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UBS FINANCIAL SERVICES INC. PENSION PLAN 401k Plan overview

Plan NameUBS FINANCIAL SERVICES INC. PENSION PLAN
Plan identification number 001

UBS FINANCIAL SERVICES INC. PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

UBS FINANCIAL SERVICES INC. has sponsored the creation of one or more 401k plans.

Company Name:UBS FINANCIAL SERVICES INC.
Employer identification number (EIN):132638166
NAIC Classification:523120
NAIC Description:Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UBS FINANCIAL SERVICES INC. PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01MICHAEL O'CONNOR2023-10-12
0012021-01-01MICHAEL O'CONNOR2022-10-12
0012020-01-01MICHAEL O'CONNOR2021-10-14
0012019-01-01MICHAEL O'CONNOR2020-10-14
0012018-01-01MICHAEL O' CONNOR2019-10-14
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01MICHAEL O' CONNOR
0012014-01-01MICHAEL O' CONNOR
0012013-01-01FILED WITH AUTHORIZED SIGNATURE
0012012-01-01CARMELLI MARIFOSQUE
0012011-01-01LINDA MILLER
0012010-01-01MATTHEW LEVITAN
0012009-01-01ROBERT MCCORMICK ROBERT MCCORMICK2010-10-15

Plan Statistics for UBS FINANCIAL SERVICES INC. PENSION PLAN

401k plan membership statisitcs for UBS FINANCIAL SERVICES INC. PENSION PLAN

Measure Date Value
2022: UBS FINANCIAL SERVICES INC. PENSION PLAN 2022 401k membership
Market value of plan assets2022-12-31880,333,145
Acturial value of plan assets2022-12-31880,333,145
Funding target for retired participants and beneficiaries receiving payment2022-12-31457,157,516
Number of terminated vested participants2022-12-312,713
Fundng target for terminated vested participants2022-12-31117,424,085
Active participant vested funding target2022-12-3151,606,944
Number of active participants2022-12-311,230
Total funding liabilities for active participants2022-12-3151,606,944
Total participant count2022-12-319,315
Total funding target for all participants2022-12-31626,188,545
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-31150,135,931
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-31150,135,931
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-31157,387,496
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-312,249,207
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-019,267
Total number of active participants reported on line 7a of the Form 55002022-01-011,124
Number of retired or separated participants receiving benefits2022-01-014,104
Number of other retired or separated participants entitled to future benefits2022-01-012,445
Total of all active and inactive participants2022-01-017,673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011,133
Total participants2022-01-018,806
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UBS FINANCIAL SERVICES INC. PENSION PLAN 2021 401k membership
Market value of plan assets2021-12-31911,824,811
Acturial value of plan assets2021-12-31911,824,811
Funding target for retired participants and beneficiaries receiving payment2021-12-31469,541,184
Number of terminated vested participants2021-12-312,910
Fundng target for terminated vested participants2021-12-31122,427,502
Active participant vested funding target2021-12-3156,831,472
Number of active participants2021-12-311,194
Total funding liabilities for active participants2021-12-3156,831,472
Total participant count2021-12-319,814
Total funding target for all participants2021-12-31648,800,158
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-31132,418,355
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-31132,418,355
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-31150,135,931
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-312,602,605
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-019,651
Total number of active participants reported on line 7a of the Form 55002021-01-011,230
Number of retired or separated participants receiving benefits2021-01-014,284
Number of other retired or separated participants entitled to future benefits2021-01-012,713
Total of all active and inactive participants2021-01-018,227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011,040
Total participants2021-01-019,267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UBS FINANCIAL SERVICES INC. PENSION PLAN 2020 401k membership
Market value of plan assets2020-12-31870,324,564
Acturial value of plan assets2020-12-31870,324,564
Funding target for retired participants and beneficiaries receiving payment2020-12-31497,104,524
Number of terminated vested participants2020-12-313,094
Fundng target for terminated vested participants2020-12-31132,408,164
Active participant vested funding target2020-12-3162,786,254
Number of active participants2020-12-311,306
Total funding liabilities for active participants2020-12-3162,786,254
Total participant count2020-12-3110,177
Total funding target for all participants2020-12-31692,298,942
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-31117,676,442
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-317,014,270
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-31110,662,172
Present value of excess contributions2020-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-31132,418,355
Total employer contributions2020-12-310
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-312,494,737
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-310
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-0110,009
Total number of active participants reported on line 7a of the Form 55002020-01-011,194
Number of retired or separated participants receiving benefits2020-01-014,536
Number of other retired or separated participants entitled to future benefits2020-01-012,910
Total of all active and inactive participants2020-01-018,640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011,010
Total participants2020-01-019,650
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UBS FINANCIAL SERVICES INC. PENSION PLAN 2019 401k membership
Market value of plan assets2019-12-31788,834,384
Acturial value of plan assets2019-12-31788,834,384
Funding target for retired participants and beneficiaries receiving payment2019-12-31505,974,666
Number of terminated vested participants2019-12-313,214
Fundng target for terminated vested participants2019-12-31130,853,839
Active participant vested funding target2019-12-3168,551,796
Number of active participants2019-12-311,461
Total funding liabilities for active participants2019-12-3168,551,796
Total participant count2019-12-3110,480
Total funding target for all participants2019-12-31705,380,301
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-31121,365,967
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-31121,365,967
Present value of excess contributions2019-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-31117,676,442
Total employer contributions2019-12-310
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-311,453,555
Net shortfall amortization installment of oustanding balance2019-12-3134,222,359
Total funding amount beforereflecting carryover/prefunding balances2019-12-317,014,270
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-317,014,270
Additional cash requirement2019-12-310
Contributions allocatedtoward minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-0110,313
Total number of active participants reported on line 7a of the Form 55002019-01-011,306
Number of retired or separated participants receiving benefits2019-01-014,609
Number of other retired or separated participants entitled to future benefits2019-01-013,093
Total of all active and inactive participants2019-01-019,008
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011,007
Total participants2019-01-0110,015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UBS FINANCIAL SERVICES INC. PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-31886,432,822
Acturial value of plan assets2018-12-31886,432,822
Funding target for retired participants and beneficiaries receiving payment2018-12-31513,332,058
Number of terminated vested participants2018-12-313,411
Fundng target for terminated vested participants2018-12-31134,913,713
Active participant vested funding target2018-12-3160,258,254
Number of active participants2018-12-311,585
Total funding liabilities for active participants2018-12-3160,258,254
Total participant count2018-12-3110,859
Total funding target for all participants2018-12-31708,504,025
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-31104,969,700
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-31104,969,700
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-31121,365,967
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-312,348,116
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-310
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-0110,690
Total number of active participants reported on line 7a of the Form 55002018-01-011,461
Number of retired or separated participants receiving benefits2018-01-014,654
Number of other retired or separated participants entitled to future benefits2018-01-013,214
Total of all active and inactive participants2018-01-019,329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01984
Total participants2018-01-0110,313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UBS FINANCIAL SERVICES INC. PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-31836,550,776
Acturial value of plan assets2017-12-31836,550,776
Funding target for retired participants and beneficiaries receiving payment2017-12-31495,505,211
Number of terminated vested participants2017-12-313,571
Fundng target for terminated vested participants2017-12-31130,606,752
Active participant vested funding target2017-12-3162,497,744
Number of active participants2017-12-311,748
Total funding liabilities for active participants2017-12-3162,497,744
Total participant count2017-12-3111,176
Total funding target for all participants2017-12-31688,609,707
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-3199,000,000
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-3199,000,000
Present value of excess contributions2017-12-3154,524,242
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-3157,746,625
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-31104,969,700
Total employer contributions2017-12-310
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-313,222,616
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-0111,010
Total number of active participants reported on line 7a of the Form 55002017-01-011,585
Number of retired or separated participants receiving benefits2017-01-014,685
Number of other retired or separated participants entitled to future benefits2017-01-013,411
Total of all active and inactive participants2017-01-019,681
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011,009
Total participants2017-01-0110,690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: UBS FINANCIAL SERVICES INC. PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-31800,359,303
Acturial value of plan assets2016-12-31800,359,303
Funding target for retired participants and beneficiaries receiving payment2016-12-31498,372,563
Number of terminated vested participants2016-12-313,727
Fundng target for terminated vested participants2016-12-31131,114,307
Active participant vested funding target2016-12-3164,769,669
Number of active participants2016-12-311,915
Total funding liabilities for active participants2016-12-3164,769,669
Total participant count2016-12-3111,463
Total funding target for all participants2016-12-31694,256,539
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-31166,938,554
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31177,288,744
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-3199,000,000
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-3199,000,000
Total employer contributions2016-12-3160,000,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-3154,524,242
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-316,781,341
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-3154,524,242
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-0111,311
Total number of active participants reported on line 7a of the Form 55002016-01-011,748
Number of retired or separated participants receiving benefits2016-01-014,724
Number of other retired or separated participants entitled to future benefits2016-01-013,571
Total of all active and inactive participants2016-01-0110,043
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01967
Total participants2016-01-0111,010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: UBS FINANCIAL SERVICES INC. PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0111,507
Total number of active participants reported on line 7a of the Form 55002015-01-011,915
Number of retired or separated participants receiving benefits2015-01-014,767
Number of other retired or separated participants entitled to future benefits2015-01-013,727
Total of all active and inactive participants2015-01-0110,409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01902
Total participants2015-01-0111,311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: UBS FINANCIAL SERVICES INC. PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0111,665
Total number of active participants reported on line 7a of the Form 55002014-01-012,138
Number of retired or separated participants receiving benefits2014-01-014,712
Number of other retired or separated participants entitled to future benefits2014-01-013,825
Total of all active and inactive participants2014-01-0110,675
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01832
Total participants2014-01-0111,507
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: UBS FINANCIAL SERVICES INC. PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0115,863
Total number of active participants reported on line 7a of the Form 55002013-01-012,350
Number of retired or separated participants receiving benefits2013-01-014,660
Number of other retired or separated participants entitled to future benefits2013-01-013,826
Total of all active and inactive participants2013-01-0110,836
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01829
Total participants2013-01-0111,665
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: UBS FINANCIAL SERVICES INC. PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0116,139
Total number of active participants reported on line 7a of the Form 55002012-01-012,534
Number of retired or separated participants receiving benefits2012-01-014,504
Number of other retired or separated participants entitled to future benefits2012-01-018,000
Total of all active and inactive participants2012-01-0115,038
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01825
Total participants2012-01-0115,863
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UBS FINANCIAL SERVICES INC. PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0116,382
Total number of active participants reported on line 7a of the Form 55002011-01-012,820
Number of retired or separated participants receiving benefits2011-01-014,151
Number of other retired or separated participants entitled to future benefits2011-01-018,397
Total of all active and inactive participants2011-01-0115,368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01771
Total participants2011-01-0116,139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: UBS FINANCIAL SERVICES INC. PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0116,489
Total number of active participants reported on line 7a of the Form 55002010-01-013,105
Number of retired or separated participants receiving benefits2010-01-013,937
Number of other retired or separated participants entitled to future benefits2010-01-018,615
Total of all active and inactive participants2010-01-0115,657
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-01725
Total participants2010-01-0116,382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: UBS FINANCIAL SERVICES INC. PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0116,744
Total number of active participants reported on line 7a of the Form 55002009-01-013,435
Number of retired or separated participants receiving benefits2009-01-013,638
Number of other retired or separated participants entitled to future benefits2009-01-018,784
Total of all active and inactive participants2009-01-0115,857
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01632
Total participants2009-01-0116,489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UBS FINANCIAL SERVICES INC. PENSION PLAN

Measure Date Value
2022 : UBS FINANCIAL SERVICES INC. PENSION PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-144,781,883
Total unrealized appreciation/depreciation of assets2022-12-31$-144,781,883
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$3,092,183
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,487,636
Total income from all sources (including contributions)2022-12-31$-164,336,944
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$73,811,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$69,434,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$644,273,568
Value of total assets at beginning of year2022-12-31$880,817,852
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,377,749
Total interest from all sources2022-12-31$19,310,552
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,399,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$1,107,219
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$100,000,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$5,400,491
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$5,089,525
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$3,092,183
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$1,487,636
Other income not declared elsewhere2022-12-31$14,636
Administrative expenses (other) incurred2022-12-31$822,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-238,148,831
Value of net assets at end of year (total assets less liabilities)2022-12-31$641,181,385
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$879,330,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$1
Investment advisory and management fees2022-12-31$1,841,786
Interest earned on other investments2022-12-31$391,598
Income. Interest from US Government securities2022-12-31$553,102
Income. Interest from corporate debt instruments2022-12-31$18,353,644
Value of interest in common/collective trusts at end of year2022-12-31$15,071,604
Value of interest in common/collective trusts at beginning of year2022-12-31$20,016,361
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$24,370,092
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$24,221,285
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$24,221,285
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$12,208
Asset value of US Government securities at end of year2022-12-31$111,996,268
Asset value of US Government securities at beginning of year2022-12-31$148,725,504
Net investment gain or loss from common/collective trusts2022-12-31$-40,280,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Income. Dividends from preferred stock2022-12-31$35,932
Income. Dividends from common stock2022-12-31$1,363,932
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$69,434,138
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$407,953,357
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$573,008,357
Contract administrator fees2022-12-31$606,366
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$79,481,756
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$109,756,819
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ERNST AND YOUNG
Accountancy firm EIN2022-12-31346565596
2021 : UBS FINANCIAL SERVICES INC. PENSION PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$15,320,574
Total unrealized appreciation/depreciation of assets2021-12-31$15,320,574
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,487,636
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$2,245,178
Total income from all sources (including contributions)2021-12-31$44,906,283
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$76,599,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$71,577,234
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$880,817,852
Value of total assets at beginning of year2021-12-31$913,268,954
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$5,022,609
Total interest from all sources2021-12-31$18,969,813
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,199,177
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$1,124,701
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$5,089,525
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$5,943,853
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$1,487,636
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$2,245,178
Other income not declared elsewhere2021-12-31$6,915
Administrative expenses (other) incurred2021-12-31$841,817
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-31,693,560
Value of net assets at end of year (total assets less liabilities)2021-12-31$879,330,216
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$911,023,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$1
Assets. partnership/joint venture interests at beginning of year2021-12-31$120
Investment advisory and management fees2021-12-31$2,400,418
Interest earned on other investments2021-12-31$175,702
Income. Interest from US Government securities2021-12-31$251,637
Income. Interest from corporate debt instruments2021-12-31$18,536,776
Value of interest in common/collective trusts at end of year2021-12-31$20,016,361
Value of interest in common/collective trusts at beginning of year2021-12-31$46,399,226
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$24,221,285
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$34,910,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$34,910,979
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$5,698
Asset value of US Government securities at end of year2021-12-31$148,725,504
Asset value of US Government securities at beginning of year2021-12-31$16,672,286
Net investment gain or loss from common/collective trusts2021-12-31$8,409,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Income. Dividends from preferred stock2021-12-31$13,267
Income. Dividends from common stock2021-12-31$2,185,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$71,577,234
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$573,008,357
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$577,557,279
Contract administrator fees2021-12-31$655,673
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$109,756,819
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$231,785,211
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST AND YOUNG
Accountancy firm EIN2021-12-31346565596
2020 : UBS FINANCIAL SERVICES INC. PENSION PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$86,500,068
Total unrealized appreciation/depreciation of assets2020-12-31$86,500,068
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,245,178
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,677,749
Total income from all sources (including contributions)2020-12-31$114,409,855
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$72,861,958
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$67,862,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$913,268,954
Value of total assets at beginning of year2020-12-31$871,153,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,999,642
Total interest from all sources2020-12-31$20,183,829
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,106,732
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$541
Administrative expenses professional fees incurred2020-12-31$991,620
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$5,943,853
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$5,883,128
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$2,245,178
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$1,677,749
Other income not declared elsewhere2020-12-31$63,996
Administrative expenses (other) incurred2020-12-31$1,185,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$41,547,897
Value of net assets at end of year (total assets less liabilities)2020-12-31$911,023,776
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$869,475,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$120
Assets. partnership/joint venture interests at beginning of year2020-12-31$5,871
Investment advisory and management fees2020-12-31$2,196,880
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$42,415,696
Interest earned on other investments2020-12-31$146,324
Income. Interest from US Government securities2020-12-31$202,879
Income. Interest from corporate debt instruments2020-12-31$19,786,980
Value of interest in common/collective trusts at end of year2020-12-31$46,399,226
Value of interest in common/collective trusts at beginning of year2020-12-31$43,559,764
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$34,910,979
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$23,729,664
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$23,729,664
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$47,646
Asset value of US Government securities at end of year2020-12-31$16,672,286
Asset value of US Government securities at beginning of year2020-12-31$27,538,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,093,103
Net investment gain or loss from common/collective trusts2020-12-31$4,462,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Income. Dividends from preferred stock2020-12-31$262
Income. Dividends from common stock2020-12-31$2,105,929
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$67,862,316
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$577,557,279
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$546,835,523
Contract administrator fees2020-12-31$625,342
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$231,785,211
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$181,185,397
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31ERNST AND YOUNG
Accountancy firm EIN2020-12-31346565596
2019 : UBS FINANCIAL SERVICES INC. PENSION PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$108,587,232
Total unrealized appreciation/depreciation of assets2019-12-31$108,587,232
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,677,749
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,031,085
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,031,085
Total income from all sources (including contributions)2019-12-31$151,176,772
Total income from all sources (including contributions)2019-12-31$151,176,772
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$69,798,126
Total of all expenses incurred2019-12-31$69,798,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$64,770,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$64,770,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$871,153,628
Value of total assets at end of year2019-12-31$871,153,628
Value of total assets at beginning of year2019-12-31$789,128,318
Value of total assets at beginning of year2019-12-31$789,128,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,027,742
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,027,742
Total interest from all sources2019-12-31$22,199,644
Total interest from all sources2019-12-31$22,199,644
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,823,189
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$691,404
Administrative expenses professional fees incurred2019-12-31$906,434
Administrative expenses professional fees incurred2019-12-31$906,434
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$100,000,000
Value of fidelity bond cover2019-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$5,883,128
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$5,883,128
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$6,478,035
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$6,478,035
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,677,749
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$1,677,749
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$1,031,085
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$1,031,085
Other income not declared elsewhere2019-12-31$156,705
Administrative expenses (other) incurred2019-12-31$1,162,359
Administrative expenses (other) incurred2019-12-31$1,162,359
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$81,378,646
Value of net income/loss2019-12-31$81,378,646
Value of net assets at end of year (total assets less liabilities)2019-12-31$869,475,879
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$788,097,233
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$788,097,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$5,871
Assets. partnership/joint venture interests at end of year2019-12-31$5,871
Assets. partnership/joint venture interests at beginning of year2019-12-31$9,643
Assets. partnership/joint venture interests at beginning of year2019-12-31$9,643
Investment advisory and management fees2019-12-31$2,190,123
Investment advisory and management fees2019-12-31$2,190,123
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$42,415,696
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$42,415,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$36,948,882
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$36,948,882
Interest earned on other investments2019-12-31$411,199
Interest earned on other investments2019-12-31$411,199
Income. Interest from US Government securities2019-12-31$695,511
Income. Interest from US Government securities2019-12-31$695,511
Income. Interest from corporate debt instruments2019-12-31$20,933,689
Income. Interest from corporate debt instruments2019-12-31$20,933,689
Value of interest in common/collective trusts at end of year2019-12-31$43,559,764
Value of interest in common/collective trusts at end of year2019-12-31$43,559,764
Value of interest in common/collective trusts at beginning of year2019-12-31$35,818,291
Value of interest in common/collective trusts at beginning of year2019-12-31$35,818,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$23,729,664
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$23,729,664
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$19,812,071
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$19,812,071
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$19,812,071
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$19,812,071
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$159,245
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$159,245
Asset value of US Government securities at end of year2019-12-31$27,538,585
Asset value of US Government securities at end of year2019-12-31$27,538,585
Asset value of US Government securities at beginning of year2019-12-31$33,355,320
Asset value of US Government securities at beginning of year2019-12-31$33,355,320
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,478,381
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,478,381
Net investment gain or loss from common/collective trusts2019-12-31$7,931,621
Net investment gain or loss from common/collective trusts2019-12-31$7,931,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from preferred stock2019-12-31$-54
Income. Dividends from preferred stock2019-12-31$-54
Income. Dividends from common stock2019-12-31$2,131,839
Income. Dividends from common stock2019-12-31$2,131,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$64,770,384
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$64,770,384
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$546,835,523
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$546,835,523
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$516,284,138
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$516,284,138
Contract administrator fees2019-12-31$768,826
Contract administrator fees2019-12-31$768,826
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$181,185,397
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$181,185,397
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$140,421,938
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$140,421,938
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31ERNST AND YOUNG
Accountancy firm name2019-12-31ERNST AND YOUNG
Accountancy firm EIN2019-12-31346565596
Accountancy firm EIN2019-12-31346565596
2018 : UBS FINANCIAL SERVICES INC. PENSION PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-22,352,925
Total unrealized appreciation/depreciation of assets2018-12-31$-22,352,925
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,031,085
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$4,062,570
Total income from all sources (including contributions)2018-12-31$-20,604,282
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$76,931,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$71,770,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$789,128,318
Value of total assets at beginning of year2018-12-31$889,695,561
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,161,200
Total interest from all sources2018-12-31$19,611,341
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,580,789
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$698,081
Administrative expenses professional fees incurred2018-12-31$813,570
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$6,478,035
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$3,735,564
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$1,031,085
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$3,262,739
Other income not declared elsewhere2018-12-31$185,758
Administrative expenses (other) incurred2018-12-31$931,034
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$799,831
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-97,535,758
Value of net assets at end of year (total assets less liabilities)2018-12-31$788,097,233
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$885,632,991
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$9,643
Assets. partnership/joint venture interests at beginning of year2018-12-31$11,793
Investment advisory and management fees2018-12-31$2,993,157
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$36,948,882
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$81,459,495
Interest earned on other investments2018-12-31$2,895,905
Income. Interest from US Government securities2018-12-31$941,979
Income. Interest from corporate debt instruments2018-12-31$15,652,378
Value of interest in common/collective trusts at end of year2018-12-31$35,818,291
Value of interest in common/collective trusts at beginning of year2018-12-31$206,549,122
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$19,812,071
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$27,101,138
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$27,101,138
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$121,079
Asset value of US Government securities at end of year2018-12-31$33,355,320
Asset value of US Government securities at beginning of year2018-12-31$42,506,598
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-10,867,936
Net investment gain or loss from common/collective trusts2018-12-31$-10,761,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from preferred stock2018-12-31$21,799
Income. Dividends from common stock2018-12-31$2,860,909
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$71,770,276
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$516,284,138
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$230,101,121
Contract administrator fees2018-12-31$423,439
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$140,421,938
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$298,230,730
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31ERNST AND YOUNG
Accountancy firm EIN2018-12-31346565596
2017 : UBS FINANCIAL SERVICES INC. PENSION PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$62,119,892
Total unrealized appreciation/depreciation of assets2017-12-31$62,119,892
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,062,570
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$3,536,845
Total income from all sources (including contributions)2017-12-31$122,093,850
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$74,647,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$69,364,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$889,695,561
Value of total assets at beginning of year2017-12-31$841,723,402
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,283,341
Total interest from all sources2017-12-31$11,780,437
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$4,375,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$895,023
Administrative expenses professional fees incurred2017-12-31$909,092
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$3,735,564
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$3,059,155
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$3,262,739
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$3,536,845
Other income not declared elsewhere2017-12-31$153,802
Administrative expenses (other) incurred2017-12-31$763,125
Liabilities. Value of operating payables at end of year2017-12-31$799,831
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$47,446,434
Value of net assets at end of year (total assets less liabilities)2017-12-31$885,632,991
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$838,186,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$11,793
Assets. partnership/joint venture interests at beginning of year2017-12-31$51,316
Investment advisory and management fees2017-12-31$3,038,202
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$81,459,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$86,086,265
Interest earned on other investments2017-12-31$4,416,591
Income. Interest from US Government securities2017-12-31$512,834
Income. Interest from corporate debt instruments2017-12-31$6,815,529
Value of interest in common/collective trusts at end of year2017-12-31$206,549,122
Value of interest in common/collective trusts at beginning of year2017-12-31$198,994,509
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$27,101,138
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$20,115,325
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$20,115,325
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$35,483
Asset value of US Government securities at end of year2017-12-31$42,506,598
Asset value of US Government securities at beginning of year2017-12-31$32,170,057
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$22,086,496
Net investment gain or loss from common/collective trusts2017-12-31$21,577,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$60,000,000
Income. Dividends from preferred stock2017-12-31$4,613
Income. Dividends from common stock2017-12-31$3,476,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$69,364,075
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$230,101,121
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$188,241,357
Contract administrator fees2017-12-31$572,922
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$298,230,730
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$253,005,418
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31ERNST AND YOUNG
Accountancy firm EIN2017-12-31346565596
2016 : UBS FINANCIAL SERVICES INC. PENSION PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$18,537,103
Total unrealized appreciation/depreciation of assets2016-12-31$18,537,103
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$3,536,845
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4,657,719
Total income from all sources (including contributions)2016-12-31$103,331,808
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$70,676,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$65,379,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$60,000,000
Value of total assets at end of year2016-12-31$841,723,402
Value of total assets at beginning of year2016-12-31$810,189,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,297,507
Total interest from all sources2016-12-31$9,616,137
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,719,336
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,250,384
Administrative expenses professional fees incurred2016-12-31$1,406,731
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$3,059,155
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$3,396,805
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$3,536,845
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$4,177,361
Other income not declared elsewhere2016-12-31$201,687
Administrative expenses (other) incurred2016-12-31$1,972,347
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$480,358
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$32,655,100
Value of net assets at end of year (total assets less liabilities)2016-12-31$838,186,557
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$805,531,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$51,316
Assets. partnership/joint venture interests at beginning of year2016-12-31$124,445
Investment advisory and management fees2016-12-31$1,918,429
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$86,086,265
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$78,356,868
Interest earned on other investments2016-12-31$3,804,932
Income. Interest from US Government securities2016-12-31$364,572
Income. Interest from corporate debt instruments2016-12-31$5,436,021
Value of interest in common/collective trusts at end of year2016-12-31$198,994,509
Value of interest in common/collective trusts at beginning of year2016-12-31$130,784,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$20,115,325
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$37,150,658
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$37,150,658
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$10,612
Asset value of US Government securities at end of year2016-12-31$32,170,057
Asset value of US Government securities at beginning of year2016-12-31$27,592,890
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$6,407,372
Net investment gain or loss from common/collective trusts2016-12-31$3,850,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$60,000,000
Employer contributions (assets) at end of year2016-12-31$60,000,000
Employer contributions (assets) at beginning of year2016-12-31$170,430,000
Income. Dividends from preferred stock2016-12-31$3,011
Income. Dividends from common stock2016-12-31$3,465,941
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$65,379,201
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$188,241,357
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$127,068,651
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$253,005,418
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$235,284,270
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31ERNST AND YOUNG
Accountancy firm EIN2016-12-31346565596
2015 : UBS FINANCIAL SERVICES INC. PENSION PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-22,179,565
Total unrealized appreciation/depreciation of assets2015-12-31$-22,179,565
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$4,657,719
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,599,419
Total income from all sources (including contributions)2015-12-31$175,603,994
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$64,209,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$55,903,171
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$182,950,000
Value of total assets at end of year2015-12-31$810,189,176
Value of total assets at beginning of year2015-12-31$697,736,784
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$8,306,731
Total interest from all sources2015-12-31$14,833,559
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$3,396,805
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$5,173,801
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$4,177,361
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$3,126,895
Administrative expenses (other) incurred2015-12-31$8,306,731
Liabilities. Value of operating payables at end of year2015-12-31$480,358
Liabilities. Value of operating payables at beginning of year2015-12-31$472,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$111,394,092
Value of net assets at end of year (total assets less liabilities)2015-12-31$805,531,457
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$694,137,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$124,445
Assets. partnership/joint venture interests at beginning of year2015-12-31$193,227
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$78,356,868
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$238,700,818
Income. Interest from loans (other than to participants)2015-12-31$169,300
Interest earned on other investments2015-12-31$9,282,354
Income. Interest from US Government securities2015-12-31$642,324
Income. Interest from corporate debt instruments2015-12-31$4,705,850
Value of interest in common/collective trusts at end of year2015-12-31$130,784,589
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$37,150,658
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$18,201,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$18,201,766
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$33,731
Asset value of US Government securities at end of year2015-12-31$27,592,890
Asset value of US Government securities at beginning of year2015-12-31$32,264,914
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$182,950,000
Employer contributions (assets) at end of year2015-12-31$170,430,000
Employer contributions (assets) at beginning of year2015-12-31$37,560,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$55,903,171
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$127,068,651
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$129,329,716
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$235,284,270
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$236,312,542
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31ERNST AND YOUNG
Accountancy firm EIN2015-12-31346565596
2014 : UBS FINANCIAL SERVICES INC. PENSION PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-9,293,478
Total unrealized appreciation/depreciation of assets2014-12-31$-9,293,478
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,599,419
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$886,046
Total income from all sources (including contributions)2014-12-31$72,498,959
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$53,461,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$53,461,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$55,306,000
Value of total assets at end of year2014-12-31$697,736,784
Value of total assets at beginning of year2014-12-31$675,985,971
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$356,849
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$5,173,801
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$3,126,895
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Liabilities. Value of operating payables at end of year2014-12-31$472,524
Liabilities. Value of operating payables at beginning of year2014-12-31$886,046
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$19,037,440
Value of net assets at end of year (total assets less liabilities)2014-12-31$694,137,365
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$675,099,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$193,227
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$238,700,818
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Income. Interest from loans (other than to participants)2014-12-31$9,197
Interest earned on other investments2014-12-31$5,521
Income. Interest from US Government securities2014-12-31$91,716
Income. Interest from corporate debt instruments2014-12-31$250,373
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$609,309,971
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$18,201,766
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$42
Asset value of US Government securities at end of year2014-12-31$32,264,914
Asset value of US Government securities at beginning of year2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$55,306,000
Employer contributions (assets) at end of year2014-12-31$37,560,000
Employer contributions (assets) at beginning of year2014-12-31$66,676,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$53,461,519
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$129,329,716
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$236,312,542
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MITCHELL & TITUS
Accountancy firm EIN2014-12-31132781641
2013 : UBS FINANCIAL SERVICES INC. PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$886,046
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$372,314
Total income from all sources (including contributions)2013-12-31$135,601,845
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$262,512,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$262,512,329
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$85,837,000
Value of total assets at end of year2013-12-31$675,985,971
Value of total assets at beginning of year2013-12-31$802,382,723
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Liabilities. Value of operating payables at end of year2013-12-31$886,046
Liabilities. Value of operating payables at beginning of year2013-12-31$372,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-126,910,484
Value of net assets at end of year (total assets less liabilities)2013-12-31$675,099,925
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$802,010,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in master investment trust accounts at end of year2013-12-31$609,309,971
Value of interest in master investment trust accounts at beginning of year2013-12-31$796,276,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$85,837,000
Employer contributions (assets) at end of year2013-12-31$66,676,000
Employer contributions (assets) at beginning of year2013-12-31$6,106,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$262,512,329
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MITCHELL & TITUS
Accountancy firm EIN2013-12-31132781641
2012 : UBS FINANCIAL SERVICES INC. PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$372,314
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$631,172
Total income from all sources (including contributions)2012-12-31$118,980,448
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$56,589,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$56,589,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$18,874,687
Value of total assets at end of year2012-12-31$802,382,723
Value of total assets at beginning of year2012-12-31$740,250,417
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Liabilities. Value of operating payables at end of year2012-12-31$372,314
Liabilities. Value of operating payables at beginning of year2012-12-31$631,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$62,391,164
Value of net assets at end of year (total assets less liabilities)2012-12-31$802,010,409
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$739,619,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in master investment trust accounts at end of year2012-12-31$796,276,723
Value of interest in master investment trust accounts at beginning of year2012-12-31$739,610,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$18,874,687
Employer contributions (assets) at end of year2012-12-31$6,106,000
Employer contributions (assets) at beginning of year2012-12-31$640,313
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$56,589,284
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MITCHELL & TITUS
Accountancy firm EIN2012-12-31132781641
2011 : UBS FINANCIAL SERVICES INC. PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$631,172
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$78,365
Total income from all sources (including contributions)2011-12-31$45,461,073
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$52,970,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$52,970,397
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,640,313
Value of total assets at end of year2011-12-31$740,250,417
Value of total assets at beginning of year2011-12-31$747,206,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Liabilities. Value of operating payables at end of year2011-12-31$631,172
Liabilities. Value of operating payables at beginning of year2011-12-31$78,365
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-7,509,324
Value of net assets at end of year (total assets less liabilities)2011-12-31$739,619,245
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$747,128,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in master investment trust accounts at end of year2011-12-31$739,610,104
Value of interest in master investment trust accounts at beginning of year2011-12-31$747,206,934
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$5,640,313
Employer contributions (assets) at end of year2011-12-31$640,313
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$52,970,397
Did the plan have assets held for investment2011-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MITCHELL & TITUS
Accountancy firm EIN2011-12-31132781641
2010 : UBS FINANCIAL SERVICES INC. PENSION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$78,365
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$90,014
Total income from all sources (including contributions)2010-12-31$89,136,420
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$48,675,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$48,675,616
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,472,743
Value of total assets at end of year2010-12-31$747,206,934
Value of total assets at beginning of year2010-12-31$706,757,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Liabilities. Value of operating payables at end of year2010-12-31$78,365
Liabilities. Value of operating payables at beginning of year2010-12-31$90,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$40,460,804
Value of net assets at end of year (total assets less liabilities)2010-12-31$747,128,569
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$706,667,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in master investment trust accounts at end of year2010-12-31$747,206,934
Value of interest in master investment trust accounts at beginning of year2010-12-31$706,757,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$6,472,743
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$48,675,616
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MITCHELL & TITUS
Accountancy firm EIN2010-12-31132781641

Form 5500 Responses for UBS FINANCIAL SERVICES INC. PENSION PLAN

2022: UBS FINANCIAL SERVICES INC. PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UBS FINANCIAL SERVICES INC. PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UBS FINANCIAL SERVICES INC. PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UBS FINANCIAL SERVICES INC. PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UBS FINANCIAL SERVICES INC. PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UBS FINANCIAL SERVICES INC. PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UBS FINANCIAL SERVICES INC. PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UBS FINANCIAL SERVICES INC. PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UBS FINANCIAL SERVICES INC. PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UBS FINANCIAL SERVICES INC. PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UBS FINANCIAL SERVICES INC. PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UBS FINANCIAL SERVICES INC. PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UBS FINANCIAL SERVICES INC. PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UBS FINANCIAL SERVICES INC. PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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