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THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 401k Plan overview

Plan NameTHE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN
Plan identification number 002

THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNITED SUPERMARKETS, LLC has sponsored the creation of one or more 401k plans.

Company Name:UNITED SUPERMARKETS, LLC
Employer identification number (EIN):750916445
NAIC Classification:445110
NAIC Description:Supermarkets and Other Grocery (except Convenience) Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01SHANNON ELROD MINDY PITT2018-10-15
0022016-01-01SUZ-ANN KIRBY
0022015-01-01SUZ ANN KIRBY
0022014-01-01SUZ ANN KIRBY
0022013-01-01SUZ ANN KIRBY
0022012-01-01SUZ ANN KIRBY
0022011-01-01SUZ ANN KIRBY
0022009-01-01SUZ ANN KIRBY

Plan Statistics for THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN

401k plan membership statisitcs for THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN

Measure Date Value
2017: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-018,652
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-016,600
Total number of active participants reported on line 7a of the Form 55002016-01-018,024
Number of retired or separated participants receiving benefits2016-01-0139
Number of other retired or separated participants entitled to future benefits2016-01-01576
Total of all active and inactive participants2016-01-018,639
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0113
Total participants2016-01-018,652
Number of participants with account balances2016-01-016,152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0168
2015: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-016,512
Total number of active participants reported on line 7a of the Form 55002015-01-015,655
Number of other retired or separated participants entitled to future benefits2015-01-01938
Total of all active and inactive participants2015-01-016,593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-016,600
Number of participants with account balances2015-01-016,239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01645
2014: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-016,044
Total number of active participants reported on line 7a of the Form 55002014-01-015,383
Number of other retired or separated participants entitled to future benefits2014-01-01872
Total of all active and inactive participants2014-01-016,255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-016,261
Number of participants with account balances2014-01-015,864
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01624
2013: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015,682
Total number of active participants reported on line 7a of the Form 55002013-01-015,169
Number of other retired or separated participants entitled to future benefits2013-01-01585
Total of all active and inactive participants2013-01-015,754
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-015,760
Number of participants with account balances2013-01-015,378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01682
2012: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016,495
Total number of active participants reported on line 7a of the Form 55002012-01-015,192
Number of other retired or separated participants entitled to future benefits2012-01-01481
Total of all active and inactive participants2012-01-015,673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-019
Total participants2012-01-015,682
Number of participants with account balances2012-01-015,315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01851
2011: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-018,339
Total number of active participants reported on line 7a of the Form 55002011-01-015,622
Number of other retired or separated participants entitled to future benefits2011-01-01785
Total of all active and inactive participants2011-01-016,407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-016,410
Number of participants with account balances2011-01-015,749
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01981
2009: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015,035
Total number of active participants reported on line 7a of the Form 55002009-01-015,020
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-011,441
Total of all active and inactive participants2009-01-016,462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0110
Total participants2009-01-016,472
Number of participants with account balances2009-01-016,386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01561

Financial Data on THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN

Measure Date Value
2017 : THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$131,801,406
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$23,175,854
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$7,534,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$7,296,603
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,913,674
Value of total assets at end of year2017-12-31$0
Value of total assets at beginning of year2017-12-31$116,160,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$238,103
Total interest from all sources2017-12-31$171,068
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$30,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$5,835,817
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$3,961,129
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$74,950
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$17,224
Other income not declared elsewhere2017-12-31$152,755
Administrative expenses (other) incurred2017-12-31$238,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$15,641,148
Value of net assets at end of year (total assets less liabilities)2017-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$116,160,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$6,168,452
Interest on participant loans2017-12-31$171,068
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$103,735,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,907
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$2,295,042
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$7,279,379
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ROBINSON, BURDETTE, ET AL LLP
Accountancy firm EIN2017-12-31752489868
2016 : THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$4,784,330
Total unrealized appreciation/depreciation of assets2016-12-31$4,784,330
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$15,871,137
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$10,715,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$10,675,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$10,170,443
Value of total assets at end of year2016-12-31$116,160,258
Value of total assets at beginning of year2016-12-31$111,004,595
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$39,829
Total interest from all sources2016-12-31$237,208
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$212,765
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$212,765
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$30,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$7,088,512
Participant contributions at end of year2016-12-31$3,961,129
Participant contributions at beginning of year2016-12-31$4,099,933
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$786,889
Other income not declared elsewhere2016-12-31$267
Administrative expenses (other) incurred2016-12-31$39,829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,155,663
Value of net assets at end of year (total assets less liabilities)2016-12-31$116,160,258
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$111,004,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,168,452
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$97,863,618
Interest on participant loans2016-12-31$173,172
Value of interest in master investment trust accounts at end of year2016-12-31$103,735,635
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$64,036
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$6,442,065
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$23,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,295,042
Employer contributions (assets) at end of year2016-12-31$2,295,042
Employer contributions (assets) at beginning of year2016-12-31$2,598,979
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$10,675,645
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ROBINSON, BURDETTE, ET AL LLP
Accountancy firm EIN2016-12-31752489868
2015 : THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-2,755,707
Total unrealized appreciation/depreciation of assets2015-12-31$-2,755,707
Total income from all sources (including contributions)2015-12-31$13,493,362
Total of all expenses incurred2015-12-31$11,397,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$11,307,665
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$14,659,916
Value of total assets at end of year2015-12-31$111,004,595
Value of total assets at beginning of year2015-12-31$108,908,969
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$90,071
Total interest from all sources2015-12-31$1,589,153
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$8,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$0
Amount contributed by the employer to the plan for this plan year2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$7,587,211
Participant contributions at end of year2015-12-31$4,099,933
Participant contributions at beginning of year2015-12-31$4,140,247
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$217,706
Administrative expenses (other) incurred2015-12-31$90,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,095,626
Value of net assets at end of year (total assets less liabilities)2015-12-31$111,004,595
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$108,908,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$97,863,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$99,884,629
Value of interest in common/collective trusts at end of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,589,153
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$6,442,065
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,884,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$6,854,999
Employer contributions (assets) at end of year2015-12-31$2,598,979
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$11,307,665
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ROBINSON, BURDETTE, ET AL LLP
Accountancy firm EIN2015-12-31752489868
2014 : THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$4,050,831
Total unrealized appreciation/depreciation of assets2014-12-31$4,050,831
Total income from all sources (including contributions)2014-12-31$18,676,162
Total of all expenses incurred2014-12-31$9,147,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,094,107
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$12,852,463
Value of total assets at end of year2014-12-31$108,908,969
Value of total assets at beginning of year2014-12-31$99,380,312
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$53,398
Total interest from all sources2014-12-31$1,772,868
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$8,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,974,545
Participant contributions at end of year2014-12-31$4,140,247
Participant contributions at beginning of year2014-12-31$3,723,244
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$286,966
Administrative expenses (other) incurred2014-12-31$53,398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$9,528,657
Value of net assets at end of year (total assets less liabilities)2014-12-31$108,908,969
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$99,380,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$99,884,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$90,076,720
Value of interest in common/collective trusts at end of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1,772,868
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,884,093
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,580,348
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,590,952
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$9,094,107
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31ROBINSON, BURDETTE, ET AL LLP
Accountancy firm EIN2014-12-31752489868
2013 : THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2013 401k financial data
Total transfer of assets from this plan2013-12-31$29,721
Total income from all sources (including contributions)2013-12-31$27,516,847
Total of all expenses incurred2013-12-31$8,463,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$8,390,665
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$13,323,550
Value of total assets at end of year2013-12-31$99,380,312
Value of total assets at beginning of year2013-12-31$80,356,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$72,987
Total interest from all sources2013-12-31$1,442,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$8,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,488,879
Participant contributions at end of year2013-12-31$3,723,244
Participant contributions at beginning of year2013-12-31$3,408,714
Participant contributions at beginning of year2013-12-31$98,563
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$539,996
Administrative expenses (other) incurred2013-12-31$72,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$19,053,195
Value of net assets at end of year (total assets less liabilities)2013-12-31$99,380,312
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$80,356,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$90,076,720
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$70,965,265
Interest earned on other investments2013-12-31$1,442,701
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$5,580,348
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$5,851,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$12,750,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$6,294,675
Employer contributions (assets) at beginning of year2013-12-31$33,172
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$8,390,665
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ROBINSON, BURDETTE, ET AL LLP
Accountancy firm EIN2013-12-31752489868
2012 : THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$20,296,975
Total of all expenses incurred2012-12-31$7,213,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,141,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$11,609,065
Value of total assets at end of year2012-12-31$80,356,838
Value of total assets at beginning of year2012-12-31$67,273,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$71,739
Total interest from all sources2012-12-31$1,908,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$8,000,000
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$6,363,817
Participant contributions at end of year2012-12-31$3,408,714
Participant contributions at beginning of year2012-12-31$2,866,729
Participant contributions at end of year2012-12-31$98,563
Participant contributions at beginning of year2012-12-31$140,758
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$437,650
Administrative expenses (other) incurred2012-12-31$71,739
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$13,083,483
Value of net assets at end of year (total assets less liabilities)2012-12-31$80,356,838
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$67,273,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$70,965,265
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$59,796,410
Interest earned on other investments2012-12-31$1,908,676
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$5,851,124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,421,960
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$6,779,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,807,598
Employer contributions (assets) at end of year2012-12-31$33,172
Employer contributions (assets) at beginning of year2012-12-31$47,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,141,753
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ROBINSON, BURDETTE, ET AL LLP
Accountancy firm EIN2012-12-31752489868
2011 : THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$11,174,696
Total of all expenses incurred2011-12-31$7,194,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,143,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$10,238,142
Value of total assets at end of year2011-12-31$67,273,355
Value of total assets at beginning of year2011-12-31$63,293,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$51,112
Total interest from all sources2011-12-31$2,426,566
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$8,000,000
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,725,740
Participant contributions at end of year2011-12-31$2,866,729
Participant contributions at beginning of year2011-12-31$2,599,230
Participant contributions at end of year2011-12-31$140,758
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$313,630
Administrative expenses (other) incurred2011-12-31$51,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,979,860
Value of net assets at end of year (total assets less liabilities)2011-12-31$67,273,355
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$63,293,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$59,796,410
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$47,111,167
Interest earned on other investments2011-12-31$2,426,566
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,421,960
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$13,583,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,490,012
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,198,772
Employer contributions (assets) at end of year2011-12-31$47,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,143,724
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ROBINSON, BURDETTE, ET AL LLP
Accountancy firm EIN2011-12-31752489868
2010 : THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$14,188,683
Total of all expenses incurred2010-12-31$4,347,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,300,523
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$8,091,194
Value of total assets at end of year2010-12-31$63,293,495
Value of total assets at beginning of year2010-12-31$53,452,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$46,750
Total interest from all sources2010-12-31$495,041
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$8,000,000
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,185,461
Participant contributions at end of year2010-12-31$2,599,230
Participant contributions at beginning of year2010-12-31$2,096,629
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$138,373
Administrative expenses (other) incurred2010-12-31$46,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,841,410
Value of net assets at end of year (total assets less liabilities)2010-12-31$63,293,495
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$53,452,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$47,111,167
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$38,980,767
Interest earned on other investments2010-12-31$495,041
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$13,583,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$12,374,689
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,602,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,767,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,300,523
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ROBINSON, BURDETTE, ET AL LLP
Accountancy firm EIN2010-12-31752489868
2009 : THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN

2017: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE UNITED SUPERMARKETS, LLC 401(K) RETIREMENT AND SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31500
Policy instance 1
Insurance contract or identification number31500
Number of Individuals Covered6239
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31500
Policy instance 1
Insurance contract or identification number31500
Number of Individuals Covered5864
Insurance policy start date2014-08-28
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31501
Policy instance 2
Insurance contract or identification number31501
Insurance policy start date2014-01-01
Insurance policy end date2014-08-28
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31501
Policy instance 1
Insurance contract or identification number31501
Number of Individuals Covered5378
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31501
Policy instance 1
Insurance contract or identification number31501
Number of Individuals Covered5315
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number31501
Policy instance 1
Insurance contract or identification number31501
Number of Individuals Covered5749
Insurance policy start date2011-08-15
Insurance policy end date2011-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHX529
Policy instance 2
Insurance contract or identification numberPHX529
Insurance policy start date2011-01-01
Insurance policy end date2011-08-12
Total amount of commissions paid to insurance brokerUSD $85,767
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHX529
Policy instance 1
Insurance contract or identification numberPHX529
Number of Individuals Covered8339
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $122,262
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,277
Insurance broker organization code?3
Insurance broker nameOPPENHEIMER LIFE AGENCY, LTD.

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