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Plan Name | AMERICAN WATER HEATER COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR THE TENNESSE DIVISION MANUAFACTURING BARGAINING UNIT |
Plan identification number | 004 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | AMERICAN WATER HEATER COMPANY |
Employer identification number (EIN): | 340299600 |
NAIC Classification: | 335200 |
Additional information about AMERICAN WATER HEATER COMPANY
Jurisdiction of Incorporation: | Nevada Department of State |
Incorporation Date: | 1996-12-17 |
Company Identification Number: | 19961245177 |
Legal Registered Office Address: |
2215-B RENAISSANCE DR LAS VEGAS United States of America (USA) 89119 |
More information about AMERICAN WATER HEATER COMPANY
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
004 | 2012-01-01 | TRACEY SEYMOUR | TRACEY SEYMOUR | 2013-08-30 | |
004 | 2011-01-01 | SHERRY LUNDELL | SHERRY LUNDELL | 2012-07-13 | |
004 | 2009-01-01 | DUANE R. CARLSON | DUANE R. CARLSON | 2010-07-16 |
Measure | Date | Value |
---|---|---|
2012: AMERICAN WATER HEATER COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR THE TENNESSE DIVISION MANUAFACTURING BARGAINING UNIT 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 460 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
Total of all active and inactive participants | 2012-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 0 |
Number of participants with account balances | 2012-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: AMERICAN WATER HEATER COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR THE TENNESSE DIVISION MANUAFACTURING BARGAINING UNIT 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 407 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 449 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 11 |
Total of all active and inactive participants | 2011-01-01 | 460 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 460 |
Number of participants with account balances | 2011-01-01 | 460 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 2 |
2009: AMERICAN WATER HEATER COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR THE TENNESSE DIVISION MANUAFACTURING BARGAINING UNIT 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 916 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 406 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 11 |
Total of all active and inactive participants | 2009-01-01 | 417 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 417 |
Number of participants with account balances | 2009-01-01 | 417 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 11 |
Measure | Date | Value |
---|---|---|
2012 : AMERICAN WATER HEATER COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR THE TENNESSE DIVISION MANUAFACTURING BARGAINING UNIT 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total transfer of assets from this plan | 2012-12-31 | $3,941,229 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,194,692 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $135,062 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $133,705 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $759,775 |
Value of total assets at end of year | 2012-12-31 | $0 |
Value of total assets at beginning of year | 2012-12-31 | $2,881,599 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,357 |
Total interest from all sources | 2012-12-31 | $12,097 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $37,405 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $37,405 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $595,450 |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $11,144 |
Other income not declared elsewhere | 2012-12-31 | $-143 |
Administrative expenses (other) incurred | 2012-12-31 | $1,357 |
Total non interest bearing cash at end of year | 2012-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,059,630 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,881,599 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $2,293,505 |
Interest earned on other investments | 2012-12-31 | $12,097 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $573,897 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $385,558 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $164,325 |
Employer contributions (assets) at end of year | 2012-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $3,053 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $133,705 |
Did the plan have assets held for investment | 2012-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | REILLY, PENNER, & BENTON LLP |
Accountancy firm EIN | 2012-12-31 | 390747409 |
2011 : AMERICAN WATER HEATER COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR THE TENNESSE DIVISION MANUAFACTURING BARGAINING UNIT 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $625,903 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $127,104 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $125,419 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $742,118 |
Value of total assets at end of year | 2011-12-31 | $2,881,599 |
Value of total assets at beginning of year | 2011-12-31 | $2,382,800 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,685 |
Total interest from all sources | 2011-12-31 | $10,612 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $26,774 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $26,774 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $581,939 |
Participant contributions at end of year | 2011-12-31 | $11,144 |
Participant contributions at beginning of year | 2011-12-31 | $0 |
Administrative expenses (other) incurred | 2011-12-31 | $1,685 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $498,799 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,881,599 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,382,800 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $2,293,505 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,924,789 |
Interest earned on other investments | 2011-12-31 | $10,612 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $573,897 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $458,011 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-153,601 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $160,179 |
Employer contributions (assets) at end of year | 2011-12-31 | $3,053 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $125,419 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | REILLY, PENNER & BENTON LLP |
Accountancy firm EIN | 2011-12-31 | 390747409 |
2010 : AMERICAN WATER HEATER COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR THE TENNESSE DIVISION MANUAFACTURING BARGAINING UNIT 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $804,631 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $82,618 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $81,415 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $545,980 |
Value of total assets at end of year | 2010-12-31 | $2,382,800 |
Value of total assets at beginning of year | 2010-12-31 | $1,660,787 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,203 |
Total interest from all sources | 2010-12-31 | $8,671 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $26,471 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $26,471 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $465,082 |
Administrative expenses (other) incurred | 2010-12-31 | $1,203 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $722,013 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,382,800 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,660,787 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,924,789 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,373,856 |
Interest earned on other investments | 2010-12-31 | $8,671 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $458,011 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $286,931 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $223,509 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $80,898 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $81,415 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | REILLY, PENNER & BENTON LLP |
Accountancy firm EIN | 2010-12-31 | 390747409 |
2009 : AMERICAN WATER HEATER COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR THE TENNESSE DIVISION MANUAFACTURING BARGAINING UNIT 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2012: AMERICAN WATER HEATER COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR THE TENNESSE DIVISION MANUAFACTURING BARGAINING UNIT 2012 form 5500 responses | ||
---|---|---|
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | Yes |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | Yes |
2012-01-01 | Plan funding arrangement – Insurance | Yes |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement – Insurance | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: AMERICAN WATER HEATER COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR THE TENNESSE DIVISION MANUAFACTURING BARGAINING UNIT 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | Yes |
2011-01-01 | Plan funding arrangement – Insurance | Yes |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement – Insurance | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: AMERICAN WATER HEATER COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR THE TENNESSE DIVISION MANUAFACTURING BARGAINING UNIT 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | Yes |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | Yes |
2009-01-01 | Plan funding arrangement – Insurance | Yes |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement – Insurance | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |