SOUTH BAY ALLERGY & ASTHMA ASSOCIATES has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN
| Measure | Date | Value |
|---|
| 2022: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 20 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 11 |
| Total of all active and inactive participants | 2022-01-01 | 20 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
| Total participants | 2022-01-01 | 20 |
| Number of participants with account balances | 2022-01-01 | 20 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
| 2021: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 21 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 8 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 12 |
| Total of all active and inactive participants | 2021-01-01 | 20 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 20 |
| Number of participants with account balances | 2021-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 1 |
| 2020: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 19 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 8 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 13 |
| Total of all active and inactive participants | 2020-01-01 | 21 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 21 |
| Number of participants with account balances | 2020-01-01 | 19 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 1 |
| 2019: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 19 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 7 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 12 |
| Total of all active and inactive participants | 2019-01-01 | 19 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 19 |
| Number of participants with account balances | 2019-01-01 | 19 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 2 |
| 2018: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 10 |
| Total of all active and inactive participants | 2018-01-01 | 19 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 19 |
| Number of participants with account balances | 2018-01-01 | 17 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 14 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 8 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 8 |
| Total of all active and inactive participants | 2017-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 16 |
| Number of participants with account balances | 2017-01-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 1 |
| 2016: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 7 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 7 |
| Total of all active and inactive participants | 2016-01-01 | 14 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 14 |
| Number of participants with account balances | 2016-01-01 | 13 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 6 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 6 |
| Total of all active and inactive participants | 2015-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 12 |
| Number of participants with account balances | 2015-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 1 |
| 2014: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 6 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 5 |
| Total of all active and inactive participants | 2014-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 11 |
| Number of participants with account balances | 2014-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 2 |
| 2013: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 8 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 3 |
| Total of all active and inactive participants | 2013-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 11 |
| Number of participants with account balances | 2013-01-01 | 9 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 2 |
| 2012: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 7 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 8 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 1 |
| Total of all active and inactive participants | 2012-01-01 | 9 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 9 |
| Number of participants with account balances | 2012-01-01 | 4 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2022 : SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2022 401k financial data |
|---|
| Total income from all sources | 2022-12-31 | $-132,128 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $146,180 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $860 |
| Total plan assets at end of year | 2022-12-31 | $5,694,160 |
| Total plan assets at beginning of year | 2022-12-31 | $5,972,468 |
| Value of fidelity bond covering the plan | 2022-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2022-12-31 | $41,200 |
| Other income received | 2022-12-31 | $-309,685 |
| Net income (gross income less expenses) | 2022-12-31 | $-278,308 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $5,694,160 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $5,972,468 |
| Assets. Value of participant loans | 2022-12-31 | $842 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $136,357 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $145,320 |
| 2021 : SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2021 401k financial data |
|---|
| Total income from all sources | 2021-12-31 | $627,896 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $47,263 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $186 |
| Total plan assets at end of year | 2021-12-31 | $5,972,468 |
| Total plan assets at beginning of year | 2021-12-31 | $5,391,835 |
| Value of fidelity bond covering the plan | 2021-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2021-12-31 | $20,700 |
| Other income received | 2021-12-31 | $491,196 |
| Net income (gross income less expenses) | 2021-12-31 | $580,633 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $5,972,468 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $5,391,835 |
| Assets. Value of participant loans | 2021-12-31 | $1,255 |
| Assets. Value of assets in partnership/joint-venture interests | 2021-12-31 | $587,579 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $116,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $47,077 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| 2020 : SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2020 401k financial data |
|---|
| Total income from all sources | 2020-12-31 | $331,001 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $34,295 |
| Total plan assets at end of year | 2020-12-31 | $5,391,835 |
| Total plan assets at beginning of year | 2020-12-31 | $5,095,129 |
| Value of fidelity bond covering the plan | 2020-12-31 | $500,000 |
| Other income received | 2020-12-31 | $310,299 |
| Net income (gross income less expenses) | 2020-12-31 | $296,706 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $5,391,835 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $5,095,129 |
| Assets. Value of participant loans | 2020-12-31 | $1,641 |
| Assets. Value of assets in partnership/joint-venture interests | 2020-12-31 | $587,579 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $20,702 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $34,295 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| 2019 : SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $795,771 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $31,176 |
| Total plan assets at end of year | 2019-12-31 | $5,095,129 |
| Total plan assets at beginning of year | 2019-12-31 | $4,330,534 |
| Value of fidelity bond covering the plan | 2019-12-31 | $440,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $31,948 |
| Other income received | 2019-12-31 | $727,486 |
| Net income (gross income less expenses) | 2019-12-31 | $764,595 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $5,095,129 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $4,330,534 |
| Assets. Value of participant loans | 2019-12-31 | $2,003 |
| Assets. Value of assets in partnership/joint-venture interests | 2019-12-31 | $567,269 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2019-12-31 | $3,220 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $36,337 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $31,176 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| 2018 : SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $-32,221 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $33,182 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $4,710 |
| Total plan assets at end of year | 2018-12-31 | $4,330,534 |
| Total plan assets at beginning of year | 2018-12-31 | $4,395,937 |
| Value of fidelity bond covering the plan | 2018-12-31 | $440,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $26,300 |
| Other income received | 2018-12-31 | $-188,655 |
| Net income (gross income less expenses) | 2018-12-31 | $-65,403 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $4,330,534 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $4,395,937 |
| Assets. Value of assets in partnership/joint-venture interests | 2018-12-31 | $539,145 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2018-12-31 | $12,675 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $130,134 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $28,472 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| 2017 : SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $599,300 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $18,393 |
| Total plan assets at end of year | 2017-12-31 | $4,395,937 |
| Total plan assets at beginning of year | 2017-12-31 | $3,815,030 |
| Value of fidelity bond covering the plan | 2017-12-31 | $440,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $38,085 |
| Contributions received from other sources (not participants or employers) | 2017-12-31 | $0 |
| Other income received | 2017-12-31 | $430,757 |
| Net income (gross income less expenses) | 2017-12-31 | $580,907 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $4,395,937 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $3,815,030 |
| Assets. Value of assets in partnership/joint-venture interests | 2017-12-31 | $488,386 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $130,458 |
| Value of certain deemed distributions of participant loans | 2017-12-31 | $18,393 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2016 : SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $381,133 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $187,790 |
| Total plan assets at end of year | 2016-12-31 | $3,815,030 |
| Total plan assets at beginning of year | 2016-12-31 | $3,621,687 |
| Value of fidelity bond covering the plan | 2016-12-31 | $362,170 |
| Total contributions received or receivable from participants | 2016-12-31 | $30,450 |
| Expenses. Other expenses not covered elsewhere | 2016-12-31 | $166,116 |
| Other income received | 2016-12-31 | $228,994 |
| Net income (gross income less expenses) | 2016-12-31 | $193,343 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $3,815,030 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,621,687 |
| Assets. Value of assets in partnership/joint-venture interests | 2016-12-31 | $456,096 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $121,689 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $21,674 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| 2015 : SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $306,183 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $22,411 |
| Total plan assets at end of year | 2015-12-31 | $3,621,687 |
| Total plan assets at beginning of year | 2015-12-31 | $3,337,915 |
| Value of fidelity bond covering the plan | 2015-12-31 | $362,170 |
| Total contributions received or receivable from participants | 2015-12-31 | $30,000 |
| Other income received | 2015-12-31 | $157,357 |
| Net income (gross income less expenses) | 2015-12-31 | $283,772 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $3,621,687 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,337,915 |
| Assets. Value of assets in partnership/joint-venture interests | 2015-12-31 | $616,465 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $118,826 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $22,411 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $376,678 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $21,456 |
| Total plan assets at end of year | 2014-12-31 | $3,337,915 |
| Total plan assets at beginning of year | 2014-12-31 | $2,982,693 |
| Value of fidelity bond covering the plan | 2014-12-31 | $333,780 |
| Total contributions received or receivable from participants | 2014-12-31 | $17,104 |
| Other income received | 2014-12-31 | $238,262 |
| Net income (gross income less expenses) | 2014-12-31 | $355,222 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $3,337,915 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,982,693 |
| Assets. Value of assets in partnership/joint-venture interests | 2014-12-31 | $409,585 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $121,312 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $21,456 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $374,112 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $18,985 |
| Total plan assets at end of year | 2013-12-31 | $2,982,693 |
| Total plan assets at beginning of year | 2013-12-31 | $2,627,566 |
| Value of fidelity bond covering the plan | 2013-12-31 | $263,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $23,735 |
| Other income received | 2013-12-31 | $225,062 |
| Net income (gross income less expenses) | 2013-12-31 | $355,127 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $2,982,693 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,627,566 |
| Assets. Value of assets in partnership/joint-venture interests | 2013-12-31 | $293,667 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $125,315 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $18,985 |
| 2012 : SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $445,268 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $85,207 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $69,865 |
| Total plan assets at end of year | 2012-12-31 | $2,627,566 |
| Total plan assets at beginning of year | 2012-12-31 | $2,267,505 |
| Value of fidelity bond covering the plan | 2012-12-31 | $230,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $15,500 |
| Other income received | 2012-12-31 | $314,300 |
| Net income (gross income less expenses) | 2012-12-31 | $360,061 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $2,627,566 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,267,505 |
| Assets. Value of assets in partnership/joint-venture interests | 2012-12-31 | $349,906 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $115,468 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $15,342 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2022: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2022 form 5500 responses |
|---|
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Submission has been amended | No |
| 2022-01-01 | This submission is the final filing | No |
| 2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2022-01-01 | Plan is a collectively bargained plan | No |
| 2022-01-01 | Plan funding arrangement – Insurance | Yes |
| 2022-01-01 | Plan funding arrangement – Trust | Yes |
| 2022-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2022-01-01 | Plan benefit arrangement - Trust | Yes |
| 2021: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Submission has been amended | No |
| 2021-01-01 | This submission is the final filing | No |
| 2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-01-01 | Plan is a collectively bargained plan | No |
| 2021-01-01 | Plan funding arrangement – Insurance | Yes |
| 2021-01-01 | Plan funding arrangement – Trust | Yes |
| 2021-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2021-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Insurance | Yes |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: SOUTH BAY ALLERGY & ASTHMA 401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104662 |
| Policy instance | 1 |
| Insurance contract or identification number | 104662 | | Number of Individuals Covered | 20 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Total amount of commissions paid to insurance broker | USD $1,692 | | Total amount of fees paid to insurance company | USD $419 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,692 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | BROKER COMMISSION | | Insurance broker organization code? | 3 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104662 |
| Policy instance | 1 |
| Insurance contract or identification number | 104662 | | Number of Individuals Covered | 18 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Total amount of commissions paid to insurance broker | USD $1,775 | | Total amount of fees paid to insurance company | USD $436 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,775 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | BROKER COMMISSION | | Insurance broker organization code? | 3 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104662 |
| Policy instance | 1 |
| Insurance contract or identification number | 104662 | | Number of Individuals Covered | 19 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Total amount of commissions paid to insurance broker | USD $1,440 | | Total amount of fees paid to insurance company | USD $289 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,440 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | BROKER COMMISSION | | Insurance broker organization code? | 3 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104662 |
| Policy instance | 1 |
| Insurance contract or identification number | 104662 | | Number of Individuals Covered | 19 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $1,270 | | Total amount of fees paid to insurance company | USD $379 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,270 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | BROKER COMMISSION | | Insurance broker organization code? | 3 |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104662 |
| Policy instance | 1 |
| Insurance contract or identification number | 104662 | | Number of Individuals Covered | 14 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $926 | | Total amount of fees paid to insurance company | USD $185 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $926 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | BROKER COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | ACTUARIAL BENEFITS CORP. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104662 |
| Policy instance | 1 |
| Insurance contract or identification number | 104662 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $618 | | Total amount of fees paid to insurance company | USD $150 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $618 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | BROKER COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | ACTUARIAL BENEFITS CORP. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104662 |
| Policy instance | 1 |
| Insurance contract or identification number | 104662 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $509 | | Total amount of fees paid to insurance company | USD $147 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $509 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | BROKER COMMISSION | | Insurance broker organization code? | 3 | | Insurance broker name | ACTUARIAL BENEFITS CORP. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104662 |
| Policy instance | 1 |
| Insurance contract or identification number | 104662 | | Number of Individuals Covered | 9 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $376 | | Total amount of fees paid to insurance company | USD $413 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 413 | | Additional information about fees paid to insurance broker | TPA COMPENSATION | | Insurance broker organization code? | 5 | | Insurance broker name | UBS FINANCIAL SERVICES INS AGENCY |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 104662 |
| Policy instance | 1 |
| Insurance contract or identification number | 104662 | | Number of Individuals Covered | 4 | | Insurance policy start date | 2012-01-04 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $143 | | Total amount of fees paid to insurance company | USD $1,035 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $0 | | Amount paid for insurance broker fees | 1035 | | Additional information about fees paid to insurance broker | TPA COMPENSATION | | Insurance broker organization code? | 5 | | Insurance broker name | UBS FINANCIAL SERVICES INS AGENCY |
|
