401k Plan data: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST plan

THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 401k Plan overview

Plan Name	THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST
Plan identification number	001

THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE UNITED GROUP OF COMPANIES has sponsored the creation of one or more 401k plans.

Company Name: THE UNITED GROUP OF COMPANIES

Employer identification number (EIN): 141604720

NAIC Classification: 531310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-10-01
001 2016-10-01 JOAN CAVANAUGH
001 2015-10-01 JOAN CAVANAUGH
001 2014-10-01 JOAN CAVANAUGH
001 2013-10-01 JOAN CAVANAUGH
001 2012-10-01 JOAN CAVANAUGH
001 2011-10-01 JOAN CAVANAUGH
001 2009-10-01 JOAN CAVANAUGH

Plan Statistics for THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST

401k plan membership statisitcs for THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST

Measure Date Value
2017: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2017 401k membership
Total participants, beginning-of-year 2017-10-01 160
Total number of active participants reported on line 7a of the Form 5500 2017-10-01 128
Number of retired or separated participants receiving benefits 2017-10-01 1
Number of other retired or separated participants entitled to future benefits 2017-10-01 47
Total of all active and inactive participants 2017-10-01 176
Total participants 2017-10-01 176
Number of participants with account balances 2017-10-01 154
2016: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2016 401k membership
Total participants, beginning-of-year 2016-10-01 148
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 115
Number of retired or separated participants receiving benefits 2016-10-01 1
Number of other retired or separated participants entitled to future benefits 2016-10-01 43
Total of all active and inactive participants 2016-10-01 159
Total participants 2016-10-01 159
Number of participants with account balances 2016-10-01 143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 0
2015: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2015 401k membership
Total participants, beginning-of-year 2015-10-01 150
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 93
Number of retired or separated participants receiving benefits 2015-10-01 3
Number of other retired or separated participants entitled to future benefits 2015-10-01 49
Total of all active and inactive participants 2015-10-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 0
Total participants 2015-10-01 145
Number of participants with account balances 2015-10-01 125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 0
2014: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2014 401k membership
Total participants, beginning-of-year 2014-10-01 171
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 103
Number of retired or separated participants receiving benefits 2014-10-01 0
Number of other retired or separated participants entitled to future benefits 2014-10-01 42
Total of all active and inactive participants 2014-10-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 145
Number of participants with account balances 2014-10-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 0
2013: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2013 401k membership
Total participants, beginning-of-year 2013-10-01 144
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 109
Number of retired or separated participants receiving benefits 2013-10-01 1
Number of other retired or separated participants entitled to future benefits 2013-10-01 26
Total of all active and inactive participants 2013-10-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 136
Number of participants with account balances 2013-10-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 5
2012: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2012 401k membership
Total participants, beginning-of-year 2012-10-01 162
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 108
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 28
Total of all active and inactive participants 2012-10-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 1
Total participants 2012-10-01 137
Number of participants with account balances 2012-10-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2011: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2011 401k membership
Total participants, beginning-of-year 2011-10-01 154
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 119
Number of retired or separated participants receiving benefits 2011-10-01 1
Number of other retired or separated participants entitled to future benefits 2011-10-01 27
Total of all active and inactive participants 2011-10-01 147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 2
Total participants 2011-10-01 149
Number of participants with account balances 2011-10-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0
2009: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2009 401k membership
Total participants, beginning-of-year 2009-10-01 161
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 131
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 24
Total of all active and inactive participants 2009-10-01 155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 155
Number of participants with account balances 2009-10-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 5

Measure	Date	Value
2017: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2017 401k membership
Total participants, beginning-of-year	2017-10-01	160
Total number of active participants reported on line 7a of the Form 5500	2017-10-01	128
Number of retired or separated participants receiving benefits	2017-10-01	1
Number of other retired or separated participants entitled to future benefits	2017-10-01	47
Total of all active and inactive participants	2017-10-01	176
Total participants	2017-10-01	176
Number of participants with account balances	2017-10-01	154
2016: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2016 401k membership
Total participants, beginning-of-year	2016-10-01	148
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	115
Number of retired or separated participants receiving benefits	2016-10-01	1
Number of other retired or separated participants entitled to future benefits	2016-10-01	43
Total of all active and inactive participants	2016-10-01	159
Total participants	2016-10-01	159
Number of participants with account balances	2016-10-01	143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	0
2015: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2015 401k membership
Total participants, beginning-of-year	2015-10-01	150
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	93
Number of retired or separated participants receiving benefits	2015-10-01	3
Number of other retired or separated participants entitled to future benefits	2015-10-01	49
Total of all active and inactive participants	2015-10-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	0
Total participants	2015-10-01	145
Number of participants with account balances	2015-10-01	125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	0
2014: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2014 401k membership
Total participants, beginning-of-year	2014-10-01	171
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	103
Number of retired or separated participants receiving benefits	2014-10-01	0
Number of other retired or separated participants entitled to future benefits	2014-10-01	42
Total of all active and inactive participants	2014-10-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	145
Number of participants with account balances	2014-10-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	0
2013: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2013 401k membership
Total participants, beginning-of-year	2013-10-01	144
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	109
Number of retired or separated participants receiving benefits	2013-10-01	1
Number of other retired or separated participants entitled to future benefits	2013-10-01	26
Total of all active and inactive participants	2013-10-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	136
Number of participants with account balances	2013-10-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	5
2012: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2012 401k membership
Total participants, beginning-of-year	2012-10-01	162
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	108
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	28
Total of all active and inactive participants	2012-10-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	1
Total participants	2012-10-01	137
Number of participants with account balances	2012-10-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2011: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2011 401k membership
Total participants, beginning-of-year	2011-10-01	154
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	119
Number of retired or separated participants receiving benefits	2011-10-01	1
Number of other retired or separated participants entitled to future benefits	2011-10-01	27
Total of all active and inactive participants	2011-10-01	147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	2
Total participants	2011-10-01	149
Number of participants with account balances	2011-10-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0
2009: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2009 401k membership
Total participants, beginning-of-year	2009-10-01	161
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	131
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	24
Total of all active and inactive participants	2009-10-01	155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	155
Number of participants with account balances	2009-10-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	5

Financial Data on THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST

Measure	Date	Value
2018 : THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-09-30	$153
Total income from all sources (including contributions)	2018-09-30	$1,355,633
Total of all expenses incurred	2018-09-30	$266,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-09-30	$230,301
Expenses. Certain deemed distributions of participant loans	2018-09-30	$27,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-09-30	$591,400
Value of total assets at end of year	2018-09-30	$6,577,732
Value of total assets at beginning of year	2018-09-30	$5,488,432
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-09-30	$7,937
Total interest from all sources	2018-09-30	$8,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-09-30	No
Was this plan covered by a fidelity bond	2018-09-30	Yes
Value of fidelity bond cover	2018-09-30	$500,000
If this is an individual account plan, was there a blackout period	2018-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2018-09-30	No
Contributions received from participants	2018-09-30	$335,056
Participant contributions at end of year	2018-09-30	$188,584
Participant contributions at beginning of year	2018-09-30	$182,350
Participant contributions at end of year	2018-09-30	$5,222
Income. Received or receivable in cash from other sources (including rollovers)	2018-09-30	$47,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Value of net income/loss	2018-09-30	$1,089,453
Value of net assets at end of year (total assets less liabilities)	2018-09-30	$6,577,732
Value of net assets at beginning of year (total assets less liabilities)	2018-09-30	$5,488,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-09-30	No
Were any leases to which the plan was party in default or uncollectible	2018-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-09-30	$6,379,902
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-09-30	$5,306,082
Interest on participant loans	2018-09-30	$8,722
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-09-30	$755,511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-09-30	No
Was there a failure to transmit to the plan any participant contributions	2018-09-30	No
Has the plan failed to provide any benefit when due under the plan	2018-09-30	No
Contributions received in cash from employer	2018-09-30	$209,321
Employer contributions (assets) at end of year	2018-09-30	$4,024
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-09-30	$230,301
Contract administrator fees	2018-09-30	$7,937
Liabilities. Value of benefit claims payable at beginning of year	2018-09-30	$153
Did the plan have assets held for investment	2018-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-09-30	Disclaimer
Accountancy firm name	2018-09-30	BONADIO & CO., LLP
Accountancy firm EIN	2018-09-30	161131146
2017 : THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$153
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-30	$132
Total income from all sources (including contributions)	2017-09-30	$1,213,895
Total of all expenses incurred	2017-09-30	$746,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-09-30	$739,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-09-30	$504,758
Value of total assets at end of year	2017-09-30	$5,488,432
Value of total assets at beginning of year	2017-09-30	$5,021,325
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-09-30	$7,119
Total interest from all sources	2017-09-30	$7,577
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-09-30	No
Was this plan covered by a fidelity bond	2017-09-30	Yes
Value of fidelity bond cover	2017-09-30	$500,000
If this is an individual account plan, was there a blackout period	2017-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-09-30	No
Contributions received from participants	2017-09-30	$307,365
Participant contributions at end of year	2017-09-30	$182,350
Participant contributions at beginning of year	2017-09-30	$179,124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Value of net income/loss	2017-09-30	$467,086
Value of net assets at end of year (total assets less liabilities)	2017-09-30	$5,488,279
Value of net assets at beginning of year (total assets less liabilities)	2017-09-30	$5,021,193
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-09-30	No
Were any leases to which the plan was party in default or uncollectible	2017-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-09-30	$5,306,082
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-09-30	$4,842,201
Interest on participant loans	2017-09-30	$7,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-09-30	$701,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-09-30	No
Was there a failure to transmit to the plan any participant contributions	2017-09-30	No
Has the plan failed to provide any benefit when due under the plan	2017-09-30	No
Contributions received in cash from employer	2017-09-30	$197,393
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-09-30	$739,690
Contract administrator fees	2017-09-30	$7,119
Liabilities. Value of benefit claims payable at end of year	2017-09-30	$153
Liabilities. Value of benefit claims payable at beginning of year	2017-09-30	$132
Did the plan have assets held for investment	2017-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-09-30	Disclaimer
Accountancy firm name	2017-09-30	THE BONADIO GROUP
Accountancy firm EIN	2017-09-30	161131146
2016 : THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$132
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$475
Total income from all sources (including contributions)	2016-09-30	$834,314
Total of all expenses incurred	2016-09-30	$770,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$756,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$447,887
Value of total assets at end of year	2016-09-30	$5,021,325
Value of total assets at beginning of year	2016-09-30	$4,958,118
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$14,226
Total interest from all sources	2016-09-30	$6,236
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$500,000
If this is an individual account plan, was there a blackout period	2016-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Contributions received from participants	2016-09-30	$276,698
Participant contributions at end of year	2016-09-30	$179,124
Participant contributions at beginning of year	2016-09-30	$167,090
Participant contributions at beginning of year	2016-09-30	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Value of net income/loss	2016-09-30	$63,550
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$5,021,193
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$4,957,643
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-09-30	$4,842,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-09-30	$4,791,002
Interest on participant loans	2016-09-30	$6,236
Net investment gain/loss from pooled separate accounts	2016-09-30	$380,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	No
Was there a failure to transmit to the plan any participant contributions	2016-09-30	No
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Contributions received in cash from employer	2016-09-30	$171,189
Employer contributions (assets) at beginning of year	2016-09-30	$23
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$756,538
Contract administrator fees	2016-09-30	$14,226
Liabilities. Value of benefit claims payable at end of year	2016-09-30	$132
Liabilities. Value of benefit claims payable at beginning of year	2016-09-30	$475
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-09-30	Disclaimer
Accountancy firm name	2016-09-30	BONADIO & CO., LLP
Accountancy firm EIN	2016-09-30	161131146
2015 : THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$475
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$290
Total income from all sources (including contributions)	2015-09-30	$424,758
Total of all expenses incurred	2015-09-30	$314,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$314,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$468,194
Value of total assets at end of year	2015-09-30	$4,958,118
Value of total assets at beginning of year	2015-09-30	$4,848,155
Total interest from all sources	2015-09-30	$9,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$500,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Contributions received from participants	2015-09-30	$291,142
Participant contributions at end of year	2015-09-30	$167,090
Participant contributions at beginning of year	2015-09-30	$236,772
Participant contributions at end of year	2015-09-30	$3
Income. Received or receivable in cash from other sources (including rollovers)	2015-09-30	$9,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Value of net income/loss	2015-09-30	$109,778
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$4,957,643
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$4,847,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-09-30	$4,791,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-09-30	$4,611,383
Interest on participant loans	2015-09-30	$9,433
Net investment gain/loss from pooled separate accounts	2015-09-30	$-52,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Contributions received in cash from employer	2015-09-30	$167,983
Employer contributions (assets) at end of year	2015-09-30	$23
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$314,980
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-09-30	No
Liabilities. Value of benefit claims payable at end of year	2015-09-30	$475
Liabilities. Value of benefit claims payable at beginning of year	2015-09-30	$290
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	THE BONADIO GROUP
Accountancy firm EIN	2015-09-30	161131146
2014 : THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$290
Total income from all sources (including contributions)	2014-09-30	$1,015,851
Total of all expenses incurred	2014-09-30	$1,125,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$1,125,708
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$513,629
Value of total assets at end of year	2014-09-30	$4,848,155
Value of total assets at beginning of year	2014-09-30	$4,957,722
Total interest from all sources	2014-09-30	$12,313
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$500,000
If this is an individual account plan, was there a blackout period	2014-09-30	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$307,863
Participant contributions at end of year	2014-09-30	$236,772
Participant contributions at beginning of year	2014-09-30	$238,057
Income. Received or receivable in cash from other sources (including rollovers)	2014-09-30	$45,896
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$-109,857
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$4,847,865
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$4,957,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$4,611,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$4,719,665
Interest on participant loans	2014-09-30	$12,313
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-30	$489,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Contributions received in cash from employer	2014-09-30	$159,870
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$1,125,708
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-09-30	Yes
Liabilities. Value of benefit claims payable at end of year	2014-09-30	$290
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	THE BONADIO GROUP
Accountancy firm EIN	2014-09-30	161131146
2013 : THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$1,196,104
Total loss/gain on sale of assets	2013-09-30	$77,821
Total of all expenses incurred	2013-09-30	$516,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$484,462
Expenses. Certain deemed distributions of participant loans	2013-09-30	$30,978
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$503,443
Value of total assets at end of year	2013-09-30	$4,957,722
Value of total assets at beginning of year	2013-09-30	$4,277,927
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$869
Total interest from all sources	2013-09-30	$14,158
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$82,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-09-30	$82,167
Assets. Real estate other than employer real property at end of year	2013-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2013-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-09-30	$0
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$3,000,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$318,886
Participant contributions at end of year	2013-09-30	$238,057
Participant contributions at beginning of year	2013-09-30	$309,817
Participant contributions at end of year	2013-09-30	$0
Participant contributions at beginning of year	2013-09-30	$12,664
Assets. Other investments not covered elsewhere at end of year	2013-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-09-30	$19,017
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-09-30	$513
Assets. Loans (other than to participants) at end of year	2013-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2013-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-09-30	$0
Liabilities. Value of operating payables at end of year	2013-09-30	$0
Liabilities. Value of operating payables at beginning of year	2013-09-30	$0
Total non interest bearing cash at end of year	2013-09-30	$0
Total non interest bearing cash at beginning of year	2013-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$679,795
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$4,957,722
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$4,277,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Assets. partnership/joint venture interests at end of year	2013-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2013-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$4,719,665
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$3,948,434
Interest on participant loans	2013-09-30	$14,158
Value of interest in master investment trust accounts at end of year	2013-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2013-09-30	$0
Value of interest in common/collective trusts at end of year	2013-09-30	$0
Value of interest in common/collective trusts at beginning of year	2013-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-09-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-09-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2013-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-09-30	$0
Asset value of US Government securities at end of year	2013-09-30	$0
Asset value of US Government securities at beginning of year	2013-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$518,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Assets. Invements in employer securities at end of year	2013-09-30	$0
Assets. Invements in employer securities at beginning of year	2013-09-30	$0
Assets. Value of employer real property at end of year	2013-09-30	$0
Assets. Value of employer real property at beginning of year	2013-09-30	$0
Contributions received in cash from employer	2013-09-30	$165,540
Employer contributions (assets) at end of year	2013-09-30	$0
Employer contributions (assets) at beginning of year	2013-09-30	$6,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$484,462
Asset. Corporate debt instrument preferred debt at end of year	2013-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-09-30	$0
Contract administrator fees	2013-09-30	$869
Assets. Corporate common stocks other than exployer securities at end of year	2013-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2013-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-09-30	$0
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Aggregate proceeds on sale of assets	2013-09-30	$2,090,617
Aggregate carrying amount (costs) on sale of assets	2013-09-30	$2,012,796
Liabilities. Value of acquisition indebtedness at end of year	2013-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	THE BONADIO GROUP
Accountancy firm EIN	2013-09-30	161131146
2012 : THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$1,189,066
Total loss/gain on sale of assets	2012-09-30	$66,799
Total of all expenses incurred	2012-09-30	$481,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$480,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$584,071
Value of total assets at end of year	2012-09-30	$4,277,927
Value of total assets at beginning of year	2012-09-30	$3,570,113
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$277
Total interest from all sources	2012-09-30	$16,210
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$53,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-09-30	$53,727
Assets. Real estate other than employer real property at end of year	2012-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2012-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-09-30	$0
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$3,000,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Contributions received from participants	2012-09-30	$402,879
Participant contributions at end of year	2012-09-30	$309,817
Participant contributions at beginning of year	2012-09-30	$326,707
Participant contributions at end of year	2012-09-30	$12,664
Participant contributions at beginning of year	2012-09-30	$13,419
Assets. Other investments not covered elsewhere at end of year	2012-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-09-30	$513
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-09-30	$698
Assets. Loans (other than to participants) at end of year	2012-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2012-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-09-30	$0
Liabilities. Value of operating payables at end of year	2012-09-30	$0
Liabilities. Value of operating payables at beginning of year	2012-09-30	$0
Total non interest bearing cash at end of year	2012-09-30	$0
Total non interest bearing cash at beginning of year	2012-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$707,814
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$4,277,927
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$3,570,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Assets. partnership/joint venture interests at end of year	2012-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2012-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$3,948,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$3,223,348
Interest on participant loans	2012-09-30	$16,210
Value of interest in master investment trust accounts at end of year	2012-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2012-09-30	$0
Value of interest in common/collective trusts at end of year	2012-09-30	$0
Value of interest in common/collective trusts at beginning of year	2012-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-09-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-09-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2012-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2012-09-30	$0
Asset value of US Government securities at end of year	2012-09-30	$0
Asset value of US Government securities at beginning of year	2012-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$468,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Assets. Invements in employer securities at end of year	2012-09-30	$0
Assets. Invements in employer securities at beginning of year	2012-09-30	$0
Assets. Value of employer real property at end of year	2012-09-30	$0
Assets. Value of employer real property at beginning of year	2012-09-30	$0
Contributions received in cash from employer	2012-09-30	$181,192
Employer contributions (assets) at end of year	2012-09-30	$6,499
Employer contributions (assets) at beginning of year	2012-09-30	$5,941
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$480,975
Asset. Corporate debt instrument preferred debt at end of year	2012-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2012-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2012-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-09-30	$0
Contract administrator fees	2012-09-30	$277
Assets. Corporate common stocks other than exployer securities at end of year	2012-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2012-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2012-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2012-09-30	$0
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Aggregate proceeds on sale of assets	2012-09-30	$1,298,706
Aggregate carrying amount (costs) on sale of assets	2012-09-30	$1,231,907
Liabilities. Value of acquisition indebtedness at end of year	2012-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	ADAMS, BROWN, BERAN & BALL CHTD.
Accountancy firm EIN	2012-09-30	481040139
2011 : THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$532,424
Total loss/gain on sale of assets	2011-09-30	$75,850
Total of all expenses incurred	2011-09-30	$589,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$524,516
Expenses. Certain deemed distributions of participant loans	2011-09-30	$63,615
Value of total corrective distributions	2011-09-30	$105
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$505,846
Value of total assets at end of year	2011-09-30	$3,570,113
Value of total assets at beginning of year	2011-09-30	$3,626,850
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$925
Total interest from all sources	2011-09-30	$19,519
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$63,749
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-09-30	$63,749
Assets. Real estate other than employer real property at end of year	2011-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2011-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-09-30	$0
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$750,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$339,171
Participant contributions at end of year	2011-09-30	$326,707
Participant contributions at beginning of year	2011-09-30	$353,676
Participant contributions at end of year	2011-09-30	$13,419
Participant contributions at beginning of year	2011-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2011-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-09-30	$1,147
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-09-30	$698
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-09-30	$0
Assets. Loans (other than to participants) at end of year	2011-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2011-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-09-30	$0
Liabilities. Value of operating payables at end of year	2011-09-30	$0
Liabilities. Value of operating payables at beginning of year	2011-09-30	$0
Total non interest bearing cash at end of year	2011-09-30	$0
Total non interest bearing cash at beginning of year	2011-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$-56,737
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$3,570,113
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$3,626,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Assets. partnership/joint venture interests at end of year	2011-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2011-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$3,223,348
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$3,273,174
Interest on participant loans	2011-09-30	$19,519
Value of interest in master investment trust accounts at end of year	2011-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2011-09-30	$0
Value of interest in common/collective trusts at end of year	2011-09-30	$0
Value of interest in common/collective trusts at beginning of year	2011-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-09-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-09-30	$0
Assets. Value of investments in 103.12 investment entities at end of year	2011-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2011-09-30	$0
Asset value of US Government securities at end of year	2011-09-30	$0
Asset value of US Government securities at beginning of year	2011-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-132,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Assets. Invements in employer securities at end of year	2011-09-30	$0
Assets. Invements in employer securities at beginning of year	2011-09-30	$0
Assets. Value of employer real property at end of year	2011-09-30	$0
Assets. Value of employer real property at beginning of year	2011-09-30	$0
Contributions received in cash from employer	2011-09-30	$165,528
Employer contributions (assets) at end of year	2011-09-30	$5,941
Employer contributions (assets) at beginning of year	2011-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$524,516
Asset. Corporate debt instrument preferred debt at end of year	2011-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2011-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2011-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2011-09-30	$0
Contract administrator fees	2011-09-30	$925
Assets. Corporate common stocks other than exployer securities at end of year	2011-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2011-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2011-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2011-09-30	$0
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Aggregate proceeds on sale of assets	2011-09-30	$1,347,706
Aggregate carrying amount (costs) on sale of assets	2011-09-30	$1,271,856
Liabilities. Value of acquisition indebtedness at end of year	2011-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	ADAMS, BROWN, BERAN & BALL CHTD.
Accountancy firm EIN	2011-09-30	481040139
2010 : THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST

2017: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2017 form 5500 responses
2017-10-01	Type of plan entity	Single employer plan
2017-10-01	Plan funding arrangement – Insurance	Yes
2017-10-01	Plan funding arrangement – Trust	Yes
2017-10-01	Plan benefit arrangement - Trust	Yes
2016: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Plan funding arrangement – Insurance	Yes
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Plan funding arrangement – Insurance	Yes
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Plan funding arrangement – Insurance	Yes
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement – Insurance	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Plan funding arrangement – Insurance	Yes
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement – Insurance	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	Yes
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2009: THE UNITED GROUP OF COMPANIES, INC. EMPLOYEE SAVINGS TRUST 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

810917

Policy instance

Insurance contract or identification number	810917
Number of Individuals Covered	155
Insurance policy start date	2017-10-01
Insurance policy end date	2018-09-30
Total amount of commissions paid to insurance broker	USD $14,561
Total amount of fees paid to insurance company	USD $2,830
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	THE UNITED GROUP OF COMPANIES
Employer identification number (EIN):	141604720
NAIC Classification:	531310

Plan id#	Filing Submission Date	Name of Administrator
001	2017-10-01
001	2016-10-01	JOAN CAVANAUGH
001	2015-10-01	JOAN CAVANAUGH
001	2014-10-01	JOAN CAVANAUGH
001	2013-10-01	JOAN CAVANAUGH
001	2012-10-01	JOAN CAVANAUGH
001	2011-10-01	JOAN CAVANAUGH
001	2009-10-01	JOAN CAVANAUGH