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UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN 401k Plan overview

Plan NameUNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN
Plan identification number 001

UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

UNITED WAY OF KENOSHA COUNTY, INC. has sponsored the creation of one or more 401k plans.

Company Name:UNITED WAY OF KENOSHA COUNTY, INC.
Employer identification number (EIN):390806285
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01BETH GRIFFEN2023-07-18 BETH GRIFFEN2023-07-18
0012021-01-01SHERRY WESTHOFF2022-07-22 SHERRY WESTHOFF2022-07-22
0012020-01-01SHERRY WESTHOFF2021-07-22 SHERRY WESTHOFF2021-07-22
0012019-01-01SHERRY WESTHOFF2020-07-23 SHERRY WESTHOFF2020-07-23
0012018-01-01SHERRY WESTHOFF2019-07-23 SHERRY WESTHOFF2019-07-23
0012017-01-01SHERRY WESTHOFF2018-07-25 SHERRY WESTHOFF2018-07-25
0012016-01-01SHERRY WESTHOFF2017-07-31 SHERRY WESTHOFF2017-07-31
0012015-01-01SHERRY WESTHOFF2016-07-20 SHERRY WESTHOFF2016-07-20
0012014-01-01SHERRY WESTHOFF2015-06-15 SHERRY WESTHOFF2015-06-15
0012013-01-01SHERRY WESTHOFF2014-08-15
0012012-01-01SHERRY WESTHOFF2013-06-13
0012011-01-01BRYAN ALBRECHT
0012010-01-01KATHERINE MARKS
0012009-01-01KATHERINE MARKS

Plan Statistics for UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN

401k plan membership statisitcs for UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN

Measure Date Value
2011: UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0110
Total number of active participants reported on line 7a of the Form 55002011-01-0111
Total of all active and inactive participants2011-01-0111
Total participants2011-01-0111
Number of participants with account balances2011-01-0111
2010: UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0111
Total number of active participants reported on line 7a of the Form 55002010-01-0110
Total of all active and inactive participants2010-01-0110
Total participants2010-01-0110
Number of participants with account balances2010-01-0110
2009: UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0112
Total number of active participants reported on line 7a of the Form 55002009-01-0112
Total of all active and inactive participants2009-01-0112
Total participants2009-01-0112
Number of participants with account balances2009-01-0112

Financial Data on UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN

Measure Date Value
2011 : UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN 2011 401k financial data
Total income from all sources2011-12-31$6,878
Expenses. Total of all expenses incurred2011-12-31$4,193
Benefits paid (including direct rollovers)2011-12-31$4,000
Total plan assets at end of year2011-12-31$265,082
Total plan assets at beginning of year2011-12-31$262,397
Total contributions received or receivable from participants2011-12-31$5,038
Other income received2011-12-31$-1,794
Net income (gross income less expenses)2011-12-31$2,685
Net plan assets at end of year (total assets less liabilities)2011-12-31$265,082
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$262,397
Total contributions received or receivable from employer(s)2011-12-31$3,634
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$193
2010 : UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN 2010 401k financial data
Total income from all sources2010-12-31$25,834
Expenses. Total of all expenses incurred2010-12-31$9,858
Benefits paid (including direct rollovers)2010-12-31$9,559
Total plan assets at end of year2010-12-31$262,397
Total plan assets at beginning of year2010-12-31$246,421
Total contributions received or receivable from participants2010-12-31$5,528
Other income received2010-12-31$16,329
Net income (gross income less expenses)2010-12-31$15,976
Net plan assets at end of year (total assets less liabilities)2010-12-31$262,397
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$246,421
Total contributions received or receivable from employer(s)2010-12-31$3,977
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$299

Form 5500 Responses for UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN

2011: UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: UNITED WAY OF KENOSHA COUNTY TAX SHELTERED ANNUITY 403B PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number011180001
Policy instance 1
Insurance contract or identification number011180001
Number of Individuals Covered11
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $224
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number011180001
Policy instance 1
Insurance contract or identification number011180001
Number of Individuals Covered10
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $184
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $184
Insurance broker organization code?3
Insurance broker nameJANET FRANZ

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