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Plan Name | AMERICAN WATER ENTERPRISES, INC. 401K PROFIT SHARING PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | AMERICAN WATER ENTERPRISES, INC. |
Employer identification number (EIN): | 223169459 |
NAIC Classification: | 221300 |
Additional information about AMERICAN WATER ENTERPRISES, INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2003-03-20 |
Company Identification Number: | 0800185846 |
Legal Registered Office Address: |
PO BOX 2738 ATTN: TAX DEPT CAMDEN United States of America (USA) 08101 |
More information about AMERICAN WATER ENTERPRISES, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2009-01-01 | ROBERT D. SIEVERS | |||
001 | 2008-01-01 | ||||
001 | 2007-01-01 | ROBERT D. SIEVERS | |||
001 | 2006-01-01 | ROBERT D. SIEVERS |
Measure | Date | Value |
---|---|---|
2009: AMERICAN WATER ENTERPRISES, INC. 401K PROFIT SHARING PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 434 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 380 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 91 |
Total of all active and inactive participants | 2009-01-01 | 471 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 471 |
Number of participants with account balances | 2009-01-01 | 367 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
2007: AMERICAN WATER ENTERPRISES, INC. 401K PROFIT SHARING PLAN 2007 401k membership | ||
Total participants, beginning-of-year | 2007-01-01 | 312 |
Total number of active participants reported on line 7a of the Form 5500 | 2007-01-01 | 266 |
Number of retired or separated participants receiving benefits | 2007-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2007-01-01 | 72 |
Total of all active and inactive participants | 2007-01-01 | 338 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2007-01-01 | 0 |
Total participants | 2007-01-01 | 338 |
Number of participants with account balances | 2007-01-01 | 282 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2007-01-01 | 0 |
2006: AMERICAN WATER ENTERPRISES, INC. 401K PROFIT SHARING PLAN 2006 401k membership | ||
Total participants, beginning-of-year | 2006-01-01 | 313 |
Total number of active participants reported on line 7a of the Form 5500 | 2006-01-01 | 244 |
Number of retired or separated participants receiving benefits | 2006-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2006-01-01 | 62 |
Total of all active and inactive participants | 2006-01-01 | 306 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2006-01-01 | 0 |
Total participants | 2006-01-01 | 306 |
Number of participants with account balances | 2006-01-01 | 242 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2006-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2010 : AMERICAN WATER ENTERPRISES, INC. 401K PROFIT SHARING PLAN 2010 401k financial data | ||
Total transfer of assets from this plan | 2010-12-31 | $6,623,115 |
Total income from all sources (including contributions) | 2010-12-31 | $809,314 |
Total of all expenses incurred | 2010-12-31 | $2,148,922 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,108,128 |
Value of total corrective distributions | 2010-12-31 | $37,031 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $27,001 |
Value of total assets at end of year | 2010-12-31 | $0 |
Value of total assets at beginning of year | 2010-12-31 | $7,962,723 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $3,763 |
Total interest from all sources | 2010-12-31 | $10,223 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $50,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $76 |
Participant contributions at end of year | 2010-12-31 | $0 |
Participant contributions at beginning of year | 2010-12-31 | $216,088 |
Participant contributions at end of year | 2010-12-31 | $0 |
Participant contributions at beginning of year | 2010-12-31 | $27,557 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $26,887 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $-1,339,608 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $7,962,723 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $7,684,919 |
Interest on participant loans | 2010-12-31 | $10,223 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $772,090 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $38 |
Employer contributions (assets) at end of year | 2010-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $34,159 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,108,128 |
Contract administrator fees | 2010-12-31 | $3,763 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | KREISCHER MILLER |
Accountancy firm EIN | 2010-12-31 | 231980475 |
2009 : AMERICAN WATER ENTERPRISES, INC. 401K PROFIT SHARING PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2009: AMERICAN WATER ENTERPRISES, INC. 401K PROFIT SHARING PLAN 2009 form 5500 responses | ||
---|---|---|
2009-01-01 | Type of plan entity | Mulitple employer plan |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | Plan funding arrangement – Insurance | Yes |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement – Insurance | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |
2008: AMERICAN WATER ENTERPRISES, INC. 401K PROFIT SHARING PLAN 2008 form 5500 responses | ||
2008-01-01 | Type of plan entity | Mulitple employer plan |
2008-01-01 | Submission has been amended | Yes |
2008-01-01 | This submission is the final filing | No |
2008-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2008-01-01 | Plan is a collectively bargained plan | No |
2007: AMERICAN WATER ENTERPRISES, INC. 401K PROFIT SHARING PLAN 2007 form 5500 responses | ||
2007-01-01 | Type of plan entity | Mulitple employer plan |
2007-01-01 | Submission has been amended | Yes |
2007-01-01 | This submission is the final filing | No |
2007-01-01 | Plan funding arrangement – Insurance | Yes |
2007-01-01 | Plan funding arrangement – Trust | Yes |
2007-01-01 | Plan benefit arrangement – Insurance | Yes |
2007-01-01 | Plan benefit arrangement - Trust | Yes |
2006: AMERICAN WATER ENTERPRISES, INC. 401K PROFIT SHARING PLAN 2006 form 5500 responses | ||
2006-01-01 | Type of plan entity | Mulitple employer plan |
2006-01-01 | Submission has been amended | Yes |
2006-01-01 | This submission is the final filing | No |
2006-01-01 | Plan funding arrangement – Insurance | Yes |
2006-01-01 | Plan funding arrangement – Trust | Yes |
2006-01-01 | Plan benefit arrangement – Insurance | Yes |
2006-01-01 | Plan benefit arrangement - Trust | Yes |