401k Plan data: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST plan

UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 401k Plan overview

Plan Name	UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST
Plan identification number	003

UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO has sponsored the creation of one or more 401k plans.

Company Name: UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

Employer identification number (EIN): 133074649

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2020-01-01 MICHAEL O'CONNOR 2021-09-28
003 2019-01-01 MICHAEL O'CONNOR 2020-09-15
003 2018-01-01 MICHAEL O'CONNOR 2019-09-13
003 2017-01-01
003 2016-01-01
003 2015-01-01
003 2015-01-01 MICHAEL O'CONNOR 2016-09-30
003 2014-01-01 MICHAEL O'CONNOR
003 2013-01-01 FILED WITH AUTHORIZED SIGNATURE
003 2012-01-01 FILED WITH AUTHORIZED SIGNATURE
003 2011-01-01 LOUIS DIMARIA
003 2009-01-01 ROBERT MCCORMICK ROBERT MCCORMICK 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2020-01-01	MICHAEL O'CONNOR	2021-09-28
003	2019-01-01	MICHAEL O'CONNOR	2020-09-15
003	2018-01-01	MICHAEL O'CONNOR	2019-09-13
003	2017-01-01
003	2016-01-01
003	2015-01-01
003	2015-01-01	MICHAEL O'CONNOR	2016-09-30
003	2014-01-01	MICHAEL O'CONNOR
003	2013-01-01	FILED WITH AUTHORIZED SIGNATURE
003	2012-01-01	FILED WITH AUTHORIZED SIGNATURE
003	2011-01-01	LOUIS DIMARIA
003	2009-01-01	ROBERT MCCORMICK		ROBERT MCCORMICK	2010-10-15

Plan Statistics for UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST

401k plan membership statisitcs for UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST

Measure Date Value
2020: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 244
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 160
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 70
Total of all active and inactive participants 2020-01-01 230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 5
Total participants 2020-01-01 235
Number of participants with account balances 2020-01-01 235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 5
2019: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 248
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 161
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 78
Total of all active and inactive participants 2019-01-01 239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 5
Total participants 2019-01-01 244
Number of participants with account balances 2019-01-01 244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 18
2018: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 275
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 182
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 63
Total of all active and inactive participants 2018-01-01 245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 4
Total participants 2018-01-01 249
Number of participants with account balances 2018-01-01 249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 8
2017: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 296
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 213
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 74
Total of all active and inactive participants 2017-01-01 287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 3
Total participants 2017-01-01 290
Number of participants with account balances 2017-01-01 287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 6
2016: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 330
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 208
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 85
Total of all active and inactive participants 2016-01-01 293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 3
Total participants 2016-01-01 296
Number of participants with account balances 2016-01-01 296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 9
2015: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 386
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 222
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 105
Total of all active and inactive participants 2015-01-01 327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 328
Number of participants with account balances 2015-01-01 328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 38
2014: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 410
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 305
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 88
Total of all active and inactive participants 2014-01-01 393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 395
Number of participants with account balances 2014-01-01 374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 7
2013: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 434
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 379
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 53
Total of all active and inactive participants 2013-01-01 432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 432
Number of participants with account balances 2013-01-01 410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 8
2012: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 437
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 377
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 49
Total of all active and inactive participants 2012-01-01 426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 426
Number of participants with account balances 2012-01-01 414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2011: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 446
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 385
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 52
Total of all active and inactive participants 2011-01-01 437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 437
Number of participants with account balances 2011-01-01 418
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 5
2009: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 452
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 426
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 38
Total of all active and inactive participants 2009-01-01 464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 464
Number of participants with account balances 2009-01-01 387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 12

Measure	Date	Value
2020: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	244
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	160
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	70
Total of all active and inactive participants	2020-01-01	230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	5
Total participants	2020-01-01	235
Number of participants with account balances	2020-01-01	235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	5
2019: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	248
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	161
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	78
Total of all active and inactive participants	2019-01-01	239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	5
Total participants	2019-01-01	244
Number of participants with account balances	2019-01-01	244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	18
2018: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	275
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	182
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	63
Total of all active and inactive participants	2018-01-01	245
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	4
Total participants	2018-01-01	249
Number of participants with account balances	2018-01-01	249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	8
2017: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	296
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	213
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	74
Total of all active and inactive participants	2017-01-01	287
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	3
Total participants	2017-01-01	290
Number of participants with account balances	2017-01-01	287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	6
2016: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	330
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	208
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	85
Total of all active and inactive participants	2016-01-01	293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	3
Total participants	2016-01-01	296
Number of participants with account balances	2016-01-01	296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	9
2015: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	386
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	222
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	105
Total of all active and inactive participants	2015-01-01	327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	328
Number of participants with account balances	2015-01-01	328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	38
2014: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	410
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	305
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	88
Total of all active and inactive participants	2014-01-01	393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	395
Number of participants with account balances	2014-01-01	374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	7
2013: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	434
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	379
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	53
Total of all active and inactive participants	2013-01-01	432
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	432
Number of participants with account balances	2013-01-01	410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	8
2012: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	437
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	377
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	49
Total of all active and inactive participants	2012-01-01	426
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	426
Number of participants with account balances	2012-01-01	414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2011: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	446
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	385
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	52
Total of all active and inactive participants	2011-01-01	437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	437
Number of participants with account balances	2011-01-01	418
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	5
2009: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	452
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	426
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	38
Total of all active and inactive participants	2009-01-01	464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	464
Number of participants with account balances	2009-01-01	387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	12

Financial Data on UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST

Measure	Date	Value
2020 : UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$214,203
Total unrealized appreciation/depreciation of assets	2020-12-31	$214,203
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$3,094
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$2,434
Total income from all sources (including contributions)	2020-12-31	$7,848,485
Total loss/gain on sale of assets	2020-12-31	$-45,097
Total of all expenses incurred	2020-12-31	$5,115,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$5,102,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,443,152
Value of total assets at end of year	2020-12-31	$49,991,375
Value of total assets at beginning of year	2020-12-31	$47,257,849
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$13,417
Total interest from all sources	2020-12-31	$75,521
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$907,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$820,168
Administrative expenses professional fees incurred	2020-12-31	$3,306
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$100,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,249,262
Participant contributions at end of year	2020-12-31	$718,659
Participant contributions at beginning of year	2020-12-31	$900,672
Participant contributions at end of year	2020-12-31	$18,867
Participant contributions at beginning of year	2020-12-31	$11,590
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$15,709
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$10,746
Liabilities. Value of operating payables at end of year	2020-12-31	$3,094
Liabilities. Value of operating payables at beginning of year	2020-12-31	$2,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,732,866
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$49,988,281
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$47,255,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$10,111
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$30,619,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$30,836,659
Interest on participant loans	2020-12-31	$38,143
Value of interest in common/collective trusts at end of year	2020-12-31	$9,851,921
Value of interest in common/collective trusts at beginning of year	2020-12-31	$7,121,794
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$5,382,958
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$5,304,380
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$5,304,380
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$37,378
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$3,000,304
Net investment gain or loss from common/collective trusts	2020-12-31	$1,252,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Assets. Invements in employer securities at end of year	2020-12-31	$1,661,391
Assets. Invements in employer securities at beginning of year	2020-12-31	$1,595,509
Contributions received in cash from employer	2020-12-31	$1,193,890
Employer contributions (assets) at end of year	2020-12-31	$555,832
Employer contributions (assets) at beginning of year	2020-12-31	$570,540
Income. Dividends from common stock	2020-12-31	$87,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$5,102,202
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$1,166,407
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$905,959
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$742,660
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$787,757
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2020-12-31	346565596
2019 : UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$21,689
Total unrealized appreciation/depreciation of assets	2019-12-31	$21,689
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$2,434
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$2,267
Total income from all sources (including contributions)	2019-12-31	$10,036,438
Total loss/gain on sale of assets	2019-12-31	$-3,706
Total of all expenses incurred	2019-12-31	$1,725,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,713,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,473,760
Value of total assets at end of year	2019-12-31	$47,257,849
Value of total assets at beginning of year	2019-12-31	$38,946,999
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$11,853
Total interest from all sources	2019-12-31	$170,959
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,056,465
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$971,457
Administrative expenses professional fees incurred	2019-12-31	$11,853
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$100,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,322,220
Participant contributions at end of year	2019-12-31	$900,672
Participant contributions at beginning of year	2019-12-31	$1,048,607
Participant contributions at end of year	2019-12-31	$11,590
Participant contributions at beginning of year	2019-12-31	$11,086
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$10,746
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$9,780
Liabilities. Value of operating payables at end of year	2019-12-31	$2,434
Liabilities. Value of operating payables at beginning of year	2019-12-31	$2,267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$8,310,683
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$47,255,415
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$38,944,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$30,836,659
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$14,329,675
Interest on participant loans	2019-12-31	$39,061
Value of interest in common/collective trusts at end of year	2019-12-31	$7,121,794
Value of interest in common/collective trusts at beginning of year	2019-12-31	$17,030,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$5,304,380
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$3,706,881
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$3,706,881
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$131,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,656,278
Net investment gain or loss from common/collective trusts	2019-12-31	$3,660,993
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$1,595,509
Assets. Invements in employer securities at beginning of year	2019-12-31	$1,478,680
Contributions received in cash from employer	2019-12-31	$1,151,540
Employer contributions (assets) at end of year	2019-12-31	$570,540
Employer contributions (assets) at beginning of year	2019-12-31	$640,105
Income. Dividends from common stock	2019-12-31	$85,008
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,713,902
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$905,959
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$692,161
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$582,621
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$586,327
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2019-12-31	346565596
2018 : UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-707,009
Total unrealized appreciation/depreciation of assets	2018-12-31	$-707,009
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$2,267
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$2,642
Total income from all sources (including contributions)	2018-12-31	$431,090
Total loss/gain on sale of assets	2018-12-31	$-78,445
Total of all expenses incurred	2018-12-31	$8,532,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$8,519,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,728,884
Value of total assets at end of year	2018-12-31	$38,946,999
Value of total assets at beginning of year	2018-12-31	$47,048,851
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$12,906
Total interest from all sources	2018-12-31	$161,899
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$788,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$695,009
Administrative expenses professional fees incurred	2018-12-31	$12,906
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$100,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,553,032
Participant contributions at end of year	2018-12-31	$1,048,607
Participant contributions at beginning of year	2018-12-31	$1,469,370
Participant contributions at end of year	2018-12-31	$11,086
Participant contributions at beginning of year	2018-12-31	$14,618
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$9,780
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$9,410
Liabilities. Value of operating payables at end of year	2018-12-31	$2,267
Liabilities. Value of operating payables at beginning of year	2018-12-31	$2,642
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-8,101,477
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$38,944,732
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$47,046,209
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$14,329,675
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$34,588,238
Interest on participant loans	2018-12-31	$48,642
Value of interest in common/collective trusts at end of year	2018-12-31	$17,030,024
Value of interest in common/collective trusts at beginning of year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$3,706,881
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$6,631,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$6,631,291
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$113,257
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,549,189
Net investment gain or loss from common/collective trusts	2018-12-31	$-913,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$1,478,680
Assets. Invements in employer securities at beginning of year	2018-12-31	$2,717,454
Contributions received in cash from employer	2018-12-31	$1,175,852
Employer contributions (assets) at end of year	2018-12-31	$640,105
Employer contributions (assets) at beginning of year	2018-12-31	$664,638
Income. Dividends from common stock	2018-12-31	$93,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$8,519,661
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$692,161
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$953,832
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$1,206,972
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$1,285,417
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2018-12-31	346565596
2017 : UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$396,109
Total unrealized appreciation/depreciation of assets	2017-12-31	$396,109
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$2,642
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$8,240,232
Total loss/gain on sale of assets	2017-12-31	$57,837
Total of all expenses incurred	2017-12-31	$4,388,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$4,374,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,391,257
Value of total assets at end of year	2017-12-31	$47,048,851
Value of total assets at beginning of year	2017-12-31	$43,194,533
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$14,424
Total interest from all sources	2017-12-31	$141,543
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$649,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$540,612
Administrative expenses professional fees incurred	2017-12-31	$14,424
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$100,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,332,791
Participant contributions at end of year	2017-12-31	$1,469,370
Participant contributions at beginning of year	2017-12-31	$1,528,362
Participant contributions at end of year	2017-12-31	$14,618
Participant contributions at beginning of year	2017-12-31	$12,236
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$9,410
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$6,554
Liabilities. Value of operating payables at end of year	2017-12-31	$2,642
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,851,676
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$47,046,209
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$43,194,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$34,588,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$30,596,796
Interest on participant loans	2017-12-31	$66,588
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$6,631,291
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$7,505,755
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$7,505,755
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$74,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$4,603,830
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$2,717,454
Assets. Invements in employer securities at beginning of year	2017-12-31	$2,883,092
Contributions received in cash from employer	2017-12-31	$1,058,466
Employer contributions (assets) at end of year	2017-12-31	$664,638
Employer contributions (assets) at beginning of year	2017-12-31	$661,738
Income. Dividends from common stock	2017-12-31	$109,044
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$4,374,132
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$953,832
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$1,216,208
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$1,158,371
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2017-12-31	346565596
2016 : UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$-585,878
Total unrealized appreciation/depreciation of assets	2016-12-31	$-585,878
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$4,134,659
Total loss/gain on sale of assets	2016-12-31	$-80,563
Total of all expenses incurred	2016-12-31	$4,025,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$4,043,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,283,364
Value of total assets at end of year	2016-12-31	$43,194,533
Value of total assets at beginning of year	2016-12-31	$43,084,974
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$-17,982
Total interest from all sources	2016-12-31	$97,309
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$919,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$758,059
Administrative expenses professional fees incurred	2016-12-31	$-17,982
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$100,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,324,449
Participant contributions at end of year	2016-12-31	$1,528,362
Participant contributions at beginning of year	2016-12-31	$1,678,613
Participant contributions at end of year	2016-12-31	$12,236
Participant contributions at beginning of year	2016-12-31	$15,421
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$6,554
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$80,788
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$109,559
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$43,194,533
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$43,084,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$30,596,796
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$30,599,179
Interest on participant loans	2016-12-31	$68,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$7,505,755
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$6,281,350
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$6,281,350
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$29,203
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,500,989
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$2,883,092
Assets. Invements in employer securities at beginning of year	2016-12-31	$3,570,375
Contributions received in cash from employer	2016-12-31	$958,915
Employer contributions (assets) at end of year	2016-12-31	$661,738
Employer contributions (assets) at beginning of year	2016-12-31	$859,248
Income. Dividends from common stock	2016-12-31	$161,379
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$4,043,082
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$975,850
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$1,056,413
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2016-12-31	346565596
2015 : UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-73,467
Total unrealized appreciation/depreciation of assets	2015-12-31	$-73,467
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$20,185
Total income from all sources (including contributions)	2015-12-31	$3,517,372
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$8,570,387
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$8,587,174
Expenses. Certain deemed distributions of participant loans	2015-12-31	$-16,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,955,287
Value of total assets at end of year	2015-12-31	$43,084,974
Value of total assets at beginning of year	2015-12-31	$48,158,174
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$0
Total interest from all sources	2015-12-31	$68,441
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,601,849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,414,526
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$100,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,680,888
Participant contributions at end of year	2015-12-31	$1,678,613
Participant contributions at beginning of year	2015-12-31	$1,296,592
Participant contributions at end of year	2015-12-31	$15,421
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$12,669,007
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$80,788
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$20,185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-5,053,015
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$43,084,974
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$48,137,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$17,930,172
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$64,369
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$45,452,968
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$6,281,350
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$4,072
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,034,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,274,399
Employer contributions (assets) at end of year	2015-12-31	$859,248
Employer contributions (assets) at beginning of year	2015-12-31	$1,408,614
Income. Dividends from common stock	2015-12-31	$187,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$8,587,174
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$3,570,375
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2015-12-31	346565596
2014 : UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$20,185
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$10,779
Total income from all sources (including contributions)	2014-12-31	$4,772,055
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$10,894,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$10,806,510
Expenses. Certain deemed distributions of participant loans	2014-12-31	$52,093
Value of total corrective distributions	2014-12-31	$35,898
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,323,672
Value of total assets at end of year	2014-12-31	$48,158,174
Value of total assets at beginning of year	2014-12-31	$54,271,214
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$0
Total interest from all sources	2014-12-31	$67,811
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$100,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,863,499
Participant contributions at end of year	2014-12-31	$1,296,592
Participant contributions at beginning of year	2014-12-31	$1,369,323
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$51,559
Liabilities. Value of operating payables at end of year	2014-12-31	$20,185
Liabilities. Value of operating payables at beginning of year	2014-12-31	$10,779
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-6,122,446
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$48,137,989
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$54,260,435
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Interest on participant loans	2014-12-31	$67,811
Value of interest in master investment trust accounts at end of year	2014-12-31	$45,452,968
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$51,150,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,408,614
Employer contributions (assets) at end of year	2014-12-31	$1,408,614
Employer contributions (assets) at beginning of year	2014-12-31	$1,751,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$10,806,510
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	MITCHELL & TITUS
Accountancy firm EIN	2014-12-31	132781641
2013 : UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$10,779
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$10,251
Total income from all sources (including contributions)	2013-12-31	$12,802,887
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,690,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,664,749
Expenses. Certain deemed distributions of participant loans	2013-12-31	$1,027
Value of total corrective distributions	2013-12-31	$24,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,950,611
Value of total assets at end of year	2013-12-31	$54,271,214
Value of total assets at beginning of year	2013-12-31	$45,158,247
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$48,769
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$100,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,118,817
Participant contributions at end of year	2013-12-31	$1,369,323
Participant contributions at beginning of year	2013-12-31	$1,128,557
Participant contributions at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$80,503
Liabilities. Value of operating payables at end of year	2013-12-31	$10,779
Liabilities. Value of operating payables at beginning of year	2013-12-31	$10,251
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$9,112,439
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$54,260,435
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$45,147,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Interest on participant loans	2013-12-31	$48,769
Value of interest in master investment trust accounts at end of year	2013-12-31	$51,150,600
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$42,328,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,751,291
Employer contributions (assets) at end of year	2013-12-31	$1,751,291
Employer contributions (assets) at beginning of year	2013-12-31	$1,701,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,664,749
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	MITCHELL & TITUS
Accountancy firm EIN	2013-12-31	132781641
2012 : UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$10,251
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$12,133
Total income from all sources (including contributions)	2012-12-31	$10,086,321
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$836,852
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$836,852
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,658,560
Value of total assets at end of year	2012-12-31	$45,158,247
Value of total assets at beginning of year	2012-12-31	$35,910,660
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$54,212
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,007,954
Participant contributions at end of year	2012-12-31	$1,128,557
Participant contributions at beginning of year	2012-12-31	$1,258,385
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$22,116
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$948,973
Liabilities. Value of operating payables at end of year	2012-12-31	$10,251
Liabilities. Value of operating payables at beginning of year	2012-12-31	$12,133
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$9,249,469
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$45,147,996
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$35,898,527
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Interest on participant loans	2012-12-31	$54,212
Value of interest in master investment trust accounts at end of year	2012-12-31	$42,328,057
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$32,616,581
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,701,633
Employer contributions (assets) at end of year	2012-12-31	$1,701,633
Employer contributions (assets) at beginning of year	2012-12-31	$2,013,578
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$836,852
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	MITCHELL & TITUS
Accountancy firm EIN	2012-12-31	132781641
2011 : UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$12,133
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$8,211
Total income from all sources (including contributions)	2011-12-31	$1,165,947
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,109,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,109,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,026,818
Value of total assets at end of year	2011-12-31	$35,910,660
Value of total assets at beginning of year	2011-12-31	$35,850,561
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$55,042
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$100,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,754,648
Participant contributions at end of year	2011-12-31	$1,258,385
Participant contributions at beginning of year	2011-12-31	$1,253,742
Participant contributions at end of year	2011-12-31	$22,116
Participant contributions at beginning of year	2011-12-31	$19,295
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$258,592
Liabilities. Value of operating payables at end of year	2011-12-31	$12,133
Liabilities. Value of operating payables at beginning of year	2011-12-31	$8,211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$56,177
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$35,898,527
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$35,842,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Interest on participant loans	2011-12-31	$55,042
Value of interest in master investment trust accounts at end of year	2011-12-31	$32,616,581
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$32,590,021
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,013,578
Employer contributions (assets) at end of year	2011-12-31	$2,013,578
Employer contributions (assets) at beginning of year	2011-12-31	$1,987,503
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,109,770
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	MITCHELL & TITUS
Accountancy firm EIN	2011-12-31	132781641
2010 : UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$8,211
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$10,526
Total income from all sources (including contributions)	2010-12-31	$6,949,571
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,249,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,249,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,678,492
Value of total assets at end of year	2010-12-31	$35,850,561
Value of total assets at beginning of year	2010-12-31	$32,152,842
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$60,854
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$100,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,643,403
Participant contributions at end of year	2010-12-31	$1,253,742
Participant contributions at beginning of year	2010-12-31	$1,211,578
Participant contributions at end of year	2010-12-31	$19,295
Participant contributions at beginning of year	2010-12-31	$17,656
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$47,586
Liabilities. Value of operating payables at end of year	2010-12-31	$8,211
Liabilities. Value of operating payables at beginning of year	2010-12-31	$10,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,700,034
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$35,842,350
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$32,142,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Interest on participant loans	2010-12-31	$60,854
Value of interest in master investment trust accounts at end of year	2010-12-31	$32,590,021
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$29,267,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,987,503
Employer contributions (assets) at end of year	2010-12-31	$1,987,503
Employer contributions (assets) at beginning of year	2010-12-31	$1,655,762
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,249,537
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	MITCHELL & TITUS
Accountancy firm EIN	2010-12-31	132781641

Form 5500 Responses for UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST

2020: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: UBS FINANCIAL SERVICES INC OF PUERTO RICO SAVINGS PLUS PLAN TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
Employer identification number (EIN):	133074649
NAIC Classification:	523120
NAIC Description:	Securities Brokerage