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THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 401k Plan overview

Plan NameTHE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN
Plan identification number 002

THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE UNITED STATES PHARMACOPEIAL CONVENTION has sponsored the creation of one or more 401k plans.

Company Name:THE UNITED STATES PHARMACOPEIAL CONVENTION
Employer identification number (EIN):131656692
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01CHRISTINE STUNYO KENNETH ALEXANDER2018-09-20
0022016-01-01CHRISTINE STUNYO KENNETH ALEXANDER2017-10-10
0022015-01-01CHRISTINE STUNYO KENNETH ALEXANDER2016-10-06
0022014-01-01JAMES THOMPSON KENNETH ALEXANDER2015-10-12
0022013-01-01SUSAN BACH JAMES THOMPSON2014-07-31
0022012-01-01SUSAN BACH JAMES THOMPSON2013-10-03
0022011-01-01SUSAN BACH JAMES P. THOMPSON2013-09-05

Plan Statistics for THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN

401k plan membership statisitcs for THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN

Measure Date Value
2022: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,073
Total number of active participants reported on line 7a of the Form 55002022-01-01837
Number of retired or separated participants receiving benefits2022-01-018
Number of other retired or separated participants entitled to future benefits2022-01-01279
Total of all active and inactive participants2022-01-011,124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-011,127
Number of participants with account balances2022-01-011,110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,061
Total number of active participants reported on line 7a of the Form 55002021-01-01795
Number of retired or separated participants receiving benefits2021-01-017
Number of other retired or separated participants entitled to future benefits2021-01-01266
Total of all active and inactive participants2021-01-011,068
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-015
Total participants2021-01-011,073
Number of participants with account balances2021-01-011,061
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,063
Total number of active participants reported on line 7a of the Form 55002020-01-01801
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-01255
Total of all active and inactive participants2020-01-011,057
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-014
Total participants2020-01-011,061
Number of participants with account balances2020-01-011,053
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01991
Total number of active participants reported on line 7a of the Form 55002019-01-01852
Number of retired or separated participants receiving benefits2019-01-0110
Number of other retired or separated participants entitled to future benefits2019-01-01197
Total of all active and inactive participants2019-01-011,059
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-011,063
Number of participants with account balances2019-01-011,056
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01953
Total number of active participants reported on line 7a of the Form 55002018-01-01822
Number of retired or separated participants receiving benefits2018-01-019
Number of other retired or separated participants entitled to future benefits2018-01-01157
Total of all active and inactive participants2018-01-01988
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01991
Number of participants with account balances2018-01-01979
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01924
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-01932
Total of all active and inactive participants2017-01-01939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-017
Total participants2017-01-01946
Number of participants with account balances2017-01-01946
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01822
Total number of active participants reported on line 7a of the Form 55002016-01-01757
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-01158
Total of all active and inactive participants2016-01-01919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-01924
Number of participants with account balances2016-01-01924
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01754
Total number of active participants reported on line 7a of the Form 55002015-01-01679
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-01135
Total of all active and inactive participants2015-01-01818
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-01822
Number of participants with account balances2015-01-01816
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01721
Total number of active participants reported on line 7a of the Form 55002014-01-01635
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-01104
Total of all active and inactive participants2014-01-01742
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01744
Number of participants with account balances2014-01-01754
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01651
Total number of active participants reported on line 7a of the Form 55002013-01-01627
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0190
Total of all active and inactive participants2013-01-01718
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-01721
Number of participants with account balances2013-01-01719
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01578
Total number of active participants reported on line 7a of the Form 55002012-01-01576
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0173
Total of all active and inactive participants2012-01-01649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01651
Number of participants with account balances2012-01-01624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01522
Total number of active participants reported on line 7a of the Form 55002011-01-01530
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0147
Total of all active and inactive participants2011-01-01577
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01578
Number of participants with account balances2011-01-01537
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN

Measure Date Value
2022 : THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$2,681
Total income from all sources (including contributions)2022-12-31$-20,794,604
Total of all expenses incurred2022-12-31$13,774,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$13,607,973
Value of total corrective distributions2022-12-31$1,143
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$22,231,206
Value of total assets at end of year2022-12-31$242,729,243
Value of total assets at beginning of year2022-12-31$277,295,676
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$165,394
Total interest from all sources2022-12-31$64,081
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,807,423
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,807,423
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$10,148,301
Participant contributions at end of year2022-12-31$1,408,079
Participant contributions at beginning of year2022-12-31$1,270,840
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,119,091
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$1,998
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$1,502
Administrative expenses (other) incurred2022-12-31$165,394
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-34,569,114
Value of net assets at end of year (total assets less liabilities)2022-12-31$242,729,243
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$277,295,676
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$205,432,733
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$231,482,583
Interest on participant loans2022-12-31$63,849
Interest earned on other investments2022-12-31$232
Value of interest in common/collective trusts at end of year2022-12-31$35,854,734
Value of interest in common/collective trusts at beginning of year2022-12-31$44,540,122
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$31,699
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$629
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-38,768,570
Net investment gain or loss from common/collective trusts2022-12-31$-9,128,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$10,963,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$13,607,973
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31APRIO LLP
Accountancy firm EIN2022-12-31571157523
2021 : THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$5,793
Total income from all sources (including contributions)2021-12-31$54,259,779
Total of all expenses incurred2021-12-31$16,696,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$16,492,365
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$21,138,066
Value of total assets at end of year2021-12-31$277,295,676
Value of total assets at beginning of year2021-12-31$239,726,563
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$204,094
Total interest from all sources2021-12-31$63,992
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,780,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,780,521
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$9,544,802
Participant contributions at end of year2021-12-31$1,270,840
Participant contributions at beginning of year2021-12-31$1,344,015
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$932,356
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,502
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,559
Administrative expenses (other) incurred2021-12-31$204,094
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$37,563,320
Value of net assets at end of year (total assets less liabilities)2021-12-31$277,295,676
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$239,726,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$231,482,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$219,528,950
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$63,961
Interest earned on other investments2021-12-31$31
Value of interest in common/collective trusts at end of year2021-12-31$44,540,122
Value of interest in common/collective trusts at beginning of year2021-12-31$18,837,360
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$629
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$14,679
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$28,894,911
Net investment gain or loss from common/collective trusts2021-12-31$-617,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$10,660,908
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$16,492,365
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ARONSON LLC
Accountancy firm EIN2021-12-31371611326
2020 : THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$26,549
Total income from all sources (including contributions)2020-12-31$51,782,578
Total of all expenses incurred2020-12-31$14,720,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$14,542,307
Value of total corrective distributions2020-12-31$891
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$22,737,178
Value of total assets at end of year2020-12-31$239,726,563
Value of total assets at beginning of year2020-12-31$202,638,190
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$177,556
Total interest from all sources2020-12-31$72,273
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$3,501,154
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$3,501,154
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$9,509,539
Participant contributions at end of year2020-12-31$1,344,015
Participant contributions at beginning of year2020-12-31$1,346,388
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,462,694
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,559
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$684
Administrative expenses (other) incurred2020-12-31$177,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$37,061,824
Value of net assets at end of year (total assets less liabilities)2020-12-31$239,726,563
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$202,638,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$219,528,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$196,458,946
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$4,667,194
Interest on participant loans2020-12-31$71,647
Interest earned on other investments2020-12-31$626
Value of interest in common/collective trusts at end of year2020-12-31$18,837,360
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$14,679
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$164,978
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$24,387,496
Net investment gain/loss from pooled separate accounts2020-12-31$50,482
Net investment gain or loss from common/collective trusts2020-12-31$1,033,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$10,764,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$14,542,307
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ARONSON LLC
Accountancy firm EIN2020-12-31371611326
2019 : THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$278,455
Total income from all sources (including contributions)2019-12-31$55,527,662
Total of all expenses incurred2019-12-31$10,829,858
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$10,651,270
Value of total corrective distributions2019-12-31$4,069
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$21,292,221
Value of total assets at end of year2019-12-31$202,638,190
Value of total assets at beginning of year2019-12-31$157,661,931
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$174,519
Total interest from all sources2019-12-31$68,902
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,302,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,302,819
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,952,091
Participant contributions at end of year2019-12-31$1,346,388
Participant contributions at beginning of year2019-12-31$1,209,175
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,008,051
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$684
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$174,519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$44,697,804
Value of net assets at end of year (total assets less liabilities)2019-12-31$202,638,190
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$157,661,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$196,458,946
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$152,825,950
Value of interest in pooled separate accounts at end of year2019-12-31$4,667,194
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,463,462
Interest on participant loans2019-12-31$67,269
Interest earned on other investments2019-12-31$1,633
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$164,978
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$163,344
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$29,784,908
Net investment gain/loss from pooled separate accounts2019-12-31$78,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$10,332,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$10,651,270
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ARONSON LLC
Accountancy firm EIN2019-12-31371611326
2018 : THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$306,516
Total income from all sources (including contributions)2018-12-31$9,408,807
Total of all expenses incurred2018-12-31$8,820,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$8,633,509
Value of total corrective distributions2018-12-31$12,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$19,622,551
Value of total assets at end of year2018-12-31$157,661,931
Value of total assets at beginning of year2018-12-31$156,767,565
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$174,866
Total interest from all sources2018-12-31$58,191
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,075,163
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,075,163
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$8,380,727
Participant contributions at end of year2018-12-31$1,209,175
Participant contributions at beginning of year2018-12-31$1,041,907
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,005,143
Administrative expenses (other) incurred2018-12-31$174,866
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$587,850
Value of net assets at end of year (total assets less liabilities)2018-12-31$157,661,931
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$156,767,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$152,825,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$152,514,633
Value of interest in pooled separate accounts at end of year2018-12-31$3,463,462
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,083,370
Interest on participant loans2018-12-31$56,760
Interest earned on other investments2018-12-31$1,431
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$163,344
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$127,655
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-14,389,814
Net investment gain/loss from pooled separate accounts2018-12-31$42,716
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$10,236,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$8,633,509
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ARONSON LLC
Accountancy firm EIN2018-12-31371611326
2017 : THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$288,741
Total income from all sources (including contributions)2017-12-31$40,629,630
Total of all expenses incurred2017-12-31$3,695,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,525,073
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$19,258,564
Value of total assets at end of year2017-12-31$156,767,565
Value of total assets at beginning of year2017-12-31$119,544,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$170,533
Total interest from all sources2017-12-31$38,865
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,395,716
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,395,716
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$7,854,355
Participant contributions at end of year2017-12-31$1,041,907
Participant contributions at beginning of year2017-12-31$678,494
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,239,896
Administrative expenses (other) incurred2017-12-31$170,533
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$36,934,024
Value of net assets at end of year (total assets less liabilities)2017-12-31$156,767,565
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$119,544,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$152,514,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$115,725,080
Value of interest in pooled separate accounts at end of year2017-12-31$3,083,370
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,021,831
Interest on participant loans2017-12-31$37,671
Interest earned on other investments2017-12-31$1,194
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$127,655
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$119,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$17,903,263
Net investment gain/loss from pooled separate accounts2017-12-31$33,222
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$9,164,313
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,525,073
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ARONSON LLC
Accountancy firm EIN2017-12-31371611326
2016 : THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$313,927
Total income from all sources (including contributions)2016-12-31$26,303,736
Total of all expenses incurred2016-12-31$6,880,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,749,373
Value of total corrective distributions2016-12-31$2,995
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$17,867,762
Value of total assets at end of year2016-12-31$119,544,800
Value of total assets at beginning of year2016-12-31$99,807,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$128,013
Total interest from all sources2016-12-31$31,993
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,079,869
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,079,869
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,894,651
Participant contributions at end of year2016-12-31$678,494
Participant contributions at beginning of year2016-12-31$773,838
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,089,785
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$117
Administrative expenses (other) incurred2016-12-31$128,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$19,423,355
Value of net assets at end of year (total assets less liabilities)2016-12-31$119,544,800
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$99,807,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$115,725,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$96,778,163
Value of interest in pooled separate accounts at end of year2016-12-31$3,021,831
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,249,050
Interest on participant loans2016-12-31$31,077
Interest earned on other investments2016-12-31$916
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$119,395
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$6,350
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$6,295,584
Net investment gain/loss from pooled separate accounts2016-12-31$28,528
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$7,883,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,749,373
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ARONSON LLC
Accountancy firm EIN2016-12-31371611326
2015 : THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$323,322
Total income from all sources (including contributions)2015-12-31$13,577,999
Total of all expenses incurred2015-12-31$5,239,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,100,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$15,140,610
Value of total assets at end of year2015-12-31$99,807,518
Value of total assets at beginning of year2015-12-31$91,145,501
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$139,251
Total interest from all sources2015-12-31$28,335
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,732,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,732,308
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,979,002
Participant contributions at end of year2015-12-31$773,838
Participant contributions at beginning of year2015-12-31$567,284
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,579,338
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$117
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$473
Administrative expenses (other) incurred2015-12-31$139,251
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$8,338,695
Value of net assets at end of year (total assets less liabilities)2015-12-31$99,807,518
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$91,145,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$96,778,163
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$88,573,617
Value of interest in pooled separate accounts at end of year2015-12-31$2,249,050
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,003,677
Interest on participant loans2015-12-31$28,287
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$48
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$6,350
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$450
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,347,562
Net investment gain/loss from pooled separate accounts2015-12-31$24,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$7,582,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,100,053
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ARONSON LLC
Accountancy firm EIN2015-12-31371611326
2014 : THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$522,077
Total income from all sources (including contributions)2014-12-31$17,643,210
Total of all expenses incurred2014-12-31$4,378,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,260,461
Value of total corrective distributions2014-12-31$417
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$12,791,382
Value of total assets at end of year2014-12-31$91,145,501
Value of total assets at beginning of year2014-12-31$77,358,441
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$117,349
Total interest from all sources2014-12-31$20,402
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,626,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,626,412
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,398,230
Participant contributions at end of year2014-12-31$567,284
Participant contributions at beginning of year2014-12-31$390,688
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$551,104
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$473
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$163
Administrative expenses (other) incurred2014-12-31$117,349
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$13,264,983
Value of net assets at end of year (total assets less liabilities)2014-12-31$91,145,501
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$77,358,441
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$88,573,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$75,140,598
Value of interest in pooled separate accounts at end of year2014-12-31$2,003,677
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,826,547
Interest on participant loans2014-12-31$20,398
Interest earned on other investments2014-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$450
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$445
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,192,367
Net investment gain/loss from pooled separate accounts2014-12-31$12,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$6,842,048
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,260,461
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ARONSON LLC
Accountancy firm EIN2014-12-31371611326
2013 : THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$342,030
Total income from all sources (including contributions)2013-12-31$23,232,991
Total of all expenses incurred2013-12-31$2,771,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,681,052
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$12,420,026
Value of total assets at end of year2013-12-31$77,358,441
Value of total assets at beginning of year2013-12-31$56,554,835
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$90,363
Total interest from all sources2013-12-31$17,561
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,272,541
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,272,541
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,820,341
Participant contributions at end of year2013-12-31$390,688
Participant contributions at beginning of year2013-12-31$379,526
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,456,075
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$163
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$151
Administrative expenses (other) incurred2013-12-31$90,363
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$20,461,576
Value of net assets at end of year (total assets less liabilities)2013-12-31$77,358,441
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$56,554,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$75,140,598
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$54,511,363
Value of interest in pooled separate accounts at end of year2013-12-31$1,826,547
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,663,676
Interest on participant loans2013-12-31$17,557
Interest earned on other investments2013-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$445
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$119
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,547,082
Net investment gain/loss from pooled separate accounts2013-12-31$-24,219
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$6,143,610
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,681,052
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ARONSON LLC
Accountancy firm EIN2013-12-31371611326
2012 : THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$362,425
Total income from all sources (including contributions)2012-12-31$17,057,320
Total of all expenses incurred2012-12-31$1,381,369
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,380,094
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$10,872,795
Value of total assets at end of year2012-12-31$56,554,835
Value of total assets at beginning of year2012-12-31$40,516,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,275
Total interest from all sources2012-12-31$14,991
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,297,956
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,297,956
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,209,898
Participant contributions at end of year2012-12-31$379,526
Participant contributions at beginning of year2012-12-31$290,720
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,297,526
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$151
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$75
Administrative expenses (other) incurred2012-12-31$1,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$15,675,951
Value of net assets at end of year (total assets less liabilities)2012-12-31$56,554,835
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$40,516,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$54,511,363
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$38,841,219
Value of interest in pooled separate accounts at end of year2012-12-31$1,663,676
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,294,023
Interest on participant loans2012-12-31$14,991
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$119
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,824,986
Net investment gain/loss from pooled separate accounts2012-12-31$46,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,365,371
Employer contributions (assets) at beginning of year2012-12-31$90,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,380,094
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ARONSON LLC
Accountancy firm EIN2012-12-31371611326
2011 : THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2011 401k financial data
Total transfer of assets to this plan2011-12-31$595,291
Total income from all sources (including contributions)2011-12-31$8,380,583
Total of all expenses incurred2011-12-31$824,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$823,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$9,210,149
Value of total assets at end of year2011-12-31$40,516,459
Value of total assets at beginning of year2011-12-31$32,365,042
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,424
Total interest from all sources2011-12-31$5,885
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$887,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$887,855
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,554,508
Participant contributions at end of year2011-12-31$290,720
Participant contributions at beginning of year2011-12-31$47,298
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$803,149
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$75
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$12
Assets. Loans (other than to participants) at end of year2011-12-31$290,720
Assets. Loans (other than to participants) at beginning of year2011-12-31$47,298
Administrative expenses (other) incurred2011-12-31$1,424
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$7,556,126
Value of net assets at end of year (total assets less liabilities)2011-12-31$40,516,459
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$32,365,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$38,841,219
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$31,357,585
Value of interest in pooled separate accounts at end of year2011-12-31$1,294,023
Value of interest in pooled separate accounts at beginning of year2011-12-31$960,127
Interest on participant loans2011-12-31$5,885
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$20
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$20
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,776,942
Net investment gain/loss from pooled separate accounts2011-12-31$53,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,852,492
Employer contributions (assets) at end of year2011-12-31$90,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$823,033
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON LLP
Accountancy firm EIN2011-12-31366055558
2010 : THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$12,872,450
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$19,805,580
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$312,988
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$312,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$16,563,932
Value of total assets at end of year2010-12-31$32,365,042
Value of total assets at beginning of year2010-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$721
Total interest from all sources2010-12-31$1,272
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$632,816
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$632,816
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,171,080
Participant contributions at end of year2010-12-31$47,298
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$8,927,421
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$12
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$47,298
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Administrative expenses (other) incurred2010-12-31$721
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$19,492,592
Value of net assets at end of year (total assets less liabilities)2010-12-31$32,365,042
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$31,357,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$960,127
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$1,272
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$20
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,581,439
Net investment gain/loss from pooled separate accounts2010-12-31$26,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,465,431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$312,267
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRANT THORNTON LLP
Accountancy firm EIN2010-12-31131656692

Form 5500 Responses for THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN

2022: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080384
Policy instance 1
Insurance contract or identification numberTT080384
Number of Individuals Covered1110
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080384
Policy instance 1
Insurance contract or identification numberTT080384
Number of Individuals Covered1061
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080384
Policy instance 1
Insurance contract or identification numberTT080384
Number of Individuals Covered1053
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080384
Policy instance 1
Insurance contract or identification numberTT080384
Number of Individuals Covered1056
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080384
Policy instance 1
Insurance contract or identification numberTT080384
Number of Individuals Covered946
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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