401k Plan data: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN plan

UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 401k Plan overview

Plan Name	UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN
Plan identification number	001

UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.

401k Sponsoring company profile

UNITED WAY OF GREATER HOUSTON has sponsored the creation of one or more 401k plans.

Company Name: UNITED WAY OF GREATER HOUSTON

Employer identification number (EIN): 741167964

NAIC Classification: 813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about UNITED WAY OF GREATER HOUSTON

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1951-07-05

Company Identification Number: 0010716401

Legal Registered Office Address: 50 WAUGH DR

HOUSTON
United States of America (USA)
77007

More information about UNITED WAY OF GREATER HOUSTON

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 MICHAEL STEWART
001 2012-01-01 ARCHIE DISHMAN ARCHIE DISHMAN 2013-10-11
001 2011-01-01 ARCHIE DISHMAN
001 2010-01-01 ARCHIE DISHMAN
001 2009-01-01 ARCHIE DISHMAN

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	MICHAEL STEWART
001	2012-01-01	ARCHIE DISHMAN	ARCHIE DISHMAN	2013-10-11
001	2011-01-01	ARCHIE DISHMAN
001	2010-01-01	ARCHIE DISHMAN
001	2009-01-01	ARCHIE DISHMAN

Plan Statistics for UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN

401k plan membership statisitcs for UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN

Measure Date Value
2013: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,871
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,968
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 709
Number of retired or separated participants receiving benefits 2012-01-01 301
Number of other retired or separated participants entitled to future benefits 2012-01-01 841
Total of all active and inactive participants 2012-01-01 1,851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 20
Total participants 2012-01-01 1,871
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,079
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 736
Number of retired or separated participants receiving benefits 2011-01-01 317
Number of other retired or separated participants entitled to future benefits 2011-01-01 891
Total of all active and inactive participants 2011-01-01 1,944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 24
Total participants 2011-01-01 1,968
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 2,180
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 848
Number of retired or separated participants receiving benefits 2010-01-01 322
Number of other retired or separated participants entitled to future benefits 2010-01-01 884
Total of all active and inactive participants 2010-01-01 2,054
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 25
Total participants 2010-01-01 2,079
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,760
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 910
Number of retired or separated participants receiving benefits 2009-01-01 338
Number of other retired or separated participants entitled to future benefits 2009-01-01 905
Total of all active and inactive participants 2009-01-01 2,153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 27
Total participants 2009-01-01 2,180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,871
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,968
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	709
Number of retired or separated participants receiving benefits	2012-01-01	301
Number of other retired or separated participants entitled to future benefits	2012-01-01	841
Total of all active and inactive participants	2012-01-01	1,851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	20
Total participants	2012-01-01	1,871
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,079
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	736
Number of retired or separated participants receiving benefits	2011-01-01	317
Number of other retired or separated participants entitled to future benefits	2011-01-01	891
Total of all active and inactive participants	2011-01-01	1,944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	24
Total participants	2011-01-01	1,968
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2,180
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	848
Number of retired or separated participants receiving benefits	2010-01-01	322
Number of other retired or separated participants entitled to future benefits	2010-01-01	884
Total of all active and inactive participants	2010-01-01	2,054
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	25
Total participants	2010-01-01	2,079
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,760
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	910
Number of retired or separated participants receiving benefits	2009-01-01	338
Number of other retired or separated participants entitled to future benefits	2009-01-01	905
Total of all active and inactive participants	2009-01-01	2,153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	27
Total participants	2009-01-01	2,180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN

Measure	Date	Value
2013 : UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$4,655,796
Total income from all sources (including contributions)	2013-12-31	$10,788,824
Total loss/gain on sale of assets	2013-12-31	$-48,401
Total of all expenses incurred	2013-12-31	$38,419,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$37,897,762
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$10,916,045
Value of total assets at end of year	2013-12-31	$0
Value of total assets at beginning of year	2013-12-31	$32,286,825
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$522,091
Total interest from all sources	2013-12-31	$301,381
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$204,906
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$13,920
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$424,303
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$276,455
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$4,380,496
Administrative expenses (other) incurred	2013-12-31	$88,420
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$275,300
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$-200,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-27,631,029
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$27,631,029
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$133,582
Income. Interest from US Government securities	2013-12-31	$164,109
Income. Interest from corporate debt instruments	2013-12-31	$131,823
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$13,802,946
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$13,802,946
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$5,449
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$18,392,724
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$12,215,657
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$-380,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$10,916,045
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$1,109,540
Income. Dividends from common stock	2013-12-31	$263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$19,080,735
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$5,068,307
Contract administrator fees	2013-12-31	$95,183
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	Yes
Aggregate proceeds on sale of assets	2013-12-31	$91,778,619
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$91,827,020
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HARPER & PEARSON COMPANY, P.C.
Accountancy firm EIN	2013-12-31	741695589
2012 : UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$247,706
Total unrealized appreciation/depreciation of assets	2012-12-31	$247,706
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$4,655,796
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$729,210
Total income from all sources (including contributions)	2012-12-31	$2,519,765
Total loss/gain on sale of assets	2012-12-31	$300,857
Total of all expenses incurred	2012-12-31	$3,755,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,823,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,618,179
Value of total assets at end of year	2012-12-31	$32,286,825
Value of total assets at beginning of year	2012-12-31	$29,595,685
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$931,229
Total interest from all sources	2012-12-31	$342,246
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$10,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Administrative expenses professional fees incurred	2012-12-31	$464,773
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$1,876
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$276,455
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$825,125
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$4,380,496
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$423,314
Administrative expenses (other) incurred	2012-12-31	$92,939
Liabilities. Value of operating payables at end of year	2012-12-31	$275,300
Liabilities. Value of operating payables at beginning of year	2012-12-31	$305,896
Total non interest bearing cash at end of year	2012-12-31	$-200,000
Total non interest bearing cash at beginning of year	2012-12-31	$-232,358
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-1,235,446
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$27,631,029
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$28,866,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$748,511
Investment advisory and management fees	2012-12-31	$115,484
Income. Interest from US Government securities	2012-12-31	$153,229
Income. Interest from corporate debt instruments	2012-12-31	$178,595
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$13,802,946
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$8,419,920
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$8,419,920
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$10,422
Asset value of US Government securities at end of year	2012-12-31	$12,215,657
Asset value of US Government securities at beginning of year	2012-12-31	$12,192,010
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,618,179
Employer contributions (assets) at end of year	2012-12-31	$1,109,540
Employer contributions (assets) at beginning of year	2012-12-31	$1,310,142
Income. Dividends from common stock	2012-12-31	$10,777
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,823,982
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$5,068,307
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$4,400,403
Contract administrator fees	2012-12-31	$258,033
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$13,920
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$1,930,056
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$25,465,311
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$25,164,454
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HARPER & PEARSON COMPANY, P.C.
Accountancy firm EIN	2012-12-31	741695589
2011 : UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-1,728,415
Total unrealized appreciation/depreciation of assets	2011-12-31	$-1,728,415
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$729,210
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$404,983
Total income from all sources (including contributions)	2011-12-31	$2,377,892
Total loss/gain on sale of assets	2011-12-31	$1,835,259
Total of all expenses incurred	2011-12-31	$4,675,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,863,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,850,268
Value of total assets at end of year	2011-12-31	$29,595,685
Value of total assets at beginning of year	2011-12-31	$31,569,065
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$811,738
Total interest from all sources	2011-12-31	$241,480
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$179,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-31	$0
Administrative expenses professional fees incurred	2011-12-31	$382,901
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$1,876
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$11,529
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,500,000
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$825,125
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$286,044
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$423,314
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$215,817
Administrative expenses (other) incurred	2011-12-31	$19,278
Liabilities. Value of operating payables at end of year	2011-12-31	$305,896
Liabilities. Value of operating payables at beginning of year	2011-12-31	$189,166
Total non interest bearing cash at end of year	2011-12-31	$-232,358
Total non interest bearing cash at beginning of year	2011-12-31	$-5,678
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,297,607
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$28,866,475
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$31,164,082
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$748,511
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$8,636,063
Investment advisory and management fees	2011-12-31	$222,811
Income. Interest from US Government securities	2011-12-31	$102,342
Income. Interest from corporate debt instruments	2011-12-31	$130,566
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$8,419,920
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$730,748
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$730,748
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$8,572
Asset value of US Government securities at end of year	2011-12-31	$12,192,010
Asset value of US Government securities at beginning of year	2011-12-31	$4,049,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,850,268
Employer contributions (assets) at end of year	2011-12-31	$1,310,142
Employer contributions (assets) at beginning of year	2011-12-31	$1,341,333
Income. Dividends from preferred stock	2011-12-31	$399
Income. Dividends from common stock	2011-12-31	$178,901
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,863,761
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$4,400,403
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$3,029,805
Contract administrator fees	2011-12-31	$186,748
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$1,930,056
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$13,489,913
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$51,209,674
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$49,374,415
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HARPER & PEARSON COMPANY, P.C.
Accountancy firm EIN	2011-12-31	741695589
2010 : UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$1,837,300
Total unrealized appreciation/depreciation of assets	2010-12-31	$1,837,300
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$404,983
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$236,598
Total income from all sources (including contributions)	2010-12-31	$4,323,630
Total loss/gain on sale of assets	2010-12-31	$111,198
Total of all expenses incurred	2010-12-31	$3,530,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,794,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,837,601
Value of total assets at end of year	2010-12-31	$31,569,065
Value of total assets at beginning of year	2010-12-31	$30,607,245
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$736,022
Total interest from all sources	2010-12-31	$262,151
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$275,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$165,905
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$11,529
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,500,000
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$286,044
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$132,512
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$215,817
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$52,765
Administrative expenses (other) incurred	2010-12-31	$137,424
Liabilities. Value of operating payables at end of year	2010-12-31	$189,166
Liabilities. Value of operating payables at beginning of year	2010-12-31	$183,833
Total non interest bearing cash at end of year	2010-12-31	$-5,678
Total non interest bearing cash at beginning of year	2010-12-31	$-17,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$793,435
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$31,164,082
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$30,370,647
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$8,636,063
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$8,456,065
Investment advisory and management fees	2010-12-31	$262,353
Income. Interest from US Government securities	2010-12-31	$97,492
Income. Interest from corporate debt instruments	2010-12-31	$164,364
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$730,748
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$703,986
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$703,986
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$295
Asset value of US Government securities at end of year	2010-12-31	$4,049,308
Asset value of US Government securities at beginning of year	2010-12-31	$3,726,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,837,601
Employer contributions (assets) at end of year	2010-12-31	$1,341,333
Employer contributions (assets) at beginning of year	2010-12-31	$1,398,694
Income. Dividends from preferred stock	2010-12-31	$856
Income. Dividends from common stock	2010-12-31	$274,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,794,173
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$3,029,805
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$3,747,139
Contract administrator fees	2010-12-31	$170,340
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$13,489,913
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$12,460,074
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$29,951,296
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$29,840,098
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HARPER & PEARSON COMPANY, P.C.
Accountancy firm EIN	2010-12-31	741695589

Form 5500 Responses for UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN

2013: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Mulitple employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: UNITED WAY OF THE TEXAS GULF COAST CASH BALANCE PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	UNITED WAY OF GREATER HOUSTON
Employer identification number (EIN):	741167964
NAIC Classification:	813000
NAIC Description:	Religious, Grantmaking, Civic, Professional, and Similar Organizations

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1951-07-05
Company Identification Number:	0010716401
Legal Registered Office Address:	50 WAUGH DR HOUSTON United States of America (USA) 77007