
Number of other retired or separated participants entitled to future benefits 2014-05-21 0
Total of all active and inactive participants 2014-05-21 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-05-21 0
Total participants 2014-05-21 1
Number of participants with account balances 2014-05-21 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-05-21 0

Measure	Date	Value
2020: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1
Number of participants with account balances	2019-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2017: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1
Number of participants with account balances	2017-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1
Number of participants with account balances	2016-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1
Number of participants with account balances	2015-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-05-21	1
Total number of active participants reported on line 7a of the Form 5500	2014-05-21	1
Number of retired or separated participants receiving benefits	2014-05-21	0
Number of other retired or separated participants entitled to future benefits	2014-05-21	0
Total of all active and inactive participants	2014-05-21	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-05-21	0
Total participants	2014-05-21	1
Number of participants with account balances	2014-05-21	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-05-21	0

Financial Data on R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2020 : R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-11-19	$0
Total plan liabilities at beginning of year	2020-11-19	$0
Total income from all sources	2020-11-19	$3
Expenses. Total of all expenses incurred	2020-11-19	$1,197
Benefits paid (including direct rollovers)	2020-11-19	$1,197
Total plan assets at end of year	2020-11-19	$0
Total plan assets at beginning of year	2020-11-19	$1,194
Total contributions received or receivable from participants	2020-11-19	$0
Expenses. Other expenses not covered elsewhere	2020-11-19	$0
Contributions received from other sources (not participants or employers)	2020-11-19	$0
Other income received	2020-11-19	$3
Noncash contributions received	2020-11-19	$0
Net income (gross income less expenses)	2020-11-19	$-1,194
Net plan assets at end of year (total assets less liabilities)	2020-11-19	$0
Net plan assets at beginning of year (total assets less liabilities)	2020-11-19	$1,194
Assets. Value of employer securities	2020-11-19	$0
Total contributions received or receivable from employer(s)	2020-11-19	$0
Value of certain deemed distributions of participant loans	2020-11-19	$0
Value of corrective distributions	2020-11-19	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-11-19	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-11-19	$0
2019 : R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$-36,369
Expenses. Total of all expenses incurred	2019-12-31	$0
Benefits paid (including direct rollovers)	2019-12-31	$0
Total plan assets at end of year	2019-12-31	$1,194
Total plan assets at beginning of year	2019-12-31	$37,563
Total contributions received or receivable from participants	2019-12-31	$0
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$-36,369
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$-36,369
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,194
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$37,563
Assets. Value of employer securities	2019-12-31	$1
Total contributions received or receivable from employer(s)	2019-12-31	$0
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$0
2018 : R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-18,699
Expenses. Total of all expenses incurred	2018-12-31	$0
Benefits paid (including direct rollovers)	2018-12-31	$0
Total plan assets at end of year	2018-12-31	$37,563
Total plan assets at beginning of year	2018-12-31	$56,262
Total contributions received or receivable from participants	2018-12-31	$0
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-18,699
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-18,699
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$37,563
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$56,262
Assets. Value of employer securities	2018-12-31	$36,390
Total contributions received or receivable from employer(s)	2018-12-31	$0
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$0
2017 : R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$293
Expenses. Total of all expenses incurred	2017-12-31	$80
Benefits paid (including direct rollovers)	2017-12-31	$0
Total plan assets at end of year	2017-12-31	$56,262
Total plan assets at beginning of year	2017-12-31	$56,049
Total contributions received or receivable from participants	2017-12-31	$0
Expenses. Other expenses not covered elsewhere	2017-12-31	$80
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$293
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$213
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$56,262
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$56,049
Assets. Value of employer securities	2017-12-31	$55,103
Total contributions received or receivable from employer(s)	2017-12-31	$0
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$0
2016 : R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$-330
Expenses. Total of all expenses incurred	2016-12-31	$80
Benefits paid (including direct rollovers)	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$56,049
Total plan assets at beginning of year	2016-12-31	$56,459
Total contributions received or receivable from participants	2016-12-31	$0
Expenses. Other expenses not covered elsewhere	2016-12-31	$80
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$-330
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$-410
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$56,049
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$56,459
Assets. Value of employer securities	2016-12-31	$54,814
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$0
2015 : R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$-44,856
Expenses. Total of all expenses incurred	2015-12-31	$80
Total plan assets at end of year	2015-12-31	$56,459
Total plan assets at beginning of year	2015-12-31	$101,395
Expenses. Other expenses not covered elsewhere	2015-12-31	$80
Other income received	2015-12-31	$-44,856
Net income (gross income less expenses)	2015-12-31	$-44,936
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$56,459
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$101,395
Assets. Value of employer securities	2015-12-31	$55,144
2014 : R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$101,475
Expenses. Total of all expenses incurred	2014-12-31	$80
Total plan assets at end of year	2014-12-31	$101,395
Total plan assets at beginning of year	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$80
Contributions received from other sources (not participants or employers)	2014-12-31	$101,475
Other income received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$101,395
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$101,395
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$0
Assets. Value of employer securities	2014-12-31	$100,000

Form 5500 Responses for R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN

2020: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2017: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: R & T HOLDINGS INVESTMENT COMPANY, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-05-21	Type of plan entity	Single employer plan
2014-05-21	First time form 5500 has been submitted	Yes
2014-05-21	Submission has been amended	No
2014-05-21	This submission is the final filing	No
2014-05-21	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-05-21	Plan is a collectively bargained plan	No
2014-05-21	Plan funding arrangement – Trust	Yes
2014-05-21	Plan benefit arrangement - Trust	Yes

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Company Name:	R & T HOLDINGS INVESTMENT COMPANY, INC.
Employer identification number (EIN):	465749960
NAIC Classification:	811190