UBS FINANCIAL SERVICES INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UBS FINANCIAL SERVICES INC. MIT UNIT D LARGE CAP GROWTH
| Measure | Date | Value |
|---|
| 2015 : UBS FINANCIAL SERVICES INC. MIT UNIT D LARGE CAP GROWTH 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-02-28 | $0 |
| Total transfer of assets to this plan | 2015-02-28 | $3,823 |
| Total transfer of assets from this plan | 2015-02-28 | $58,774,055 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-02-28 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-02-28 | $0 |
| Total income from all sources (including contributions) | 2015-02-28 | $-38,732 |
| Total loss/gain on sale of assets | 2015-02-28 | $0 |
| Total of all expenses incurred | 2015-02-28 | $192 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-02-28 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-02-28 | $0 |
| Value of total assets at end of year | 2015-02-28 | $0 |
| Value of total assets at beginning of year | 2015-02-28 | $58,809,156 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-02-28 | $192 |
| Total interest from all sources | 2015-02-28 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-02-28 | $-38,905 |
| Administrative expenses professional fees incurred | 2015-02-28 | $192 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-02-28 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-02-28 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-02-28 | $39,630 |
| Total non interest bearing cash at end of year | 2015-02-28 | $0 |
| Total non interest bearing cash at beginning of year | 2015-02-28 | $0 |
| Value of net income/loss | 2015-02-28 | $-38,924 |
| Value of net assets at end of year (total assets less liabilities) | 2015-02-28 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-02-28 | $58,809,156 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-02-28 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-02-28 | No |
| Value of interest in common/collective trusts at end of year | 2015-02-28 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2015-02-28 | $2,324,950 |
| Net investment gain or loss from common/collective trusts | 2015-02-28 | $173 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-02-28 | No |
| Income. Dividends from common stock | 2015-02-28 | $-38,905 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-02-28 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-02-28 | $56,444,576 |
| Did the plan have assets held for investment | 2015-02-28 | No |
| 2014 : UBS FINANCIAL SERVICES INC. MIT UNIT D LARGE CAP GROWTH 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $10,709,070 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $10,709,070 |
| Total transfer of assets to this plan | 2014-12-31 | $11,719,149 |
| Total transfer of assets from this plan | 2014-12-31 | $50,504,782 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $671,727 |
| Total income from all sources (including contributions) | 2014-12-31 | $11,128,426 |
| Total loss/gain on sale of assets | 2014-12-31 | $-674,350 |
| Total of all expenses incurred | 2014-12-31 | $387,546 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $58,809,156 |
| Value of total assets at beginning of year | 2014-12-31 | $87,525,636 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $387,546 |
| Total interest from all sources | 2014-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,088,211 |
| Administrative expenses professional fees incurred | 2014-12-31 | $1,686 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $772,658 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $39,630 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $81,862 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $671,727 |
| Other income not declared elsewhere | 2014-12-31 | $3,593 |
| Value of net income/loss | 2014-12-31 | $10,740,880 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $58,809,156 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $86,853,909 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $385,860 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $2,324,950 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $2,686,308 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $1,902 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Income. Dividends from common stock | 2014-12-31 | $1,088,211 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $56,444,576 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $83,984,808 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2014-12-31 | $46,078,294 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $46,752,644 |
| 2013 : UBS FINANCIAL SERVICES INC. MIT UNIT D LARGE CAP GROWTH 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $18,829,288 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $18,829,288 |
| Total transfer of assets to this plan | 2013-12-31 | $16,526,374 |
| Total transfer of assets from this plan | 2013-12-31 | $19,931,765 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $671,727 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $147,366 |
| Total income from all sources (including contributions) | 2013-12-31 | $23,209,771 |
| Total loss/gain on sale of assets | 2013-12-31 | $3,413,495 |
| Total of all expenses incurred | 2013-12-31 | $400,055 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $87,525,636 |
| Value of total assets at beginning of year | 2013-12-31 | $67,596,950 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $400,055 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $958,534 |
| Administrative expenses professional fees incurred | 2013-12-31 | $1,734 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $772,658 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $81,862 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $59,955 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $671,727 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $147,366 |
| Other income not declared elsewhere | 2013-12-31 | $6,585 |
| Value of net income/loss | 2013-12-31 | $22,809,716 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $86,853,909 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $67,449,584 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $398,321 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $2,686,308 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $660,057 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $1,869 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Income. Dividends from common stock | 2013-12-31 | $958,534 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $83,984,808 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $66,876,938 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2013-12-31 | $50,956,956 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $47,543,461 |
| 2012 : UBS FINANCIAL SERVICES INC. MIT UNIT D LARGE CAP GROWTH 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $7,466,954 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $7,466,954 |
| Total transfer of assets to this plan | 2012-12-31 | $4,135,859 |
| Total transfer of assets from this plan | 2012-12-31 | $4,792,586 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $147,366 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $79,574 |
| Total income from all sources (including contributions) | 2012-12-31 | $10,420,806 |
| Total loss/gain on sale of assets | 2012-12-31 | $1,702,479 |
| Total of all expenses incurred | 2012-12-31 | $377,379 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $67,596,950 |
| Value of total assets at beginning of year | 2012-12-31 | $58,142,458 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $377,379 |
| Total interest from all sources | 2012-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,249,071 |
| Administrative expenses professional fees incurred | 2012-12-31 | $1,960 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $59,955 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $54,724 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $147,366 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $79,574 |
| Administrative expenses (other) incurred | 2012-12-31 | $15,667 |
| Value of net income/loss | 2012-12-31 | $10,043,427 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $67,449,584 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $58,062,884 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $359,752 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $660,057 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $2,445,224 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $2,302 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Income. Dividends from common stock | 2012-12-31 | $1,249,071 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $66,876,938 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $55,642,510 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2012-12-31 | $38,813,112 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $37,110,633 |
| 2011 : UBS FINANCIAL SERVICES INC. MIT UNIT D LARGE CAP GROWTH 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-925,402 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-925,402 |
| Total transfer of assets to this plan | 2011-12-31 | $3,289,296 |
| Total transfer of assets from this plan | 2011-12-31 | $3,693,963 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $79,574 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $85,662 |
| Total income from all sources (including contributions) | 2011-12-31 | $-4,785,940 |
| Total loss/gain on sale of assets | 2011-12-31 | $-4,505,218 |
| Total of all expenses incurred | 2011-12-31 | $352,350 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $58,142,458 |
| Value of total assets at beginning of year | 2011-12-31 | $63,691,503 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $352,350 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $642,735 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $54,724 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $36,353 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $79,574 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $85,662 |
| Administrative expenses (other) incurred | 2011-12-31 | $-4,146 |
| Value of net income/loss | 2011-12-31 | $-5,138,290 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $58,062,884 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $63,605,841 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $356,496 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $2,445,224 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,870,224 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $1,945 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Income. Dividends from common stock | 2011-12-31 | $642,735 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $55,642,510 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $61,784,926 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $65,579,617 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $70,084,835 |
| 2010 : UBS FINANCIAL SERVICES INC. MIT UNIT D LARGE CAP GROWTH 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $8,783,365 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $8,783,365 |
| Total transfer of assets to this plan | 2010-12-31 | $1,411,569 |
| Total transfer of assets from this plan | 2010-12-31 | $89,003,144 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $85,662 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $485,314 |
| Total income from all sources (including contributions) | 2010-12-31 | $8,849,450 |
| Total loss/gain on sale of assets | 2010-12-31 | $-956,847 |
| Total of all expenses incurred | 2010-12-31 | $322,133 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $63,691,503 |
| Value of total assets at beginning of year | 2010-12-31 | $143,155,413 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $322,133 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,022,183 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $36,353 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $162,473 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $85,662 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $485,314 |
| Administrative expenses (other) incurred | 2010-12-31 | $-12,747 |
| Value of net income/loss | 2010-12-31 | $8,527,317 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $63,605,841 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $142,670,099 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $334,880 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $6,128,620 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,870,224 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,181,728 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $2 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $2 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $749 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Income. Dividends from common stock | 2010-12-31 | $1,022,183 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $61,784,926 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $135,682,590 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2010-12-31 | $51,806,770 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $52,763,617 |
