401k Plan data: UNITED WAY OF NEW YORK CITY 401(K) PLAN plan

UNITED WAY OF NEW YORK CITY 401(K) PLAN 401k Plan overview

Plan Name	UNITED WAY OF NEW YORK CITY 401(K) PLAN
Plan identification number	004

UNITED WAY OF NEW YORK CITY 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

UNITED WAY OF NEW YORK has sponsored the creation of one or more 401k plans.

Company Name: UNITED WAY OF NEW YORK

Employer identification number (EIN): 132617681

NAIC Classification: 813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about UNITED WAY OF NEW YORK

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1968-07-26

Company Identification Number: 226276

More information about UNITED WAY OF NEW YORK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED WAY OF NEW YORK CITY 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2021-01-01
004 2020-01-01
004 2019-01-01
004 2018-01-01
004 2017-01-01 GINA L GOODENOW GINA L GOODENOW 2018-10-15
004 2016-01-01 GINA GOODENOW
004 2015-01-01 MIRIAM BENITEZ 2016-10-14
004 2014-01-01 MIRIAM BENITEZ 2015-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
004	2021-01-01
004	2020-01-01
004	2019-01-01
004	2018-01-01
004	2017-01-01	GINA L GOODENOW		GINA L GOODENOW	2018-10-15
004	2016-01-01	GINA GOODENOW
004	2015-01-01	MIRIAM BENITEZ	2016-10-14
004	2014-01-01	MIRIAM BENITEZ	2015-10-14

Plan Statistics for UNITED WAY OF NEW YORK CITY 401(K) PLAN

401k plan membership statisitcs for UNITED WAY OF NEW YORK CITY 401(K) PLAN

Measure Date Value
2021: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 97
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 78
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 29
Total of all active and inactive participants 2021-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 108
Number of participants with account balances 2021-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 4
2020: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 102
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 66
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 34
Total of all active and inactive participants 2020-01-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 100
Number of participants with account balances 2020-01-01 99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 2
2019: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 63
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 44
Total of all active and inactive participants 2019-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 107
Number of participants with account balances 2019-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 5
2018: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 65
Number of other retired or separated participants entitled to future benefits 2018-01-01 45
Total of all active and inactive participants 2018-01-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 110
Number of participants with account balances 2018-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 15
2017: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 77
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 43
Total of all active and inactive participants 2017-01-01 120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 120
Number of participants with account balances 2017-01-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 11
2016: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 99
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 24
Total of all active and inactive participants 2016-01-01 123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 123
Number of participants with account balances 2016-01-01 120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 6

Measure	Date	Value
2021: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	97
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	78
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	29
Total of all active and inactive participants	2021-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	108
Number of participants with account balances	2021-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	4
2020: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	102
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	66
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	34
Total of all active and inactive participants	2020-01-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	100
Number of participants with account balances	2020-01-01	99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	2
2019: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	63
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	44
Total of all active and inactive participants	2019-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	107
Number of participants with account balances	2019-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	5
2018: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	65
Number of other retired or separated participants entitled to future benefits	2018-01-01	45
Total of all active and inactive participants	2018-01-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	110
Number of participants with account balances	2018-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	15
2017: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	77
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	43
Total of all active and inactive participants	2017-01-01	120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	120
Number of participants with account balances	2017-01-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	11
2016: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	99
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	24
Total of all active and inactive participants	2016-01-01	123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	123
Number of participants with account balances	2016-01-01	120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	6

Financial Data on UNITED WAY OF NEW YORK CITY 401(K) PLAN

Measure	Date	Value
2021 : UNITED WAY OF NEW YORK CITY 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$1,225,795
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$536,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$511,865
Expenses. Certain deemed distributions of participant loans	2021-12-31	$24,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$639,843
Value of total assets at end of year	2021-12-31	$4,884,469
Value of total assets at beginning of year	2021-12-31	$4,195,529
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$520
Total interest from all sources	2021-12-31	$1,072
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$107,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$107,833
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$472,057
Participant contributions at end of year	2021-12-31	$26,579
Participant contributions at beginning of year	2021-12-31	$40,991
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$21,563
Other income not declared elsewhere	2021-12-31	$63
Administrative expenses (other) incurred	2021-12-31	$240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$688,940
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$4,884,469
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$4,195,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$4,403,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$3,941,972
Interest on participant loans	2021-12-31	$1,072
Value of interest in common/collective trusts at end of year	2021-12-31	$308,246
Value of interest in common/collective trusts at beginning of year	2021-12-31	$212,566
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$473,867
Net investment gain or loss from common/collective trusts	2021-12-31	$3,117
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$146,223
Employer contributions (assets) at end of year	2021-12-31	$146,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$511,865
Contract administrator fees	2021-12-31	$280
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MAYER HOFFMAN MCCANN CPA'S
Accountancy firm EIN	2021-12-31	431947695
2020 : UNITED WAY OF NEW YORK CITY 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$0
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Expenses. Interest paid	2020-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,077,508
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$257,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$242,556
Expenses. Certain deemed distributions of participant loans	2020-12-31	$6,900
Value of total corrective distributions	2020-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$576,493
Value of total assets at end of year	2020-12-31	$4,195,529
Value of total assets at beginning of year	2020-12-31	$3,375,497
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$8,020
Total income from rents	2020-12-31	$0
Total interest from all sources	2020-12-31	$2,937
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$64,025
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$64,025
Administrative expenses professional fees incurred	2020-12-31	$0
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Amount of non-exempt transactions with any party-in-interest	2020-12-31	$0
Contributions received from participants	2020-12-31	$388,100
Participant contributions at end of year	2020-12-31	$40,991
Participant contributions at beginning of year	2020-12-31	$58,298
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$13,541
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$20
Administrative expenses (other) incurred	2020-12-31	$8,020
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Income. Non cash contributions	2020-12-31	$0
Value of net income/loss	2020-12-31	$820,032
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$4,195,529
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$3,375,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2020-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2020-12-31	$0
Investment advisory and management fees	2020-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$3,941,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$3,129,918
Interest on participant loans	2020-12-31	$2,937
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$0
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$212,566
Value of interest in common/collective trusts at beginning of year	2020-12-31	$187,281
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$429,409
Net investment gain/loss from pooled separate accounts	2020-12-31	$0
Net investment gain or loss from common/collective trusts	2020-12-31	$4,624
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$174,852
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$0
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$242,556
Contract administrator fees	2020-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	MARKS PANETH
Accountancy firm EIN	2020-12-31	113518842
2019 : UNITED WAY OF NEW YORK CITY 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$1,104,800
Total income from all sources (including contributions)	2019-12-31	$1,104,800
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$869,676
Total of all expenses incurred	2019-12-31	$869,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$853,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$853,940
Expenses. Certain deemed distributions of participant loans	2019-12-31	$7,540
Expenses. Certain deemed distributions of participant loans	2019-12-31	$7,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$472,754
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$472,754
Value of total assets at end of year	2019-12-31	$3,375,497
Value of total assets at end of year	2019-12-31	$3,375,497
Value of total assets at beginning of year	2019-12-31	$3,140,373
Value of total assets at beginning of year	2019-12-31	$3,140,373
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$8,196
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$8,196
Total interest from all sources	2019-12-31	$3,084
Total interest from all sources	2019-12-31	$3,084
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$63,559
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$63,559
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$63,559
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$63,559
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$317,100
Contributions received from participants	2019-12-31	$317,100
Participant contributions at end of year	2019-12-31	$58,298
Participant contributions at end of year	2019-12-31	$58,298
Participant contributions at beginning of year	2019-12-31	$48,394
Participant contributions at beginning of year	2019-12-31	$48,394
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$0
Administrative expenses (other) incurred	2019-12-31	$8,196
Administrative expenses (other) incurred	2019-12-31	$8,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$235,124
Value of net income/loss	2019-12-31	$235,124
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,375,497
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,375,497
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,140,373
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,140,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,129,918
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,129,918
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,026,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,026,161
Interest on participant loans	2019-12-31	$3,084
Interest on participant loans	2019-12-31	$3,084
Value of interest in common/collective trusts at end of year	2019-12-31	$187,281
Value of interest in common/collective trusts at end of year	2019-12-31	$187,281
Value of interest in common/collective trusts at beginning of year	2019-12-31	$65,818
Value of interest in common/collective trusts at beginning of year	2019-12-31	$65,818
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$562,288
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$562,288
Net investment gain or loss from common/collective trusts	2019-12-31	$3,115
Net investment gain or loss from common/collective trusts	2019-12-31	$3,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$155,654
Contributions received in cash from employer	2019-12-31	$155,654
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$853,940
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$853,940
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MARKS PANETH
Accountancy firm name	2019-12-31	MARKS PANETH
Accountancy firm EIN	2019-12-31	113518842
Accountancy firm EIN	2019-12-31	113518842
2018 : UNITED WAY OF NEW YORK CITY 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$256,464
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$687,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$666,273
Expenses. Certain deemed distributions of participant loans	2018-12-31	$9,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$494,229
Value of total assets at end of year	2018-12-31	$3,140,373
Value of total assets at beginning of year	2018-12-31	$3,571,332
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$12,050
Total interest from all sources	2018-12-31	$1,959
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$74,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$74,074
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$378,878
Participant contributions at end of year	2018-12-31	$48,394
Participant contributions at beginning of year	2018-12-31	$29,186
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$22,578
Other income not declared elsewhere	2018-12-31	$91
Administrative expenses (other) incurred	2018-12-31	$12,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-430,959
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,140,373
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,571,332
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$3,026,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,094,843
Interest on participant loans	2018-12-31	$1,959
Value of interest in common/collective trusts at end of year	2018-12-31	$65,818
Value of interest in common/collective trusts at beginning of year	2018-12-31	$256,257
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-317,889
Net investment gain or loss from common/collective trusts	2018-12-31	$4,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$92,773
Employer contributions (assets) at beginning of year	2018-12-31	$191,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$666,273
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MARKS PANETH
Accountancy firm EIN	2018-12-31	113518842
2017 : UNITED WAY OF NEW YORK CITY 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,341,695
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$501,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$505,957
Expenses. Certain deemed distributions of participant loans	2017-12-31	$-6,000
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$845,890
Value of total assets at end of year	2017-12-31	$3,571,332
Value of total assets at beginning of year	2017-12-31	$2,730,834
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$1,240
Total interest from all sources	2017-12-31	$2,159
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$55,640
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$55,640
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$453,887
Participant contributions at end of year	2017-12-31	$29,186
Participant contributions at beginning of year	2017-12-31	$60,800
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$200,957
Other income not declared elsewhere	2017-12-31	$6
Administrative expenses (other) incurred	2017-12-31	$1,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$840,498
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$3,571,332
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,730,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,094,843
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,448,416
Interest on participant loans	2017-12-31	$2,159
Value of interest in common/collective trusts at end of year	2017-12-31	$256,257
Value of interest in common/collective trusts at beginning of year	2017-12-31	$221,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$437,969
Net investment gain or loss from common/collective trusts	2017-12-31	$31
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$191,046
Employer contributions (assets) at end of year	2017-12-31	$191,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$505,957
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MARKS PANETH
Accountancy firm EIN	2017-12-31	113518842
2016 : UNITED WAY OF NEW YORK CITY 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$906,438
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$286,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$285,954
Expenses. Certain deemed distributions of participant loans	2016-12-31	$-1,206
Value of total corrective distributions	2016-12-31	$385
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$728,799
Value of total assets at end of year	2016-12-31	$2,730,834
Value of total assets at beginning of year	2016-12-31	$2,110,649
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,120
Total interest from all sources	2016-12-31	$2,474
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$44,993
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$44,993
Administrative expenses professional fees incurred	2016-12-31	$1,120
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$460,039
Participant contributions at end of year	2016-12-31	$60,800
Participant contributions at beginning of year	2016-12-31	$60,966
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$84,510
Other income not declared elsewhere	2016-12-31	$20
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$620,185
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,730,834
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,110,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,448,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,049,683
Interest on participant loans	2016-12-31	$2,474
Value of interest in common/collective trusts at end of year	2016-12-31	$221,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$124,885
Net investment gain or loss from common/collective trusts	2016-12-31	$5,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$184,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$285,954
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MARKS PANETH
Accountancy firm EIN	2016-12-31	113518842

Form 5500 Responses for UNITED WAY OF NEW YORK CITY 401(K) PLAN

2021: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: UNITED WAY OF NEW YORK CITY 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UNITED WAY OF NEW YORK
Employer identification number (EIN):	132617681
NAIC Classification:	813000
NAIC Description:	Religious, Grantmaking, Civic, Professional, and Similar Organizations

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1968-07-26
Company Identification Number:	226276