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NEW ENGLAND BIOLABS, INC. 401(K) PLAN 401k Plan overview

Plan NameNEW ENGLAND BIOLABS, INC. 401(K) PLAN
Plan identification number 004

NEW ENGLAND BIOLABS, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NEW ENGLAND BIOLABS, INC. has sponsored the creation of one or more 401k plans.

Company Name:NEW ENGLAND BIOLABS, INC.
Employer identification number (EIN):042631963
NAIC Classification:325900
NAIC Description:Other Chemical Product and Preparation Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEW ENGLAND BIOLABS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042021-10-01
0042021-10-01
0042020-10-01
0042020-10-01
0042019-10-01
0042019-10-01
0042019-10-01
0042018-10-01
0042018-10-01
0042017-10-01
0042016-10-01BRIAN TINGER BRIAN TINGER2018-07-03
0042015-10-01BRIAN TINGER BRIAN TINGER2017-07-12
0042014-10-01BRIAN TINGER BRIAN TINGER2016-06-20
0042013-10-01BRIAN TINGER BRIAN TINGER2015-07-13
0042012-10-01BRIAN T. TINGER
0042011-10-01BRIAN T. TINGER
0042010-10-01BRIAN T. TINGER BRIAN T. TINGER2012-07-12
0042009-10-01BRIAN T. TINGER BRIAN T. TINGER2011-07-14
0042008-10-01

Plan Statistics for NEW ENGLAND BIOLABS, INC. 401(K) PLAN

401k plan membership statisitcs for NEW ENGLAND BIOLABS, INC. 401(K) PLAN

Measure Date Value
2021: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01557
Total number of active participants reported on line 7a of the Form 55002021-10-01526
Number of retired or separated participants receiving benefits2021-10-010
Number of other retired or separated participants entitled to future benefits2021-10-0172
Total of all active and inactive participants2021-10-01598
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-011
Total participants2021-10-01599
Number of participants with account balances2021-10-01541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-015
2020: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01519
Total number of active participants reported on line 7a of the Form 55002020-10-01532
Number of retired or separated participants receiving benefits2020-10-010
Number of other retired or separated participants entitled to future benefits2020-10-0133
Total of all active and inactive participants2020-10-01565
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-011
Total participants2020-10-01566
Number of participants with account balances2020-10-01498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-014
2019: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01505
Total number of active participants reported on line 7a of the Form 55002019-10-01485
Number of retired or separated participants receiving benefits2019-10-010
Number of other retired or separated participants entitled to future benefits2019-10-0134
Total of all active and inactive participants2019-10-01519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-011
Total participants2019-10-01520
Number of participants with account balances2019-10-01461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-017
2018: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01451
Total number of active participants reported on line 7a of the Form 55002018-10-01437
Number of retired or separated participants receiving benefits2018-10-010
Number of other retired or separated participants entitled to future benefits2018-10-0140
Total of all active and inactive participants2018-10-01477
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-011
Total participants2018-10-01478
Number of participants with account balances2018-10-01439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-015
2017: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01429
Total number of active participants reported on line 7a of the Form 55002017-10-01433
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-0127
Total of all active and inactive participants2017-10-01460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01460
Number of participants with account balances2017-10-01392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-013
2016: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01386
Total number of active participants reported on line 7a of the Form 55002016-10-01387
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-0122
Total of all active and inactive participants2016-10-01409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01409
Number of participants with account balances2016-10-01372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-011
2015: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01378
Total number of active participants reported on line 7a of the Form 55002015-10-01373
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-0123
Total of all active and inactive participants2015-10-01396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01396
Number of participants with account balances2015-10-01344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-010
2014: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01408
Total number of active participants reported on line 7a of the Form 55002014-10-01395
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0121
Total of all active and inactive participants2014-10-01416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01416
Number of participants with account balances2014-10-01318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-013
2013: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01339
Total number of active participants reported on line 7a of the Form 55002013-10-01327
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-0112
Total of all active and inactive participants2013-10-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01339
Number of participants with account balances2013-10-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-012
2012: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01326
Total number of active participants reported on line 7a of the Form 55002012-10-01337
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-0112
Total of all active and inactive participants2012-10-01349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01349
Number of participants with account balances2012-10-01303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01305
Total number of active participants reported on line 7a of the Form 55002011-10-01308
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-0118
Total of all active and inactive participants2011-10-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01326
Number of participants with account balances2011-10-01296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010
2010: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-01287
Total number of active participants reported on line 7a of the Form 55002010-10-01295
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-0110
Total of all active and inactive participants2010-10-01305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01305
Number of participants with account balances2010-10-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-010
2009: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01286
Total number of active participants reported on line 7a of the Form 55002009-10-01278
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-019
Total of all active and inactive participants2009-10-01287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01287
Number of participants with account balances2009-10-01253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on NEW ENGLAND BIOLABS, INC. 401(K) PLAN

Measure Date Value
2022 : NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-18,625,407
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$9,615,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$8,675,269
Value of total corrective distributions2022-09-30$754,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$11,932,334
Value of total assets at end of year2022-09-30$147,522,954
Value of total assets at beginning of year2022-09-30$175,764,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$185,840
Total interest from all sources2022-09-30$96,746
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$580,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$580,680
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$6,899,953
Participant contributions at end of year2022-09-30$907,326
Participant contributions at beginning of year2022-09-30$753,853
Participant contributions at end of year2022-09-30$3,458,745
Participant contributions at beginning of year2022-09-30$3,617,681
Assets. Other investments not covered elsewhere at end of year2022-09-30$11,482,533
Assets. Other investments not covered elsewhere at beginning of year2022-09-30$15,718,643
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$897,054
Other income not declared elsewhere2022-09-30$-4,857,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-28,241,222
Value of net assets at end of year (total assets less liabilities)2022-09-30$147,522,954
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$175,764,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$22,644,133
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$27,197,645
Value of interest in pooled separate accounts at end of year2022-09-30$20,648,566
Value of interest in pooled separate accounts at beginning of year2022-09-30$24,713,382
Interest on participant loans2022-09-30$33,731
Interest earned on other investments2022-09-30$63,015
Value of interest in common/collective trusts at end of year2022-09-30$76,427,970
Value of interest in common/collective trusts at beginning of year2022-09-30$92,199,328
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-09-30$9,961,739
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-09-30$9,898,724
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-5,225,718
Net investment gain/loss from pooled separate accounts2022-09-30$-4,328,695
Net investment gain or loss from common/collective trusts2022-09-30$-16,823,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30Yes
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$4,135,327
Employer contributions (assets) at end of year2022-09-30$1,991,942
Employer contributions (assets) at beginning of year2022-09-30$1,664,920
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$8,675,269
Contract administrator fees2022-09-30$185,840
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Disclaimer
Accountancy firm name2022-09-30CARON & BLETZER
Accountancy firm EIN2022-09-30043499945
2021 : NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$40,553,087
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$9,730,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$8,686,601
Value of total corrective distributions2021-09-30$833,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$11,342,637
Value of total assets at end of year2021-09-30$175,764,176
Value of total assets at beginning of year2021-09-30$144,941,972
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$210,687
Total interest from all sources2021-09-30$316,704
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$329,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$329,863
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$6,333,437
Participant contributions at end of year2021-09-30$753,853
Participant contributions at beginning of year2021-09-30$863,416
Participant contributions at end of year2021-09-30$3,617,681
Participant contributions at beginning of year2021-09-30$3,679,889
Assets. Other investments not covered elsewhere at end of year2021-09-30$15,718,643
Assets. Other investments not covered elsewhere at beginning of year2021-09-30$11,394,797
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$1,353,793
Other income not declared elsewhere2021-09-30$3,061,819
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$30,822,204
Value of net assets at end of year (total assets less liabilities)2021-09-30$175,764,176
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$144,941,972
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$27,197,645
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$21,958,436
Value of interest in pooled separate accounts at end of year2021-09-30$24,713,382
Value of interest in pooled separate accounts at beginning of year2021-09-30$16,003,869
Interest on participant loans2021-09-30$35,483
Interest earned on other investments2021-09-30$281,221
Value of interest in common/collective trusts at end of year2021-09-30$92,199,328
Value of interest in common/collective trusts at beginning of year2021-09-30$77,845,695
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-09-30$9,898,724
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-09-30$11,280,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$3,825,249
Net investment gain/loss from pooled separate accounts2021-09-30$5,906,001
Net investment gain or loss from common/collective trusts2021-09-30$15,770,814
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30Yes
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$3,655,407
Employer contributions (assets) at end of year2021-09-30$1,664,920
Employer contributions (assets) at beginning of year2021-09-30$1,915,199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$8,686,601
Contract administrator fees2021-09-30$210,687
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30CARON & BLETZER
Accountancy firm EIN2021-09-30043499945
2020 : NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-09-30$0
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total transfer of assets to this plan2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Expenses. Interest paid2020-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-09-30$0
Total income from all sources (including contributions)2020-09-30$21,748,865
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$11,261,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$10,721,492
Expenses. Certain deemed distributions of participant loans2020-09-30$0
Value of total corrective distributions2020-09-30$364,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$9,523,003
Value of total assets at end of year2020-09-30$144,941,972
Value of total assets at beginning of year2020-09-30$134,454,894
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$175,482
Total income from rents2020-09-30$0
Total interest from all sources2020-09-30$300,214
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$478,774
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$478,774
Administrative expenses professional fees incurred2020-09-30$0
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Amount of non-exempt transactions with any party-in-interest2020-09-30$0
Contributions received from participants2020-09-30$5,914,966
Participant contributions at end of year2020-09-30$863,416
Participant contributions at beginning of year2020-09-30$718,568
Participant contributions at end of year2020-09-30$3,679,889
Participant contributions at beginning of year2020-09-30$0
Assets. Other investments not covered elsewhere at end of year2020-09-30$11,394,797
Assets. Other investments not covered elsewhere at beginning of year2020-09-30$8,810,198
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$92,754
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-09-30$0
Other income not declared elsewhere2020-09-30$2,908,199
Administrative expenses (other) incurred2020-09-30$0
Liabilities. Value of operating payables at beginning of year2020-09-30$0
Total non interest bearing cash at end of year2020-09-30$0
Total non interest bearing cash at beginning of year2020-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Income. Non cash contributions2020-09-30$0
Value of net income/loss2020-09-30$10,487,078
Value of net assets at end of year (total assets less liabilities)2020-09-30$144,941,972
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$134,454,894
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-09-30$0
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-09-30$0
Investment advisory and management fees2020-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$21,958,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$27,194,102
Value of interest in pooled separate accounts at end of year2020-09-30$16,003,869
Value of interest in pooled separate accounts at beginning of year2020-09-30$15,560,155
Interest on participant loans2020-09-30$37,646
Income. Interest from loans (other than to participants)2020-09-30$0
Interest earned on other investments2020-09-30$262,568
Income. Interest from US Government securities2020-09-30$0
Income. Interest from corporate debt instruments2020-09-30$0
Value of interest in common/collective trusts at end of year2020-09-30$77,845,695
Value of interest in common/collective trusts at beginning of year2020-09-30$73,789,107
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-09-30$11,280,671
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-09-30$8,382,764
Expenses. Payments to insurance carriers foe the provision of benefits2020-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$814,779
Net investment gain/loss from pooled separate accounts2020-09-30$1,222,487
Net investment gain or loss from common/collective trusts2020-09-30$6,501,409
Net gain/loss from 103.12 investment entities2020-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$3,515,283
Employer contributions (assets) at end of year2020-09-30$1,915,199
Employer contributions (assets) at beginning of year2020-09-30$0
Income. Dividends from preferred stock2020-09-30$0
Income. Dividends from common stock2020-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$10,721,492
Contract administrator fees2020-09-30$175,482
Liabilities. Value of benefit claims payable at beginning of year2020-09-30$0
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Aggregate proceeds on sale of assets2020-09-30$0
Aggregate carrying amount (costs) on sale of assets2020-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30CARON & BLETZER, PLLC
Accountancy firm EIN2020-09-30043499945
2019 : NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-09-30$0
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total transfer of assets to this plan2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Expenses. Interest paid2019-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-09-30$0
Total income from all sources (including contributions)2019-09-30$11,963,413
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$5,695,313
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$5,144,473
Expenses. Certain deemed distributions of participant loans2019-09-30$0
Value of total corrective distributions2019-09-30$366,806
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$9,211,910
Value of total assets at end of year2019-09-30$134,454,894
Value of total assets at beginning of year2019-09-30$128,186,794
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$184,034
Total income from rents2019-09-30$0
Total interest from all sources2019-09-30$170,850
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$559,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$559,825
Administrative expenses professional fees incurred2019-09-30$0
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Amount of non-exempt transactions with any party-in-interest2019-09-30$0
Contributions received from participants2019-09-30$5,481,309
Participant contributions at end of year2019-09-30$718,568
Participant contributions at beginning of year2019-09-30$611,967
Participant contributions at end of year2019-09-30$0
Participant contributions at beginning of year2019-09-30$3,534,364
Assets. Other investments not covered elsewhere at end of year2019-09-30$8,810,198
Assets. Other investments not covered elsewhere at beginning of year2019-09-30$10,892,820
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$615,107
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-09-30$0
Other income not declared elsewhere2019-09-30$-290,262
Administrative expenses (other) incurred2019-09-30$0
Liabilities. Value of operating payables at beginning of year2019-09-30$0
Total non interest bearing cash at end of year2019-09-30$0
Total non interest bearing cash at beginning of year2019-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Income. Non cash contributions2019-09-30$0
Value of net income/loss2019-09-30$6,268,100
Value of net assets at end of year (total assets less liabilities)2019-09-30$134,454,894
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$128,186,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-09-30$0
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-09-30$0
Investment advisory and management fees2019-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$27,194,102
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$23,325,844
Value of interest in pooled separate accounts at end of year2019-09-30$15,560,155
Value of interest in pooled separate accounts at beginning of year2019-09-30$15,586,881
Interest on participant loans2019-09-30$29,383
Income. Interest from loans (other than to participants)2019-09-30$0
Interest earned on other investments2019-09-30$141,467
Income. Interest from US Government securities2019-09-30$0
Income. Interest from corporate debt instruments2019-09-30$0
Value of interest in common/collective trusts at end of year2019-09-30$73,789,107
Value of interest in common/collective trusts at beginning of year2019-09-30$65,682,890
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-09-30$8,382,764
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-09-30$6,488,768
Expenses. Payments to insurance carriers foe the provision of benefits2019-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$564,008
Net investment gain/loss from pooled separate accounts2019-09-30$-88,933
Net investment gain or loss from common/collective trusts2019-09-30$1,836,015
Net gain/loss from 103.12 investment entities2019-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$3,115,494
Employer contributions (assets) at end of year2019-09-30$0
Employer contributions (assets) at beginning of year2019-09-30$2,063,260
Income. Dividends from preferred stock2019-09-30$0
Income. Dividends from common stock2019-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$5,144,473
Contract administrator fees2019-09-30$184,034
Liabilities. Value of benefit claims payable at beginning of year2019-09-30$0
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Aggregate proceeds on sale of assets2019-09-30$0
Aggregate carrying amount (costs) on sale of assets2019-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30CARON & BLETZER, PLLC
Accountancy firm EIN2019-09-30043499945
2018 : NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-09-30$0
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total transfer of assets to this plan2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$17,966,892
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$5,482,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$4,940,124
Expenses. Certain deemed distributions of participant loans2018-09-30$0
Value of total corrective distributions2018-09-30$364,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$8,755,017
Value of total assets at end of year2018-09-30$128,186,794
Value of total assets at beginning of year2018-09-30$115,702,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$178,109
Total income from rents2018-09-30$0
Total interest from all sources2018-09-30$126,858
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$409,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$409,167
Administrative expenses professional fees incurred2018-09-30$0
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Amount of non-exempt transactions with any party-in-interest2018-09-30$0
Contributions received from participants2018-09-30$5,135,808
Participant contributions at end of year2018-09-30$611,967
Participant contributions at beginning of year2018-09-30$492,841
Participant contributions at end of year2018-09-30$3,534,364
Participant contributions at beginning of year2018-09-30$3,423,484
Assets. Other investments not covered elsewhere at end of year2018-09-30$10,892,820
Assets. Other investments not covered elsewhere at beginning of year2018-09-30$9,463,454
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$275,925
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-09-30$0
Other income not declared elsewhere2018-09-30$968,771
Administrative expenses (other) incurred2018-09-30$0
Liabilities. Value of operating payables at beginning of year2018-09-30$0
Total non interest bearing cash at end of year2018-09-30$0
Total non interest bearing cash at beginning of year2018-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$12,484,200
Value of net assets at end of year (total assets less liabilities)2018-09-30$128,186,794
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$115,702,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-09-30$0
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-09-30$0
Investment advisory and management fees2018-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$23,325,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$21,635,734
Value of interest in pooled separate accounts at end of year2018-09-30$15,586,881
Value of interest in pooled separate accounts at beginning of year2018-09-30$12,713,623
Interest on participant loans2018-09-30$20,779
Income. Interest from loans (other than to participants)2018-09-30$0
Interest earned on other investments2018-09-30$106,079
Income. Interest from US Government securities2018-09-30$0
Income. Interest from corporate debt instruments2018-09-30$0
Value of interest in common/collective trusts at end of year2018-09-30$65,682,890
Value of interest in common/collective trusts at beginning of year2018-09-30$59,882,882
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$6,488,768
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$6,041,259
Expenses. Payments to insurance carriers foe the provision of benefits2018-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$817,750
Net investment gain/loss from pooled separate accounts2018-09-30$2,258,036
Net investment gain or loss from common/collective trusts2018-09-30$4,631,293
Net gain/loss from 103.12 investment entities2018-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$3,343,284
Employer contributions (assets) at end of year2018-09-30$2,063,260
Employer contributions (assets) at beginning of year2018-09-30$2,049,317
Income. Dividends from preferred stock2018-09-30$0
Income. Dividends from common stock2018-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$4,940,124
Contract administrator fees2018-09-30$178,109
Liabilities. Value of benefit claims payable at beginning of year2018-09-30$0
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Aggregate proceeds on sale of assets2018-09-30$0
Aggregate carrying amount (costs) on sale of assets2018-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30CARON & BLETZER, PLLC
Accountancy firm EIN2018-09-30043499945
2017 : NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-09-30$0
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total transfer of assets to this plan2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$20,193,713
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$4,551,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$4,270,513
Expenses. Certain deemed distributions of participant loans2017-09-30$0
Value of total corrective distributions2017-09-30$176,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$7,878,216
Value of total assets at end of year2017-09-30$115,702,594
Value of total assets at beginning of year2017-09-30$100,060,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$104,156
Total income from rents2017-09-30$0
Total interest from all sources2017-09-30$106,037
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$334,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$334,691
Administrative expenses professional fees incurred2017-09-30$0
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Amount of non-exempt transactions with any party-in-interest2017-09-30$0
Contributions received from participants2017-09-30$4,658,432
Participant contributions at end of year2017-09-30$492,841
Participant contributions at beginning of year2017-09-30$495,087
Participant contributions at end of year2017-09-30$3,423,484
Participant contributions at beginning of year2017-09-30$3,293,406
Assets. Other investments not covered elsewhere at end of year2017-09-30$9,463,454
Assets. Other investments not covered elsewhere at beginning of year2017-09-30$7,915,312
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$217,814
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-09-30$1,269
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-09-30$0
Other income not declared elsewhere2017-09-30$1,127,316
Administrative expenses (other) incurred2017-09-30$0
Liabilities. Value of operating payables at beginning of year2017-09-30$0
Total non interest bearing cash at end of year2017-09-30$0
Total non interest bearing cash at beginning of year2017-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$15,642,579
Value of net assets at end of year (total assets less liabilities)2017-09-30$115,702,594
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$100,060,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-09-30$0
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-09-30$0
Investment advisory and management fees2017-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$21,635,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$19,691,140
Value of interest in pooled separate accounts at end of year2017-09-30$12,713,623
Value of interest in pooled separate accounts at beginning of year2017-09-30$7,755,510
Interest on participant loans2017-09-30$15,789
Income. Interest from loans (other than to participants)2017-09-30$0
Interest earned on other investments2017-09-30$90,248
Income. Interest from US Government securities2017-09-30$0
Income. Interest from corporate debt instruments2017-09-30$0
Value of interest in common/collective trusts at end of year2017-09-30$59,882,882
Value of interest in common/collective trusts at beginning of year2017-09-30$51,250,890
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$6,041,259
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$7,661,375
Expenses. Payments to insurance carriers foe the provision of benefits2017-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$2,076,442
Net investment gain/loss from pooled separate accounts2017-09-30$1,847,870
Net investment gain or loss from common/collective trusts2017-09-30$6,823,141
Net gain/loss from 103.12 investment entities2017-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$3,001,970
Employer contributions (assets) at end of year2017-09-30$2,049,317
Employer contributions (assets) at beginning of year2017-09-30$1,997,295
Income. Dividends from preferred stock2017-09-30$0
Income. Dividends from common stock2017-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$4,269,244
Contract administrator fees2017-09-30$104,156
Liabilities. Value of benefit claims payable at beginning of year2017-09-30$0
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Aggregate proceeds on sale of assets2017-09-30$0
Aggregate carrying amount (costs) on sale of assets2017-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30CARON & BLETZER, PLLC
Accountancy firm EIN2017-09-30143499945
2016 : NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$0
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total transfer of assets to this plan2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Expenses. Interest paid2016-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-09-30$0
Total income from all sources (including contributions)2016-09-30$36,601,584
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$4,762,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$4,671,259
Expenses. Certain deemed distributions of participant loans2016-09-30$0
Value of total corrective distributions2016-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$29,194,538
Value of total assets at end of year2016-09-30$100,060,015
Value of total assets at beginning of year2016-09-30$68,221,396
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$91,706
Total income from rents2016-09-30$0
Total interest from all sources2016-09-30$59,998
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$272,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$272,344
Administrative expenses professional fees incurred2016-09-30$0
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Amount of non-exempt transactions with any party-in-interest2016-09-30$0
Contributions received from participants2016-09-30$4,375,056
Participant contributions at end of year2016-09-30$495,087
Participant contributions at beginning of year2016-09-30$504,911
Participant contributions at end of year2016-09-30$3,293,406
Participant contributions at beginning of year2016-09-30$3,220,558
Assets. Other investments not covered elsewhere at end of year2016-09-30$7,915,312
Assets. Other investments not covered elsewhere at beginning of year2016-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$21,920,359
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-09-30$0
Other income not declared elsewhere2016-09-30$809,502
Administrative expenses (other) incurred2016-09-30$0
Liabilities. Value of operating payables at beginning of year2016-09-30$0
Total non interest bearing cash at end of year2016-09-30$0
Total non interest bearing cash at beginning of year2016-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Income. Non cash contributions2016-09-30$0
Value of net income/loss2016-09-30$31,838,619
Value of net assets at end of year (total assets less liabilities)2016-09-30$100,060,015
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$68,221,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-09-30$0
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-09-30$0
Investment advisory and management fees2016-09-30$85,868
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$19,691,140
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$16,653,365
Value of interest in pooled separate accounts at end of year2016-09-30$7,755,510
Value of interest in pooled separate accounts at beginning of year2016-09-30$5,848,284
Interest on participant loans2016-09-30$16,551
Income. Interest from loans (other than to participants)2016-09-30$0
Interest earned on other investments2016-09-30$43,447
Income. Interest from US Government securities2016-09-30$0
Income. Interest from corporate debt instruments2016-09-30$0
Value of interest in common/collective trusts at end of year2016-09-30$51,250,890
Value of interest in common/collective trusts at beginning of year2016-09-30$34,163,614
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$7,661,375
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$1,954,233
Expenses. Payments to insurance carriers foe the provision of benefits2016-09-30$0
Asset value of US Government securities at beginning of year2016-09-30$21,293
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$1,434,409
Net investment gain/loss from pooled separate accounts2016-09-30$960,218
Net investment gain or loss from common/collective trusts2016-09-30$3,870,575
Net gain/loss from 103.12 investment entities2016-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$2,899,123
Employer contributions (assets) at end of year2016-09-30$1,997,295
Employer contributions (assets) at beginning of year2016-09-30$2,198,767
Income. Dividends from preferred stock2016-09-30$0
Income. Dividends from common stock2016-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$4,671,259
Contract administrator fees2016-09-30$5,838
Assets. Corporate common stocks other than exployer securities at beginning of year2016-09-30$3,656,371
Liabilities. Value of benefit claims payable at beginning of year2016-09-30$0
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Aggregate proceeds on sale of assets2016-09-30$0
Aggregate carrying amount (costs) on sale of assets2016-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30CARON & BLETZER, PLLC
Accountancy firm EIN2016-09-30143499945
2015 : NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$-165,701
Total unrealized appreciation/depreciation of assets2015-09-30$-165,701
Total transfer of assets to this plan2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Expenses. Interest paid2015-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-09-30$0
Total income from all sources (including contributions)2015-09-30$5,847,904
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$1,265,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$1,244,563
Expenses. Certain deemed distributions of participant loans2015-09-30$0
Value of total corrective distributions2015-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$6,777,305
Value of total assets at end of year2015-09-30$68,221,396
Value of total assets at beginning of year2015-09-30$63,639,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$21,019
Total income from rents2015-09-30$0
Total interest from all sources2015-09-30$51,661
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$386,288
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$319,274
Administrative expenses professional fees incurred2015-09-30$0
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Amount of non-exempt transactions with any party-in-interest2015-09-30$0
Contributions received from participants2015-09-30$3,996,725
Participant contributions at end of year2015-09-30$504,911
Participant contributions at beginning of year2015-09-30$447,611
Participant contributions at end of year2015-09-30$3,220,558
Participant contributions at beginning of year2015-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$158,630
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-09-30$0
Other income not declared elsewhere2015-09-30$0
Administrative expenses (other) incurred2015-09-30$0
Liabilities. Value of operating payables at beginning of year2015-09-30$0
Total non interest bearing cash at end of year2015-09-30$0
Total non interest bearing cash at beginning of year2015-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Income. Non cash contributions2015-09-30$0
Value of net income/loss2015-09-30$4,582,322
Value of net assets at end of year (total assets less liabilities)2015-09-30$68,221,396
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$63,639,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-09-30$0
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-09-30$0
Investment advisory and management fees2015-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$16,653,365
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$16,521,190
Value of interest in pooled separate accounts at end of year2015-09-30$5,848,284
Value of interest in pooled separate accounts at beginning of year2015-09-30$4,899,207
Interest on participant loans2015-09-30$16,973
Income. Interest from loans (other than to participants)2015-09-30$0
Interest earned on other investments2015-09-30$33,345
Income. Interest from US Government securities2015-09-30$1,343
Income. Interest from corporate debt instruments2015-09-30$0
Value of interest in common/collective trusts at end of year2015-09-30$34,163,614
Value of interest in common/collective trusts at beginning of year2015-09-30$35,721,843
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$45,945
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$45,945
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$1,954,233
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$2,470,091
Expenses. Payments to insurance carriers foe the provision of benefits2015-09-30$0
Asset value of US Government securities at end of year2015-09-30$21,293
Asset value of US Government securities at beginning of year2015-09-30$20,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-714,947
Net investment gain/loss from pooled separate accounts2015-09-30$-25,551
Net investment gain or loss from common/collective trusts2015-09-30$-461,151
Net gain/loss from 103.12 investment entities2015-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$2,621,950
Employer contributions (assets) at end of year2015-09-30$2,198,767
Employer contributions (assets) at beginning of year2015-09-30$0
Income. Dividends from preferred stock2015-09-30$0
Income. Dividends from common stock2015-09-30$67,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$1,244,563
Contract administrator fees2015-09-30$21,019
Assets. Corporate common stocks other than exployer securities at end of year2015-09-30$3,656,371
Assets. Corporate common stocks other than exployer securities at beginning of year2015-09-30$3,512,687
Liabilities. Value of benefit claims payable at beginning of year2015-09-30$0
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Aggregate proceeds on sale of assets2015-09-30$0
Aggregate carrying amount (costs) on sale of assets2015-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30CARON & BLETZER, PLLC
Accountancy firm EIN2015-09-30043499945
2014 : NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-09-30$436,248
Total unrealized appreciation/depreciation of assets2014-09-30$436,248
Total transfer of assets to this plan2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Expenses. Interest paid2014-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-09-30$0
Total income from all sources (including contributions)2014-09-30$10,677,989
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$1,506,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$1,493,461
Expenses. Certain deemed distributions of participant loans2014-09-30$0
Value of total corrective distributions2014-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$5,270,815
Value of total assets at end of year2014-09-30$63,639,074
Value of total assets at beginning of year2014-09-30$54,467,194
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$12,648
Total income from rents2014-09-30$0
Total interest from all sources2014-09-30$49,391
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$290,224
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$238,357
Administrative expenses professional fees incurred2014-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-09-30$0
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Amount of non-exempt transactions with any party-in-interest2014-09-30$0
Contributions received from participants2014-09-30$3,551,669
Participant contributions at end of year2014-09-30$447,611
Participant contributions at beginning of year2014-09-30$379,707
Participant contributions at end of year2014-09-30$0
Participant contributions at beginning of year2014-09-30$2,715,959
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$119,104
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-09-30$0
Other income not declared elsewhere2014-09-30$0
Administrative expenses (other) incurred2014-09-30$0
Liabilities. Value of operating payables at beginning of year2014-09-30$0
Total non interest bearing cash at end of year2014-09-30$0
Total non interest bearing cash at beginning of year2014-09-30$45,549,561
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Income. Non cash contributions2014-09-30$0
Value of net income/loss2014-09-30$9,171,880
Value of net assets at end of year (total assets less liabilities)2014-09-30$63,639,074
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$54,467,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-09-30$0
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-09-30$0
Investment advisory and management fees2014-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$16,521,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$1,771,459
Value of interest in pooled separate accounts at end of year2014-09-30$4,899,207
Value of interest in pooled separate accounts at beginning of year2014-09-30$0
Interest on participant loans2014-09-30$17,047
Income. Interest from loans (other than to participants)2014-09-30$0
Interest earned on other investments2014-09-30$31,455
Income. Interest from US Government securities2014-09-30$888
Income. Interest from corporate debt instruments2014-09-30$0
Value of interest in common/collective trusts at end of year2014-09-30$35,721,843
Value of interest in common/collective trusts at beginning of year2014-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$45,945
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$1,174,995
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$1,174,995
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-09-30$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$2,470,091
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-09-30$0
Asset value of US Government securities at end of year2014-09-30$20,500
Asset value of US Government securities at beginning of year2014-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$911,478
Net investment gain/loss from pooled separate accounts2014-09-30$572,211
Net investment gain or loss from common/collective trusts2014-09-30$3,147,622
Net gain/loss from 103.12 investment entities2014-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$1,600,042
Employer contributions (assets) at end of year2014-09-30$0
Employer contributions (assets) at beginning of year2014-09-30$787,775
Income. Dividends from preferred stock2014-09-30$0
Income. Dividends from common stock2014-09-30$51,867
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$1,493,461
Contract administrator fees2014-09-30$12,648
Assets. Corporate common stocks other than exployer securities at end of year2014-09-30$3,512,687
Assets. Corporate common stocks other than exployer securities at beginning of year2014-09-30$2,087,738
Liabilities. Value of benefit claims payable at beginning of year2014-09-30$0
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Aggregate proceeds on sale of assets2014-09-30$0
Aggregate carrying amount (costs) on sale of assets2014-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Unqualified
Accountancy firm name2014-09-30CARON & BLETZER, PLLC
Accountancy firm EIN2014-09-30043499945
2013 : NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-09-30$4,967,293
Total unrealized appreciation/depreciation of assets2013-09-30$4,967,293
Total income from all sources (including contributions)2013-09-30$10,734,441
Total of all expenses incurred2013-09-30$4,582,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$4,576,880
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$4,207,962
Value of total assets at end of year2013-09-30$54,467,194
Value of total assets at beginning of year2013-09-30$48,315,715
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$6,082
Total interest from all sources2013-09-30$17,439
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$1,541,747
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$1,541,747
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$3,196,923
Participant contributions at end of year2013-09-30$379,707
Participant contributions at beginning of year2013-09-30$351,789
Participant contributions at end of year2013-09-30$2,715,959
Participant contributions at beginning of year2013-09-30$2,854,788
Assets. Other investments not covered elsewhere at beginning of year2013-09-30$40
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$36,051
Administrative expenses (other) incurred2013-09-30$6,082
Total non interest bearing cash at end of year2013-09-30$45,549,561
Total non interest bearing cash at beginning of year2013-09-30$2,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$6,151,479
Value of net assets at end of year (total assets less liabilities)2013-09-30$54,467,194
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$48,315,715
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$1,771,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$38,071,681
Interest on participant loans2013-09-30$17,439
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$1,174,995
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$4,489,108
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$4,489,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$974,988
Employer contributions (assets) at end of year2013-09-30$787,775
Employer contributions (assets) at beginning of year2013-09-30$886,433
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$4,576,880
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-09-30Yes
Assets. Corporate common stocks other than exployer securities at end of year2013-09-30$2,087,738
Assets. Corporate common stocks other than exployer securities at beginning of year2013-09-30$1,659,376
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30CARON & BLETZER
Accountancy firm EIN2013-09-30043499945
2012 : NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-09-30$193,869
Total unrealized appreciation/depreciation of assets2012-09-30$193,869
Total income from all sources (including contributions)2012-09-30$11,409,894
Total loss/gain on sale of assets2012-09-30$43,843
Total of all expenses incurred2012-09-30$2,291,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$2,285,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$4,320,147
Value of total assets at end of year2012-09-30$48,315,715
Value of total assets at beginning of year2012-09-30$39,197,540
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$6,119
Total interest from all sources2012-09-30$22,540
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$1,095,312
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-09-30$1,065,751
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$3,150,080
Participant contributions at end of year2012-09-30$351,789
Participant contributions at beginning of year2012-09-30$326,491
Participant contributions at end of year2012-09-30$2,854,788
Participant contributions at beginning of year2012-09-30$2,844,615
Assets. Other investments not covered elsewhere at end of year2012-09-30$40
Assets. Other investments not covered elsewhere at beginning of year2012-09-30$677
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$163,955
Administrative expenses (other) incurred2012-09-30$6,119
Total non interest bearing cash at end of year2012-09-30$2,500
Total non interest bearing cash at beginning of year2012-09-30$22,003
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$9,118,175
Value of net assets at end of year (total assets less liabilities)2012-09-30$48,315,715
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$39,197,540
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$38,071,681
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$30,577,756
Interest on participant loans2012-09-30$21,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$4,489,108
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$4,384,678
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$4,384,678
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-09-30$564
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$5,734,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$1,006,112
Employer contributions (assets) at end of year2012-09-30$886,433
Income. Dividends from common stock2012-09-30$29,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$2,285,600
Assets. Corporate common stocks other than exployer securities at end of year2012-09-30$1,659,376
Assets. Corporate common stocks other than exployer securities at beginning of year2012-09-30$1,041,320
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Aggregate proceeds on sale of assets2012-09-30$9,031,773
Aggregate carrying amount (costs) on sale of assets2012-09-30$8,987,930
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30CARON & BLETZER
Accountancy firm EIN2012-09-30043499945
2011 : NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-09-30$-120,112
Total unrealized appreciation/depreciation of assets2011-09-30$-120,112
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$2,730,643
Total loss/gain on sale of assets2011-09-30$-49,052
Total of all expenses incurred2011-09-30$1,196,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$1,193,664
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$3,005,309
Value of total assets at end of year2011-09-30$39,197,540
Value of total assets at beginning of year2011-09-30$37,663,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$2,998
Total interest from all sources2011-09-30$25,092
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$842,254
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-09-30$829,154
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$2,844,615
Participant contributions at end of year2011-09-30$326,491
Participant contributions at beginning of year2011-09-30$253,892
Participant contributions at end of year2011-09-30$2,844,615
Participant contributions at beginning of year2011-09-30$2,746,966
Assets. Other investments not covered elsewhere at end of year2011-09-30$677
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$160,694
Administrative expenses (other) incurred2011-09-30$2,998
Total non interest bearing cash at end of year2011-09-30$22,003
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$1,533,981
Value of net assets at end of year (total assets less liabilities)2011-09-30$39,197,540
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$37,663,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$30,577,756
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$30,304,002
Income. Interest from loans (other than to participants)2011-09-30$24,439
Value of interest in common/collective trusts at beginning of year2011-09-30$106
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$4,384,678
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$4,036,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$4,036,752
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$653
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-09-30$-972,849
Net investment gain or loss from common/collective trusts2011-09-30$1
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Income. Dividends from common stock2011-09-30$13,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$1,193,664
Assets. Corporate common stocks other than exployer securities at end of year2011-09-30$1,041,320
Assets. Corporate common stocks other than exployer securities at beginning of year2011-09-30$321,841
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Aggregate proceeds on sale of assets2011-09-30$4,880,161
Aggregate carrying amount (costs) on sale of assets2011-09-30$4,929,213
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30CARON & BLETZER
Accountancy firm EIN2011-09-30043499945
2010 : NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for NEW ENGLAND BIOLABS, INC. 401(K) PLAN

2021: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedYes
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement – InsuranceYes
2021-10-01Plan benefit arrangement - TrustYes
2020: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedYes
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement – InsuranceYes
2020-10-01Plan benefit arrangement - TrustYes
2019: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedYes
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2018: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedYes
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – InsuranceYes
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement – InsuranceYes
2018-10-01Plan benefit arrangement - TrustYes
2017: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedYes
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: NEW ENGLAND BIOLABS, INC. 401(K) PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85163
Policy instance 2
Insurance contract or identification numberGA85163
Number of Individuals Covered599
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number525361
Policy instance 1
Insurance contract or identification number525361
Number of Individuals Covered599
Insurance policy start date2021-10-01
Insurance policy end date2022-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85163
Policy instance 2
Insurance contract or identification numberGA85163
Number of Individuals Covered566
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number525361
Policy instance 1
Insurance contract or identification number525361
Number of Individuals Covered566
Insurance policy start date2020-10-01
Insurance policy end date2021-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85163
Policy instance 3
Insurance contract or identification numberGA85163
Number of Individuals Covered520
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number525361
Policy instance 2
Insurance contract or identification number525361
Number of Individuals Covered520
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered520
Insurance policy start date2019-10-01
Insurance policy end date2020-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85163
Policy instance 3
Insurance contract or identification numberGA85163
Number of Individuals Covered478
Insurance policy start date2018-11-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number525361
Policy instance 2
Insurance contract or identification number525361
Number of Individuals Covered478
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered478
Insurance policy start date2018-10-01
Insurance policy end date2019-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered460
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number525361
Policy instance 2
Insurance contract or identification number525361
Number of Individuals Covered460
Insurance policy start date2017-10-01
Insurance policy end date2018-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered416
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number525361
Policy instance 2
Insurance contract or identification number525361
Number of Individuals Covered416
Insurance policy start date2014-10-01
Insurance policy end date2015-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number525361
Policy instance 2
Insurance contract or identification number525361
Number of Individuals Covered339
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered339
Insurance policy start date2013-10-01
Insurance policy end date2014-09-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $100
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees100
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY DW INC

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