401k Plan data: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN plan

SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 401k Plan overview

Plan Name	SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN
Plan identification number	001

SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTH BAY MENTAL HEALTH CENTER has sponsored the creation of one or more 401k plans.

Company Name: SOUTH BAY MENTAL HEALTH CENTER

Employer identification number (EIN): 042934278

NAIC Classification: 621112
NAIC Description: Offices of Physicians, Mental Health Specialists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 KELLY O'NEIL
001 2013-01-01 KELLY O'NEIL
001 2012-01-01 ADAM SCHAUER
001 2011-01-01 SHARON BEALS
001 2009-01-01 SHARON COLLINS BEALS SHARON COLLINS BEALS 2010-10-08

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	KELLY O'NEIL
001	2013-01-01	KELLY O'NEIL
001	2012-01-01	ADAM SCHAUER
001	2011-01-01	SHARON BEALS
001	2009-01-01	SHARON COLLINS BEALS	SHARON COLLINS BEALS	2010-10-08

Plan Statistics for SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN

401k plan membership statisitcs for SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN

Measure Date Value
2014: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 543
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 505
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 445
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 86
Total of all active and inactive participants 2013-01-01 531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 531
Number of participants with account balances 2013-01-01 353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 19
2012: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 494
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 422
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 73
Total of all active and inactive participants 2012-01-01 495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 495
Number of participants with account balances 2012-01-01 422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 65
2011: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 404
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 361
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 361
Number of participants with account balances 2011-01-01 257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 290
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 279
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 53
Total of all active and inactive participants 2009-01-01 332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 332
Number of participants with account balances 2009-01-01 212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 15

Measure	Date	Value
2014: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	543
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	505
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	445
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	86
Total of all active and inactive participants	2013-01-01	531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	531
Number of participants with account balances	2013-01-01	353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	19
2012: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	494
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	422
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	73
Total of all active and inactive participants	2012-01-01	495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	495
Number of participants with account balances	2012-01-01	422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	65
2011: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	404
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	361
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	361
Number of participants with account balances	2011-01-01	257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	290
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	279
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	53
Total of all active and inactive participants	2009-01-01	332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	332
Number of participants with account balances	2009-01-01	212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	15

Financial Data on SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN

Measure	Date	Value
2014 : SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-07-31	$0
Total transfer of assets from this plan	2014-07-31	$6,074,607
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-07-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-07-31	$0
Total income from all sources (including contributions)	2014-07-31	$718,997
Total loss/gain on sale of assets	2014-07-31	$0
Total of all expenses incurred	2014-07-31	$212,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-07-31	$165,028
Value of total corrective distributions	2014-07-31	$35,693
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-07-31	$481,365
Value of total assets at end of year	2014-07-31	$0
Value of total assets at beginning of year	2014-07-31	$5,568,321
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-07-31	$11,990
Total interest from all sources	2014-07-31	$39,484
Total dividends received (eg from common stock, registered investment company shares)	2014-07-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-07-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-07-31	$0
Was this plan covered by a fidelity bond	2014-07-31	Yes
Value of fidelity bond cover	2014-07-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-07-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2014-07-31	No
Contributions received from participants	2014-07-31	$409,908
Participant contributions at end of year	2014-07-31	$0
Participant contributions at beginning of year	2014-07-31	$122,448
Income. Received or receivable in cash from other sources (including rollovers)	2014-07-31	$45,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-07-31	No
Value of net income/loss	2014-07-31	$506,286
Value of net assets at end of year (total assets less liabilities)	2014-07-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-07-31	$5,568,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-07-31	No
Were any leases to which the plan was party in default or uncollectible	2014-07-31	No
Investment advisory and management fees	2014-07-31	$5,551
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-07-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-07-31	$4,972,543
Interest on participant loans	2014-07-31	$3,305
Interest earned on other investments	2014-07-31	$36,179
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-07-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-07-31	$473,330
Net investment gain/loss from pooled separate accounts	2014-07-31	$198,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-07-31	No
Was there a failure to transmit to the plan any participant contributions	2014-07-31	No
Has the plan failed to provide any benefit when due under the plan	2014-07-31	No
Contributions received in cash from employer	2014-07-31	$26,143
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-07-31	$165,028
Contract administrator fees	2014-07-31	$6,439
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-07-31	Yes
Did the plan have assets held for investment	2014-07-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-07-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-07-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-07-31	Disclaimer
Accountancy firm name	2014-07-31	HOLTZMAN PARTNERS, LLP
Accountancy firm EIN	2014-07-31	743121060
2013 : SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,510,836
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$265,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$239,294
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$20,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$612,338
Value of total assets at end of year	2013-12-31	$5,568,321
Value of total assets at beginning of year	2013-12-31	$4,322,889
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$5,440
Total interest from all sources	2013-12-31	$14,694
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$568,842
Participant contributions at end of year	2013-12-31	$122,448
Participant contributions at beginning of year	2013-12-31	$71,520
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$18,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,245,432
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,568,321
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,322,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$5,440
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$4,972,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,911,733
Interest on participant loans	2013-12-31	$4,025
Interest earned on other investments	2013-12-31	$10,669
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$473,330
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$339,636
Net investment gain/loss from pooled separate accounts	2013-12-31	$883,804
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$24,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$239,294
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HOLTZMAN PARTNERS, LLP
Accountancy firm EIN	2013-12-31	743121060
2012 : SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$0
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,073,362
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$118,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$74,483
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$42,680
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$587,173
Value of total assets at end of year	2012-12-31	$4,322,889
Value of total assets at beginning of year	2012-12-31	$3,367,990
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,300
Total interest from all sources	2012-12-31	$12,196
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$336,799
If this is an individual account plan, was there a blackout period	2012-12-31	No
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$516,901
Participant contributions at end of year	2012-12-31	$71,520
Participant contributions at beginning of year	2012-12-31	$56,874
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$48,081
Other income not declared elsewhere	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$1,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$954,899
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,322,889
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,367,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,911,733
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,031,865
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$3,174
Interest earned on other investments	2012-12-31	$9,022
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$339,636
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$279,251
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$0
Net investment gain/loss from pooled separate accounts	2012-12-31	$473,993
Net investment gain or loss from common/collective trusts	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$0
Assets. Invements in employer securities at beginning of year	2012-12-31	$0
Contributions received in cash from employer	2012-12-31	$22,191
Income. Dividends from common stock	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$74,483
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HOLTZMAN PARTNERS, LLP
Accountancy firm EIN	2012-12-31	743121060
2011 : SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$0
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$440,691
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$226,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$181,336
Expenses. Certain deemed distributions of participant loans	2011-12-31	$0
Value of total corrective distributions	2011-12-31	$44,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$494,704
Value of total assets at end of year	2011-12-31	$3,367,990
Value of total assets at beginning of year	2011-12-31	$3,153,893
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,080
Total interest from all sources	2011-12-31	$12,806
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$473,246
Participant contributions at end of year	2011-12-31	$56,874
Participant contributions at beginning of year	2011-12-31	$58,274
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$2,277
Other income not declared elsewhere	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$1,080
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$214,097
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,367,990
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,153,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,031,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,762,386
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$2,584
Interest earned on other investments	2011-12-31	$10,222
Value of interest in common/collective trusts at end of year	2011-12-31	$0
Value of interest in common/collective trusts at beginning of year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$279,251
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$333,233
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$0
Net investment gain/loss from pooled separate accounts	2011-12-31	$-66,819
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$0
Assets. Invements in employer securities at beginning of year	2011-12-31	$0
Contributions received in cash from employer	2011-12-31	$19,181
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$181,336
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	KEVIN P. MARTIN AND ASSOCIATES P.C.
Accountancy firm EIN	2011-12-31	043097400
2010 : SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$765,544
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$146,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$98,447
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$47,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$442,706
Value of total assets at end of year	2010-12-31	$3,153,893
Value of total assets at beginning of year	2010-12-31	$2,535,278
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$994
Total interest from all sources	2010-12-31	$11,735
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$300,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$0
Amount contributed by the employer to the plan for this plan year	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$422,355
Participant contributions at end of year	2010-12-31	$58,274
Participant contributions at beginning of year	2010-12-31	$42,997
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$1,973
Other income not declared elsewhere	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$994
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$618,615
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,153,893
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,535,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,762,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,209,553
Value of interest in pooled separate accounts at end of year	2010-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$0
Interest on participant loans	2010-12-31	$2,691
Interest earned on other investments	2010-12-31	$9,044
Value of interest in common/collective trusts at end of year	2010-12-31	$0
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$333,233
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$282,728
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$0
Net investment gain/loss from pooled separate accounts	2010-12-31	$311,103
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Assets. Invements in employer securities at beginning of year	2010-12-31	$0
Contributions received in cash from employer	2010-12-31	$18,378
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$98,447
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KEVIN P MARTIN & ASSOCIATES, PC
Accountancy firm EIN	2010-12-31	043097400
2009 : SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0
Amount contributed by the employer to the plan for this plan year	2009-12-31	$0

Form 5500 Responses for SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN

2014: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: SOUTH BAY MENTAL HEALTH CENTER 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

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Company Name:	SOUTH BAY MENTAL HEALTH CENTER
Employer identification number (EIN):	042934278
NAIC Classification:	621112
NAIC Description:	Offices of Physicians, Mental Health Specialists