401k Plan data: SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN plan

SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN 401k Plan overview

Plan Name	SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN
Plan identification number	001

SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOUTH BAY REGIONAL ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: SOUTH BAY REGIONAL ASSOCIATES, INC.

Employer identification number (EIN): 272075049

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 DAVID FREDERICK DAVID FREDERICK 2015-02-20
001 2011-01-01 DAVID FREDERICK DAVID FREDERICK 2012-06-04
001 2010-02-10 DAVID FREDERICK DAVID FREDERICK 2011-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	DAVID FREDERICK	DAVID FREDERICK	2015-02-20
001	2011-01-01	DAVID FREDERICK	DAVID FREDERICK	2012-06-04
001	2010-02-10	DAVID FREDERICK	DAVID FREDERICK	2011-10-12

Plan Statistics for SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN

401k plan membership statisitcs for SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN

Measure Date Value
2012: SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-02-10 0
Total number of active participants reported on line 7a of the Form 5500 2010-02-10 1
Number of retired or separated participants receiving benefits 2010-02-10 0
Number of other retired or separated participants entitled to future benefits 2010-02-10 0
Total of all active and inactive participants 2010-02-10 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-02-10 0
Total participants 2010-02-10 1
Number of participants with account balances 2010-02-10 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-02-10 0

Measure	Date	Value
2012: SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-02-10	0
Total number of active participants reported on line 7a of the Form 5500	2010-02-10	1
Number of retired or separated participants receiving benefits	2010-02-10	0
Number of other retired or separated participants entitled to future benefits	2010-02-10	0
Total of all active and inactive participants	2010-02-10	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-02-10	0
Total participants	2010-02-10	1
Number of participants with account balances	2010-02-10	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-02-10	0

Financial Data on SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN

Measure	Date	Value
2012 : SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$0
Expenses. Total of all expenses incurred	2012-12-31	$0
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$0
Total plan assets at beginning of year	2012-12-31	$0
Total contributions received or receivable from participants	2012-12-31	$0
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$0
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$0
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$0
Total contributions received or receivable from employer(s)	2012-12-31	$0
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
2011 : SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$-9,473
Expenses. Total of all expenses incurred	2011-12-31	$0
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$0
Total plan assets at beginning of year	2011-12-31	$9,473
Total contributions received or receivable from participants	2011-12-31	$0
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-9,473
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$-9,473
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$9,473
Assets. Value of employer securities	2011-12-31	$0
Total contributions received or receivable from employer(s)	2011-12-31	$0
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
2010 : SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$9,473
Expenses. Total of all expenses incurred	2010-12-31	$0
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$9,473
Total plan assets at beginning of year	2010-12-31	$0
Total contributions received or receivable from participants	2010-12-31	$0
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$133,548
Other income received	2010-12-31	$-124,075
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$9,473
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$9,473
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$0
Assets. Value of employer securities	2010-12-31	$9,473
Total contributions received or receivable from employer(s)	2010-12-31	$0
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0

Form 5500 Responses for SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN

2012: SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SOUTH BAY REGIONAL ASSOCIATES, INC. 401(K) PLAN 2010 form 5500 responses
2010-02-10	Type of plan entity	Single employer plan
2010-02-10	First time form 5500 has been submitted	Yes
2010-02-10	Submission has been amended	Yes
2010-02-10	This submission is the final filing	No
2010-02-10	This return/report is a short plan year return/report (less than 12 months)	Yes
2010-02-10	Plan is a collectively bargained plan	No
2010-02-10	Plan funding arrangement – Trust	Yes
2010-02-10	Plan benefit arrangement - Trust	Yes

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Company Name:	SOUTH BAY REGIONAL ASSOCIATES, INC.
Employer identification number (EIN):	272075049
NAIC Classification:	541600