AMERICAN WATER WORKS ASSOCIATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan AMERICAN WATER WORKS ASSOCIATION PENSION SYSTEM
| Measure | Date | Value |
|---|
| 2018 : AMERICAN WATER WORKS ASSOCIATION PENSION SYSTEM 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-11-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-01 | $40,998 |
| Total income from all sources (including contributions) | 2018-11-01 | $-1,764,839 |
| Total loss/gain on sale of assets | 2018-11-01 | $0 |
| Total of all expenses incurred | 2018-11-01 | $33,711,006 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-11-01 | $33,596,683 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-11-01 | $-147,500 |
| Value of total assets at end of year | 2018-11-01 | $0 |
| Value of total assets at beginning of year | 2018-11-01 | $35,516,843 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-11-01 | $114,323 |
| Total interest from all sources | 2018-11-01 | $2,059 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-11-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-11-01 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2018-11-01 | $0 |
| Administrative expenses professional fees incurred | 2018-11-01 | $104,386 |
| Was this plan covered by a fidelity bond | 2018-11-01 | Yes |
| Value of fidelity bond cover | 2018-11-01 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-11-01 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-11-01 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-11-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-11-01 | $0 |
| Liabilities. Value of operating payables at end of year | 2018-11-01 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2018-11-01 | $40,696 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-01 | No |
| Value of net income/loss | 2018-11-01 | $-35,475,845 |
| Value of net assets at end of year (total assets less liabilities) | 2018-11-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-11-01 | $35,475,845 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-11-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-11-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-11-01 | No |
| Investment advisory and management fees | 2018-11-01 | $9,937 |
| Value of interest in common/collective trusts at end of year | 2018-11-01 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2018-11-01 | $300,764 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-11-01 | $2,059 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-11-01 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-11-01 | $35,216,079 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-11-01 | $32,346,938 |
| Net investment gain or loss from common/collective trusts | 2018-11-01 | $-1,619,398 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-11-01 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-11-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-11-01 | No |
| Contributions received in cash from employer | 2018-11-01 | $-147,500 |
| Employer contributions (assets) at end of year | 2018-11-01 | $0 |
| Employer contributions (assets) at beginning of year | 2018-11-01 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-11-01 | $1,249,745 |
| Contract administrator fees | 2018-11-01 | $0 |
| Liabilities. Value of benefit claims payable at end of year | 2018-11-01 | $0 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-11-01 | $302 |
| Did the plan have assets held for investment | 2018-11-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-11-01 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-11-01 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-11-01 | Disclaimer |
| Accountancy firm name | 2018-11-01 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2018-11-01 | 410746749 |
| 2017 : AMERICAN WATER WORKS ASSOCIATION PENSION SYSTEM 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $40,998 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $126,681 |
| Total income from all sources (including contributions) | 2017-12-31 | $2,201,324 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $1,637,448 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,560,555 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $325,000 |
| Value of total assets at end of year | 2017-12-31 | $35,516,843 |
| Value of total assets at beginning of year | 2017-12-31 | $35,038,650 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $76,893 |
| Total interest from all sources | 2017-12-31 | $10,682 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $0 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $40,696 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $563,876 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $35,475,845 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $34,911,969 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $38,413 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $300,764 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $25,850,637 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $10,682 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $35,216,079 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $1,865,642 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $325,000 |
| Employer contributions (assets) at end of year | 2017-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $9,188,013 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,560,555 |
| Contract administrator fees | 2017-12-31 | $38,480 |
| Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $302 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $126,681 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2017-12-31 | 410746749 |
| 2016 : AMERICAN WATER WORKS ASSOCIATION PENSION SYSTEM 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $126,681 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $112,654 |
| Total income from all sources (including contributions) | 2016-12-31 | $11,641,025 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $1,587,206 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,423,621 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $10,488,013 |
| Value of total assets at end of year | 2016-12-31 | $35,038,650 |
| Value of total assets at beginning of year | 2016-12-31 | $24,970,804 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $163,585 |
| Total interest from all sources | 2016-12-31 | $5 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $3,120 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $10,053,819 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $34,911,969 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $24,858,150 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $163,585 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $25,850,637 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $24,967,684 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $5 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $1,153,007 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $10,488,013 |
| Employer contributions (assets) at end of year | 2016-12-31 | $9,188,013 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,423,621 |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $126,681 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $112,654 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2016-12-31 | 410746749 |
| 2015 : AMERICAN WATER WORKS ASSOCIATION PENSION SYSTEM 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $112,654 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $109,170 |
| Total income from all sources (including contributions) | 2015-12-31 | $1,515,344 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $4,708,809 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $4,498,672 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,300,000 |
| Value of total assets at end of year | 2015-12-31 | $24,970,804 |
| Value of total assets at beginning of year | 2015-12-31 | $28,160,785 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $210,137 |
| Total interest from all sources | 2015-12-31 | $5 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $3,120 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-3,193,465 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $24,858,150 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $28,051,615 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $210,137 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $24,967,684 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $28,160,785 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $5 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $215,339 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $1,300,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $4,498,672 |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $112,654 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $109,170 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2015-12-31 | 410746749 |
| 2014 : AMERICAN WATER WORKS ASSOCIATION PENSION SYSTEM 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $109,170 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $99,829 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,783,606 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,462,472 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,259,361 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,300,000 |
| Value of total assets at end of year | 2014-12-31 | $28,160,785 |
| Value of total assets at beginning of year | 2014-12-31 | $26,830,310 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $203,111 |
| Total interest from all sources | 2014-12-31 | $4 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Other income not declared elsewhere | 2014-12-31 | $1,995 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $1,321,134 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $28,051,615 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $26,730,481 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $203,111 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $28,160,785 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $26,830,310 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $4 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $1,481,607 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $1,300,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,259,361 |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $109,170 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $99,829 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BKD, LLP |
| Accountancy firm EIN | 2014-12-31 | 440160260 |
| 2013 : AMERICAN WATER WORKS ASSOCIATION PENSION SYSTEM 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $99,829 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $98,457 |
| Total income from all sources (including contributions) | 2013-12-31 | $3,521,866 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $1,367,738 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,184,334 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,300,000 |
| Value of total assets at end of year | 2013-12-31 | $26,830,310 |
| Value of total assets at beginning of year | 2013-12-31 | $24,674,810 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $183,404 |
| Total interest from all sources | 2013-12-31 | $6 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Other income not declared elsewhere | 2013-12-31 | $1,642 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $2,154,128 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $26,730,481 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $24,576,353 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $183,404 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $26,830,310 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $24,674,810 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $6 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $2,220,218 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $1,300,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,184,334 |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $99,829 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $98,457 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | BKD, LLP |
| Accountancy firm EIN | 2013-12-31 | 440160260 |
| 2012 : AMERICAN WATER WORKS ASSOCIATION PENSION SYSTEM 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $98,457 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $69,659 |
| Total income from all sources (including contributions) | 2012-12-31 | $3,372,633 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $1,309,746 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,143,360 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $999,761 |
| Value of total assets at end of year | 2012-12-31 | $24,674,810 |
| Value of total assets at beginning of year | 2012-12-31 | $22,583,125 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $166,386 |
| Total interest from all sources | 2012-12-31 | $10 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $2,062,887 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $24,576,353 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $22,513,466 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $166,386 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $24,674,810 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $22,083,125 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $10 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $2,372,862 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $999,761 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $500,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,143,360 |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $98,457 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $69,659 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | BKD,LLP |
| Accountancy firm EIN | 2012-12-31 | 440160260 |
| 2011 : AMERICAN WATER WORKS ASSOCIATION PENSION SYSTEM 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $69,659 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $73,177 |
| Total income from all sources (including contributions) | 2011-12-31 | $840,303 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $1,165,273 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $984,162 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,000,000 |
| Value of total assets at end of year | 2011-12-31 | $22,583,125 |
| Value of total assets at beginning of year | 2011-12-31 | $22,911,613 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $181,111 |
| Total interest from all sources | 2011-12-31 | $1,889 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-324,970 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $22,513,466 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $22,838,436 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $181,111 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $22,083,125 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $22,911,613 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $1,889 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $-161,586 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $1,000,000 |
| Employer contributions (assets) at end of year | 2011-12-31 | $500,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $984,162 |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $69,659 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $73,177 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BKD, LLP |
| Accountancy firm EIN | 2011-12-31 | 440160260 |
| 2010 : AMERICAN WATER WORKS ASSOCIATION PENSION SYSTEM 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $73,177 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $59,143 |
| Total income from all sources (including contributions) | 2010-12-31 | $3,671,987 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,070,463 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $896,503 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,300,000 |
| Value of total assets at end of year | 2010-12-31 | $22,911,613 |
| Value of total assets at beginning of year | 2010-12-31 | $20,296,055 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $173,960 |
| Total interest from all sources | 2010-12-31 | $9,025 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $2,601,524 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $22,838,436 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $20,236,912 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $173,960 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $22,911,613 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $20,296,055 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $9,025 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $2,362,962 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $1,300,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $896,503 |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $73,177 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $59,143 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BKD, LLP |
| Accountancy firm EIN | 2010-12-31 | 440160260 |
| 2009 : AMERICAN WATER WORKS ASSOCIATION PENSION SYSTEM 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
